Regulatory Problem. The Holder shall not exercise or exchange the Warrant for shares of Common Stock if after giving effect to such exercise or exchange the Holder reasonably determines that such exercise would violate any law or regulation or any requirement of any governmental authority applicable to Holder or his affiliates.
Appears in 7 contracts
Samples: Warrant Agreement (NGTV), Warrant Agreement (NGTV), Securities Agreement (Composite Technology Corp)
Regulatory Problem. The Holder shall not exercise or exchange the Warrant for shares of Common Stock if after giving effect to such exercise or exchange the Holder reasonably determines that such exercise would violate any law or regulation or any requirement of any governmental authority applicable to Holder or his its affiliates.
Appears in 5 contracts
Samples: Warrant Agreement (Health Sciences Group Inc), Warrant Agreement (Health Sciences Group Inc), Warrant Agreement (Health Sciences Group Inc)
Regulatory Problem. The No Holder shall not exercise or exchange the any Warrant for shares of Common Stock if after giving effect to such exercise or exchange the Holder reasonably determines that such exercise would violate any law or regulation or any requirement of any governmental authority applicable cause such Holder and its Affiliates to Holder or his affiliateshave a Regulatory Problem (as defined in the Compliance Sideletter).
Appears in 2 contracts
Samples: Warrant Agreement (Pw Eagle Inc), Warrant Agreement (Eagle Pacific Industries Inc/Mn)
Regulatory Problem. The No Holder shall not exercise or exchange the any Warrant for shares of Common Stock if if, after giving effect to such exercise or exchange the exercise, such Holder reasonably determines that such exercise would violate any law or regulation or any requirement of any governmental authority applicable cause such Holder and its Affiliates to Holder or his affiliateshave a Regulatory Problem (as defined in the Compliance Sideletter).
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