Regulatory Problem. The Holder shall not exercise or exchange the Warrant for shares of Common Stock if after giving effect to such exercise or exchange the Holder reasonably determines that such exercise would violate any law or regulation or any requirement of any governmental authority applicable to Holder or his affiliates.
Appears in 7 contracts
Samples: NGTV, NGTV, Composite Technology Corp
Regulatory Problem. The Holder shall not exercise or exchange the Warrant for shares of Common Stock if after giving effect to such exercise or exchange the Holder reasonably determines that such exercise would violate any law or regulation or any requirement of any governmental authority applicable to Holder or his its affiliates.
Appears in 5 contracts
Samples: Health Sciences Group Inc, Health Sciences Group Inc, Health Sciences Group Inc
Regulatory Problem. The No Holder shall not exercise or exchange the any Warrant for shares of Common Stock if after giving effect to such exercise or exchange the Holder reasonably determines that such exercise would violate any law or regulation or any requirement of any governmental authority applicable cause such Holder and its Affiliates to Holder or his affiliateshave a Regulatory Problem (as defined in the Compliance Sideletter).
Appears in 2 contracts
Samples: Warrant Agreement (Eagle Pacific Industries Inc/Mn), Warrant Agreement (Pw Eagle Inc)
Regulatory Problem. The No Holder shall not exercise or exchange the any Warrant for shares of Common Stock if if, after giving effect to such exercise or exchange the exercise, such Holder reasonably determines that such exercise would violate any law or regulation or any requirement of any governmental authority applicable cause such Holder and its Affiliates to Holder or his affiliateshave a Regulatory Problem (as defined in the Compliance Sideletter).
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