Common use of Regulatory Permits Clause in Contracts

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 9 contracts

Samples: Subscription Agreement (Players Network), Subscription Agreement (Players Network), Subscription Agreement (Players Network)

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Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its current business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 8 contracts

Samples: Common Stock Purchase Agreement (Tapimmune Inc.), Exchange of Notes for Equity Agreement (Oragenics Inc), Common Stock Purchase Agreement (Oragenics Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect ("Material Permits"), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 7 contracts

Samples: Securities Purchase Agreement (Geocom Resources Inc), Securities Purchase Agreement (Geocom Resources Inc), Securities Purchase Agreement (Geocom Resources Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 7 contracts

Samples: Master Exchange Agreement (FP Technology, Inc.), Securities Purchase Agreement (Power 3 Medical Products Inc), Securities Subscription Agreement (Gentium S.p.A.)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 7 contracts

Samples: Securities Purchase Agreement (Talphera, Inc.), Securities Purchase Agreement (Talphera, Inc.), Securities Purchase Agreement (Vascular Biogenics Ltd.)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would notpermits, individually or in the aggregate, have or has not and could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any such Material PermitPermits.

Appears in 6 contracts

Samples: Note and Warrant Purchase Agreement (Nephros Inc), Securities Purchase Agreement (Nephros Inc), Securities Purchase Agreement (Nile Therapeutics, Inc.)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 6 contracts

Samples: Securities Purchase Agreement (Torrent Energy Corp), Securities Purchase Agreement (Torrent Energy Corp), Securities Purchase Agreement (Torrent Energy Corp)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 6 contracts

Samples: Securities Purchase Agreement (LogicMark, Inc.), Securities Purchase Agreement (LogicMark, Inc.), Securities Purchase Agreement (LogicMark, Inc.)

Regulatory Permits. The Except as otherwise described in the SEC Reports, the Company possesses or has applied for all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings Proceedings relating to the revocation or modification of any Material Permit.

Appears in 5 contracts

Samples: Securities Purchase Agreement (Man Shing Agricultural Holdings, Inc), Securities Purchase Agreement (Osteologix, Inc.), Securities Purchase Agreement (Osteologix, Inc.)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 5 contracts

Samples: Exchange and Settlement Agreement (Infinity Energy Resources, Inc), Exchange Agreement (Infinity Energy Resources, Inc), Exchange Agreement (Infinity Energy Resources, Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 5 contracts

Samples: Purchase Agreement (Trim Holding Group), Securities Purchase Agreement (San Holdings Inc), Securities Purchase Agreement (San Holdings Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 5 contracts

Samples: Securities Purchase Agreement (Catalyst Pharmaceutical Partners, Inc.), Securities Purchase Agreement (Catalyst Pharmaceutical Partners, Inc.), Securities Purchase Agreement (Catalyst Pharmaceutical Partners, Inc.)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit. The disclosures in the Registration Statement concerning the effects of Federal, State, local and all foreign regulation on the Company’s business as currently contemplated are correct in all material respects.

Appears in 5 contracts

Samples: Underwriting Agreement (SeqLL, Inc.), Underwriting Agreement (SeqLL, Inc.), Underwriting Agreement (SeqLL, Inc.)

Regulatory Permits. The Company possesses and its Subsidiary possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its their business as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and the Company has and its Subsidiary have not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Utix Group Inc), Securities Purchase Agreement (Utix Group Inc), Securities Purchase Agreement (Utix Group Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Eyenovia, Inc.), Securities Purchase Agreement (Aileron Therapeutics Inc), Securities Purchase Agreement (RXi Pharmaceuticals Corp)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC ReportsRegistration Statement, the General Disclosure Package and the Prospectus, except where the failure to possess such permits would not, individually or in the aggregate, have or not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 4 contracts

Samples: Underwriting Agreement (Chromocell Therapeutics Corp), Underwriting Agreement (Chromocell Therapeutics Corp), Underwriting Agreement (Chromocell Therapeutics Corp)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect ("Material Permits"), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Alfacell Corp), Securities Purchase Agreement (Merix Corp), Subscription Agreement (New Frontier Energy Inc)

Regulatory Permits. The Company possesses possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business businesses as described in the SEC ReportsReports (“Permits”), except where the failure to possess such permits Permits would not, individually or in the aggregate, have or reasonably be expected to not result in a Material Adverse Effect (“Material Permits”)material adverse effect, and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit, the revocation or proposed modification of which would result in a material adverse effect.

Appears in 4 contracts

Samples: Stock Purchase Agreement (Biotime Inc), Stock Purchase Agreement (Biotime Inc), Stock Purchase Agreement (Biotime Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federalFederal, state, local state or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC ReportsDocuments, except where the failure to possess such permits would notnot reasonably be expected to, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)material adverse effect, and neither the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permitsuch permit.

Appears in 4 contracts

Samples: Stock Purchase Agreement (Wilon Energy Group Inc), Stock Purchase Agreement (Spongetech Delivery Systems Inc), Stock Purchase Agreement (Texxar Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Sulphco Inc), Securities Purchase Agreement (Sulphco Inc), Securities Purchase Agreement (Sulphco Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its respective business as presently conducted and described in the SEC ReportsReports (“Material Permits”), except where the failure to possess such permits would does not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 3 contracts

Samples: Stock Purchase Agreement (Titan Pharmaceuticals Inc), Securities Purchase Agreement (SGX Pharmaceuticals, Inc.), Securities Purchase Agreement (Rxi Pharmaceuticals Corp)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), Reports and the Company has not never received any written notice of proceedings relating to the revocation or modification of any Material Permitsuch permits.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Activeworlds Corp), Securities Purchase Agreement (Kingold Jewelry, Inc.), Securities Purchase Agreement (Kingold Jewelry, Inc.)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Alpha Teknova, Inc.), Securities Purchase Agreement (Alpha Teknova, Inc.), Securities Purchase Agreement (Alpha Teknova, Inc.)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business businesses as described in the SEC ReportsDisclosure Documents, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permitsuch permits.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Selakovic David Dragan), Securities Purchase Agreement (HPC Acquisitions, Inc.), Securities Purchase Agreement (Oxygen Biotherapeutics, Inc.)

Regulatory Permits. The Company As set forth in the SEC Reports, the Company, to its knowledge, possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reportsbusiness, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Bruush Oral Care Inc.), Securities Purchase Agreement (Bruush Oral Care Inc.), Securities Purchase Agreement (Bruush Oral Care Inc.)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, including without limitation the FDA, except where the failure to possess such permits has not had and would not, individually or in the aggregate, not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and (i) the Company has not received any written notice of proceedings relating to the revocation or modification of any such Material PermitPermits and (ii) the Company has no Knowledge of any facts or circumstances that the Company would reasonably expect to give rise to the revocation or modification of any Material Permits.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Pieris Pharmaceuticals, Inc.), Securities Purchase Agreement (Ignyta, Inc.), Securities Purchase Agreement (Ignyta, Inc.)

Regulatory Permits. The Company possesses possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business businesses as described in the SEC ReportsReports (“Permits”), except where the failure to possess such permits Permits would not, individually or in the aggregate, have or reasonably be expected to not result in a Material Adverse Effect (“Material Permits”)Effect, and the Company has not received any written notice of proceedings relating to the revocation or modification of any Permit, the revocation or proposed modification of which would result in a Material PermitAdverse Effect.

Appears in 3 contracts

Samples: Series a Convertible Preferred Stock Purchase Agreement (Biotime Inc), Stock and Warrant Purchase Agreement (Biotime Inc), Stock and Warrant Purchase Agreement (Biotime Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material PermitPermit which, if the subject of an unfavorable decision, ruling or finding, could reasonably be expected to result in a Material Adverse Effect.

Appears in 3 contracts

Samples: Securities Subscription Agreement (Marshall Edwards Inc), Securities Subscription Agreement (Marshall Edwards Inc), Securities Subscription Agreement (Marshall Edwards Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, not have or reasonably be expected to result in a Material Adverse Effect ("Material Permits"), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Macrochem Corp), Securities Purchase Agreement (Macrochem Corp), Securities Purchase Agreement (Macrochem Corp)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as presently conducted and described in the SEC ReportsReports (“Material Permits”), except where the failure to possess such permits would does not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material PermitEffect.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Tauriga Sciences, Inc.), Securities Purchase Agreement (Tauriga Sciences, Inc.), Securities Purchase Agreement (Tauriga Sciences, Inc.)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its respective business as currently conducted and as described in the SEC Reports, except where the failure to possess such permits would notpermits, individually or in the aggregate, has not and would not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings Proceedings relating to the revocation or modification of any such Material PermitPermits.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Gemphire Therapeutics Inc.), Securities Purchase Agreement (Tengion Inc), Securities Purchase Agreement (Tengion Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local local, or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Lixte Biotechnology Holdings, Inc.), Securities Purchase Agreement (Tenon Medical, Inc.), Securities Purchase Agreement (Tenon Medical, Inc.)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC ReportsFilings, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 3 contracts

Samples: Securities Purchase Agreement (NovaBay Pharmaceuticals, Inc.), Securities Purchase Agreement (NovaBay Pharmaceuticals, Inc.), Stock Purchase Agreement (Agile Therapeutics Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as currently conducted as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Palatin Technologies Inc), Securities Purchase Agreement (Palatin Technologies Inc), Securities Purchase Agreement (Palatin Technologies Inc)

Regulatory Permits. The Except as disclosed in the Registration Statement or the SEC Documents, (i) the Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local state or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)respective business, and (ii) the Company has not received any written notice of proceedings relating to the revocation or modification of any such certificate, authorization or permit, except, in the case of each of the two foregoing clauses, as would not reasonably be expected to have a Material PermitAdverse Effect.

Appears in 3 contracts

Samples: Purchase Agreement (Microvision, Inc.), Purchase Agreement (Microvision, Inc.), Purchase Agreement (Microvision, Inc.)

Regulatory Permits. The Company possesses possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and neither the Company nor any subsidiary has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 3 contracts

Samples: Common Stock Purchase and Warrants Agreement (Us Dataworks Inc), Common Stock Purchase and Warrants Agreement (Us Dataworks Inc), Convertible Debenture and Warrants Agreement (Us Dataworks Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, could not have or reasonably be expected to result in a Material Adverse Effect ("Material Permits"), and the Company has not received any written no notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Genaera Corp), Securities Purchase Agreement (Genaera Corp)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, including without limitation the FDA, except where the failure to possess such permits would notpermits, individually or in the aggregate, have has not and would not have, individually or reasonably be expected to result in the aggregate, a Material Adverse Effect (“Material Permits”), and (i) the Company has not received any written notice of proceedings relating to the revocation or modification of any such Material PermitPermits and (ii) the Company is unaware of any facts or circumstances that the Company would reasonably expect to give rise to the revocation or modification of any Material Permits.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Lipocine Inc.), Securities Purchase Agreement (Cardica Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or not reasonably be expected to result in have a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings Proceedings relating to the revocation or modification of any Material Permit.

Appears in 2 contracts

Samples: Securities Purchase Agreement (In8bio, Inc.), Securities Purchase Agreement (In8bio, Inc.)

Regulatory Permits. The To the Company’s knowledge, the Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would notpermits, individually or in the aggregate, have or has not and could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any such Material Permit.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Clearant Inc), Series a Preferred Stock Purchase Agreement (Neah Power Systems, Inc.)

Regulatory Permits. The Except as disclosed in the SEC Reports, the Company possesses all material certificates, authorizations and permits issued by the appropriate federalfederal (U.S. or Canadian), state, provincial, territorial, local or foreign regulatory authorities (including Environmental Permits) necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect Reports (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or or, other than in connection with the Company’s ongoing discussions with regulatory and reimbursement counsel, modification of any Material Permit.

Appears in 2 contracts

Samples: Note Purchase Agreement (Response Biomedical Corp), Note Purchase Agreement (Response Biomedical Corp)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits has not had and would not, individually or in the aggregate, not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and (i) the Company has not received any written notice of proceedings relating to the revocation or modification of any such Material PermitPermits and (ii) the Company has no Knowledge of any facts or circumstances that the Company would reasonably expect to give rise to the revocation or modification of any Material Permits.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Torchlight Energy Resources Inc), Securities Purchase Agreement (Torchlight Energy Resources Inc)

Regulatory Permits. The Company possesses possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 2 contracts

Samples: Securities Purchase Agreement (SCOLR Pharma, Inc.), Securities Purchase Agreement (SCOLR Pharma, Inc.)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Emerge Interactive Inc), Securities Purchase Agreement (Emerge Interactive Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permitsuch permits.

Appears in 2 contracts

Samples: Common Stock Purchase Agreement (Majic Wheels Corp), Common Stock Purchase Agreement (Cardio Vascular Medical Device Corp)

Regulatory Permits. The Company possesses and its subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and neither the Company nor any subsidiary has not received any written notice of proceedings Proceedings relating to the revocation or modification of any Material Permitmaterial permit.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Immunomedics Inc), Stock Purchase Agreement (Seattle Genetics Inc /Wa)

Regulatory Permits. The Company possesses possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 2 contracts

Samples: Placement Agent Agreement (Emisphere Technologies Inc), Placement Agent Agreement (Rexahn Pharmaceuticals, Inc.)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice notice, or otherwise has knowledge, of proceedings relating to the revocation or modification of any Material Permit.

Appears in 2 contracts

Samples: Securities Purchase Agreement (VerifyMe, Inc.), Securities Purchase Agreement (VerifyMe, Inc.)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Emerge Interactive Inc), Securities Purchase Agreement (Emerge Interactive Inc)

Regulatory Permits. The Company possesses possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings Proceedings relating to the revocation or modification of any Material Permit.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Arqule Inc), Securities Purchase Agreement (Arqule Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings Proceedings relating to the revocation or modification of any Material Permitcertificates, authorizations or permits applicable to the Company.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Theater Xtreme Entertainment Group, Inc), Securities Purchase Agreement (Theater Xtreme Entertainment Group, Inc)

Regulatory Permits. The Company possesses and its subsidiaries possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 2 contracts

Samples: Underwriting Agreement (Enservco Corp), Underwriting Agreement (Enservco Corp)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC ReportsReports and the Registration Statement, the Prospectus and Prospectus Supplement, except where the failure to possess such permits would not, individually or in the aggregate, could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 2 contracts

Samples: Placement Agent Agreement (Rexahn Pharmaceuticals, Inc.), Placement Agent Agreement (Rexahn Pharmaceuticals, Inc.)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permitsuch permits.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Omnitek Engineering Corp), Share Exchange Agreement (Energroup Holdings Corp)

Regulatory Permits. The Company possesses possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Neutron Enterprises Inc), Subscription Agreement (Neutron Enterprises Inc)

Regulatory Permits. The Company possesses possess all material certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business businesses as described in the SEC Reports, except where Documents (the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 2 contracts

Samples: Note and Warrant Purchase Agreement (Liqtech International Inc), Note and Warrant Purchase Agreement (Identiv, Inc.)

Regulatory Permits. The Company possesses all material certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as presently conducted and described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect Reports (“Material Permits”), ) and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Firstcity Financial Corp)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit, except where such potential revocation or modification would not reasonably be expected to result in a Material Adverse Effect.

Appears in 1 contract

Samples: Placement Agent Agreement (Interleukin Genetics Inc)

Regulatory Permits. The Company possesses possess all material certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business businesses as described in the SEC Reports, except where Documents (the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings Proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Identiv, Inc.)

Regulatory Permits. The Company possesses all certificates, authorizations licenses, approvals, consents, waivers, clearances, exemptions, notices, registrations, and permits or other authorizations of, or similar rights issued by or obtained from or of, the FDA and other appropriate federal, state, local or foreign regulatory authorities Governmental. Authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Stock Purchase Agreement (Agile Therapeutics Inc)

Regulatory Permits. The Company possesses possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Placement Agent Agreement (Parkervision Inc)

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Regulatory Permits. The Company possesses possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any subsidiary has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Warrant Agreement (Us Dataworks Inc)

Regulatory Permits. The Company possesses all material certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permitsuch permits.

Appears in 1 contract

Samples: Securities Purchase Agreement (Solowin Holdings, Ltd.)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Able Laboratories Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Novadel Pharma Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC ReportsReports (“Material Permits"), except where the failure to possess such permits would does not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (MAKO Surgical Corp.)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Cambridge Heart Inc)

Regulatory Permits. The Company possesses possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any subsidiary has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Subscription Agreement (Quantum Computing Inc.)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect ("Material Permits"), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Factory 2 U Stores Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or not reasonably be expected to result in have a Material Adverse Effect (“Material Permits”), and the Company has not is received any written notice of proceedings Proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Icosavax, Inc.)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits has not had and would not, individually or in the aggregate, not have or reasonably be expected to result in a Material Adverse Effect ("Material Permits"), and (i) the Company has not received any written notice of proceedings relating to the revocation or modification of any such Material PermitPermits and (ii) the Company has no Knowledge of any facts or circumstances that the Company would reasonably expect to give rise to the revocation or modification of any Material Permits.

Appears in 1 contract

Samples: Securities Purchase Agreement (Torchlight Energy Resources Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and its the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Placement Agent Agreement (Rxi Pharmaceuticals Corp)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Note Purchase Agreement (DPW Holdings, Inc.)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as presently conducted and described in the SEC ReportsReports (“Material Permits”), except where the failure to possess such permits would does not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Acelrx Pharmaceuticals Inc)

Regulatory Permits. The Company possesses possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would notpermits, individually or in the aggregate, have or has not and could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any such Material PermitPermits.

Appears in 1 contract

Samples: Securities Purchase Agreement (Regenerx Biopharmaceuticals Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business businesses as described in the SEC ReportsReports (“Permits”), except where the failure to possess such permits Permits would not, individually or in the aggregate, have or reasonably be expected to not result in a Material Adverse Effect (“Material Permits”)material adverse effect upon the business, financial condition, assets or prospects of the Company, and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit, the revocation or proposed modification of which would result in a material adverse effect upon the business, financial condition, assets or prospects of the Company.

Appears in 1 contract

Samples: Stock Purchase Agreement (Lineage Cell Therapeutics, Inc.)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, including without limitation the FDA, except where the failure to possess such permits would notpermits, individually or in the aggregate, have has not and would not have, individually or reasonably be expected to result in the aggregate, a Material Adverse Effect (( “Material Permits”), and (i) the Company has not received any written notice of proceedings relating to the revocation or modification of any such Material PermitPermits and (ii) the Company is unaware of any facts or circumstances that the Company would reasonably expect to give rise to the revocation or modification of any Material Permits.

Appears in 1 contract

Samples: Securities Purchase Agreement (Cardica Inc)

Regulatory Permits. The Company possesses all certificates, authorizations licenses, authorizations, consents, approvals and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings Proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Stock Purchase Agreement (Fuse Medical, Inc.)

Regulatory Permits. The Company possesses all certificates, ------------------ authorizations and permits issued by the appropriate federalFederal, state, local state or foreign regulatory authorities necessary to conduct its business as described in the SEC ReportsDocuments, except where the failure to possess such permits would notcould not be expected to, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect ("Material Permits"), and the Company has not received any written notice ---------------- of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (One Voice Technologies Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permitsuch permits.

Appears in 1 contract

Samples: Securities Purchase Agreement (Novadel Pharma Inc)

Regulatory Permits. The Company possesses all material certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business businesses as described in the SEC Reports, except where Documents (the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Liqtech International Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its respective business in all material respects as presently conducted and described in the SEC ReportsReports (“Material Permits"), except where the failure to possess such permits would does not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)Effect, and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Cereplast Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and neither the Company nor any Subsidiary has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Loan Agreement (Synergy Pharmaceuticals, Inc.)

Regulatory Permits. The Company possesses all certificates, authorizations authorizations, and permits issued by the appropriate federal, state, local local, or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or could not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (American Eagle Energy Inc.)

Regulatory Permits. The Company possesses possess all certificates, authorizations and permits issued by the appropriate federal, state, local state or foreign regulatory authorities necessary to conduct its business businesses as described in the SEC ReportsDocuments, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to have or result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Macrochem Corp)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit, except where such revocation or modification would not reasonably be expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Securities Purchase Agreement (Cleveland Biolabs Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Grant Life Sciences, Inc.)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federalFederal, state, local state or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC ReportsDocuments, except where the failure to possess such permits would could not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect ("Material Permits"), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Convertible Preferred Stock Purchase Agreement (Compositech LTD)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating related to the revocation or modification of any Material PermitPermit which, if the subject of an unfavorable decision, ruling or finding, could reasonable by expected to results in a Material Adverse Effect.

Appears in 1 contract

Samples: Securities Subscription Agreement (Marshall Edwards Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, could not have or reasonably be expected to result in a Material Adverse Effect ("Material Permits"), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Power 3 Medical Products Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, could not have or reasonably be expected to result in a Material Adverse Effect ("Material Permits"), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Cubic Energy Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”"MATERIAL PERMITS"), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Macrochem Corp)

Regulatory Permits. The Company possesses possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Bionovo Inc)

Regulatory Permits. The Company possesses all material certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its respective business as currently conducted and as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect Reports (“Material Permits”), and the Company has not received any written notice of proceedings Proceedings relating to the revocation or modification of any such Material PermitPermits.

Appears in 1 contract

Samples: Securities Purchase Agreement (OncoMed Pharmaceuticals Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or not reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings Proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (NovaBay Pharmaceuticals, Inc.)

Regulatory Permits. The Except as disclosed in the Registration Statement or the SEC Documents, (i) the Company possesses all material certificates, authorizations and permits issued by the appropriate federal, state, local state or foreign regulatory authorities necessary to conduct its business as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”)business, and (ii) the Company has not received any written notice of proceedings relating to the revocation or modification of any such certificate, authorization or permit, except, in the case of each of the two foregoing clauses, as would not reasonably be expected to have a Material PermitAdverse Effect.

Appears in 1 contract

Samples: Purchase Agreement (Senomyx Inc)

Regulatory Permits. The Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business as currently conducted and as described in the SEC Reports, except where the failure to possess such permits would notpermits, individually or in the aggregate, have or has not and would not reasonably be expected to result in have a Material Adverse Effect (“Material Permits”), and the . The Company has not received any written notice of proceedings Proceedings relating to the revocation or material adverse modification of any such Material PermitPermits.

Appears in 1 contract

Samples: Securities Purchase Agreement (CONTRAFECT Corp)

Regulatory Permits. The Company possesses possess all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC ReportsDocuments, except where the failure to possess such permits would not, individually or in the aggregate, could not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Warrant and Common Stock Purchase Agreement (Protalex Inc)

Regulatory Permits. The Company possesses all adequate certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, not have or reasonably be expected to result in a Material Adverse Effect (“Material Permits”), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Placement Agent Agreement (Genvec Inc)

Regulatory Permits. The Except as set forth in SCHEDULE 3.1(K), the Company possesses all certificates, authorizations and permits issued by the appropriate federal, state, local or foreign regulatory authorities necessary to conduct its business their respective businesses as described in the SEC Reports, except where the failure to possess such permits would not, individually or in the aggregate, have or reasonably be expected to result in a Material Adverse Effect ("Material Permits"), and the Company has not received any written notice of proceedings relating to the revocation or modification of any Material Permit.

Appears in 1 contract

Samples: Securities Purchase Agreement (Surebeam Corp)

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