Common use of Regulatory Reporting Clause in Contracts

Regulatory Reporting. Service Provider shall provide the Trust with regulatory reporting services, including: 1.1. prepare, in consultation with Trust counsel, and supervise the filing of annual updates to prospectuses and statements of additional information in the Trust’s registration statements; 1.2. prepare and file with the SEC (i) the reports for the Trust on Forms N-CSR, N-PORT, and N-CEN; (ii) Form N-PX, and (iii) all required notices or other filings pursuant to Rule 24f-2 under, or Section 17(g) of, the 1940 Act; 1.3. prepare such reports, notice filing forms and other documents (including reports regarding the sale and redemption of shares of the Trust as may be required in order to comply with federal and state securities law) as may be necessary or desirable to make notice filings relating to the Trust’s shares with state securities authorities, monitor the sale of Trust shares for compliance with state securities laws, and file with the appropriate state securities authorities compliance filings as may be necessary or convenient to enable the Trust to make a continuous offering of its shares; and 1.4. cooperate with, and take all reasonable actions in the performance of its duties under this Agreement, to ensure that the necessary information is made available to the SEC or any other regulatory authority in connection with any regulatory audit of the Trust or any Fund.

Regulatory Reporting. Service Provider Ultimus shall provide the Trust with regulatory reporting services, including: 1.1. prepare, in consultation with Trust counsel, and supervise the filing of annual updates to prospectuses and statements of additional information in the Trust’s registration statements; 1.2. prepare and file with the SEC (i) the reports for the Trust on Forms N-CSR, N-PORT, Q and N-CEN; SAR, (ii) Form N-PX, and (iii) all required notices or other filings pursuant to Rule 24f-2 under, or Section 17(g) of, under the 1940 Act; 1.3. prepare such reports, notice filing forms and other documents (including reports regarding the sale and redemption of shares of the Trust as may be required in order to comply with federal and state securities law) as may be necessary or desirable to make notice filings relating to the Trust’s shares with state securities authorities, monitor the sale of Trust shares for compliance with state securities laws, and file with the appropriate state securities authorities compliance filings as may be necessary or convenient to enable the Trust to make a continuous offering of its shares; and 1.4. cooperate with, and take all reasonable actions in the performance of its duties under this Agreement, to ensure that the necessary information is made available to the SEC or any other regulatory authority in connection with any regulatory audit of the Trust or any Fund.

Regulatory Reporting. Service Provider Ultimus shall provide the Trust with regulatory reporting services, including: 1.1. prepare, in consultation with Trust counsel, and supervise the filing of annual updates to prospectuses and statements of additional information in the Trust’s registration statements; 1.2. prepare and file with the SEC (i) the reports for the Trust on Forms N-CSR, N-PORT, Q (as applicable) and N-CEN; , (ii) Form N-PX, and (iii) all required notices or other filings pursuant to Rule 24f-2 under, or Section 17(g) of, under the 1940 Investment Company Act; 1.3. prepare such reports, notice filing forms and other documents (including reports regarding the sale and redemption of shares of the Trust as may be required in order to comply with federal and state securities law) as may be necessary or desirable to make notice filings relating to the Trust’s shares with state securities authorities, monitor the sale of Trust shares for compliance with state securities laws, and file with the appropriate state securities authorities compliance filings as may be necessary or convenient to enable the Trust to make a continuous offering of its shares; and 1.4. cooperate with, and take all reasonable actions in the performance of its duties under this Agreement, to ensure that the necessary information is made available to to, the SEC or any other regulatory authority in connection with any regulatory audit of the Trust or any Fund.

Regulatory Reporting. Service Provider Ultimus shall provide the Trust with regulatory reporting services, including: 1.1. prepare, in consultation with Trust counsel, and supervise the filing of annual updates to prospectuses and statements of additional information in the Trust’s registration statements; 1.2. prepare and file with the SEC (i) the reports for the Trust on Forms N-CSR, N-PORT, and N-CEN; , (ii) Form N-PX, and (iii) all required notices or other filings pursuant to Rule 24f-2 under, or Section 17(g) of, under the 1940 Investment Company Act; 1.3. prepare such reports, notice filing forms and other documents (including reports regarding the sale and redemption of shares of the Trust as may be required in order to comply with federal and state securities law) as may be necessary or desirable to make notice filings relating to the Trust’s shares with state securities authorities, monitor the sale of Trust shares for compliance with state securities laws, and file with the appropriate state securities authorities compliance filings as may be necessary or convenient to enable the Trust to make a continuous offering of its shares; and 1.4. cooperate with, and take all reasonable actions in the performance of its duties under this Agreement, to ensure that the necessary information is made available to to, the SEC or any other regulatory authority in connection with any regulatory audit of the Trust or any Fund.

Regulatory Reporting. Service Provider shall provide the Trust with regulatory reporting services, including: 1.1. prepare, in consultation with Trust counsel, and supervise the filing of annual updates to prospectuses and statements of additional information in the Trust’s registration statements; 1.2. prepare and file with the SEC (i) the reports for the Trust on Forms N-CSR, N-PORTMFP, and N-N- CEN; (ii) Form N-PX, and (iii) all required notices or other filings pursuant to Rule 24f-2 under, or Section 17(g) of, the 1940 Act; 1.3. prepare such reports, notice filing forms and other documents (including reports regarding the sale and redemption of shares of the Trust as may be required in order to comply with federal and state securities law) as may be necessary or desirable to make notice filings relating to the Trust’s shares with state securities authorities, monitor the sale of Trust shares for compliance with state securities laws, and file with the appropriate state securities authorities compliance filings as may be necessary or convenient to enable the Trust to make a continuous offering of its shares; and 1.4. cooperate with, and take all reasonable actions in the performance of its duties under this Agreement, to ensure that the necessary information is made available to the SEC or any other regulatory authority in connection with any regulatory audit of the Trust or any Fund.

Regulatory Reporting. Service Provider Ultimus shall provide the Trust with regulatory reporting services, including: 1.1. prepare, in consultation with Trust counsel, and supervise the filing of annual updates to prospectuses and statements of additional information in the Trust’s registration statements; 1.2. prepare and file with the SEC (i) the reports for the Trust on Forms N-CSR, N-PORT, and N-CEN; CEN (as applicable), (ii) Form N-PX, and (iii) all required notices or other filings pursuant to Rule 24f-2 under, or Section 17(g) of, under the 1940 Investment Company Act; 1.3. prepare such reports, notice filing forms and other documents (including reports regarding the sale and redemption of shares of the Trust as may be required in order to comply with federal and state securities law) as may be necessary or desirable to make notice filings relating to the Trust’s shares with state securities authorities, monitor the sale of Trust shares for compliance with state securities laws, and file with the appropriate state securities authorities compliance filings as may be necessary or convenient to enable the Trust to make a continuous offering of offer its shares; and 1.4. cooperate with, and take all reasonable actions in the performance of its duties under this Agreement, to ensure that the necessary information is made available to to, the SEC or any other regulatory authority or applicable securities exchange in connection with any regulatory audit of the Trust or any Fund.

Regulatory Reporting. Service Provider Ultimus shall provide the Trust with regulatory reporting services, including: 1.1. prepare, in consultation with Trust counsel, and supervise the filing of annual updates and any supplements to prospectuses and statements of additional information in the Trust’s registration statements; 1.2. prepare and file with the SEC (i) the reports for the Trust on Forms N-CSR, N-PORT, CEN and N-CEN; PORT, (ii) Form N-PX, and (iii) all required notices or other filings pursuant to Rule 24f-2 under, or Section 17(g) of, under the 1940 Act; 1.3. prepare such reports, notice filing forms and other documents (including reports regarding the sale and redemption of shares of the Trust as may be required in order to comply with federal and state securities law) as may be necessary or desirable to make notice filings relating to the Trust’s shares with state securities authorities, monitor the sale of Trust shares for compliance with state securities laws, and file with the appropriate state securities authorities compliance filings as may be necessary or convenient to enable the Trust to make a continuous offering of its shares; and 1.4. cooperate with, and take all reasonable actions in the performance of its duties under this Agreement, to ensure that the necessary information is made available to the SEC or any other regulatory authority in connection with any regulatory audit of the Trust or any Fund.

Regulatory Reporting. Service Provider Ultimus shall provide the Trust with regulatory reporting services, including: 1.1. prepare, in consultation with Trust counsel, and supervise the filing of annual updates to prospectuses and statements of additional information in the Trust’s registration statements; 1.2. prepare and file with the SEC (i) the reports for the Trust on Forms N-CSR, N-PORT, PORT and N-CEN; , (ii) Form N-PX, and (iii) all required notices or other filings pursuant to Rule 24f-2 under, or Section 17(g) of, under the 1940 Investment Company Act; 1.3. prepare such reports, notice filing forms and other documents (including reports regarding the sale and redemption of shares of the Trust as may be required in order to comply with federal and state securities law) as may be necessary or desirable to make notice filings relating to the Trust’s shares with state securities authorities, monitor the sale of Trust shares for compliance with state securities laws, and file with the appropriate state securities authorities compliance filings as may be necessary or convenient to enable the Trust to make a continuous offering of its shares; and 1.4. cooperate with, and take all reasonable actions in the performance of its duties under this Agreement, to ensure that the necessary information is made available to to, the SEC or any other regulatory authority in connection with any regulatory audit of the Trust or any Fund.

Regulatory Reporting. Service Provider Ultimus shall provide the Trust with regulatory reporting services, including: 1.1. prepare, in consultation with Trust counsel, and supervise the filing of annual updates to prospectuses and statements of additional information in the Trust’s registration statements; 1.2. prepare, in consultation with Trust counsel, and supervise and make the filing of supplements to the Trust’s registration statements; 1.3. prepare and file with the SEC (i) the reports for the Trust on Forms N-CSR, N-PORT, and N-CEN; (ii) Form N-PX, (ii) all required notices pursuant to Rule 24f-2 under the 1940 Act, and (iii) all required notices any similar reports that are in addition to or other filings pursuant to Rule 24f-2 under, or Section 17(g) of, the 1940 Actsupersede such reports; 1.31.4. prepare such reports, notice filing forms and other documents (including reports regarding the sale and redemption of shares of the Trust as may be required in order to comply with federal and state securities law) as may be necessary or desirable to make notice filings relating to the Trust’s shares with state securities authorities, monitor the sale of Trust shares for compliance with state securities laws, and file with the appropriate state securities authorities compliance filings as may be necessary or convenient to enable the Trust to make a continuous offering of its shares; and 1.41.5. cooperate with, and take all reasonable actions in the performance of its duties under this Agreement, to ensure that the necessary information is made available to the SEC or any other regulatory authority in connection with during any regulatory audit of the Trust or any Fund.

Regulatory Reporting. Service Provider Ultimus shall provide the Trust with regulatory reporting services, including: 1.1. prepare, in consultation with Trust counsel, and supervise the filing of annual updates to prospectuses and statements of additional information in the Trust’s registration statements; 1.2. prepare and file with the SEC (i) the reports for the Trust on Forms N-CSR, N-PORT, Q and N-CEN; SAR or Forms N-PORT and N-CEN following the commencement of the compliance date for such forms, (ii) Form N-PX, and (iii) all required notices or other filings pursuant to Rule 24f-2 under, or Section 17(g) of, under the 1940 Act; 1.3. prepare such reports, notice filing forms and other documents (including reports regarding the sale and redemption of shares of the Trust as may be required in order to comply with federal and state securities law) as may be necessary or desirable to make notice filings relating to the Trust’s shares with state securities authorities, monitor the sale of Trust shares for compliance with state securities laws, and file with the appropriate state securities authorities compliance filings as may be necessary or convenient to enable the Trust to make a continuous offering of its shares; and 1.4. cooperate with, and take all reasonable actions in the performance of its duties under this Agreement, to ensure that the necessary information is made available to the SEC or any other regulatory authority in connection with any regulatory audit of the Trust or any Fund.

Regulatory Reporting. Service Provider Ultimus shall provide the Trust with regulatory reporting services, including: 1.1. prepare, in consultation with Trust counsel, and supervise the filing of annual updates to prospectuses and statements of additional information in the Trust’s registration statements; 1.2. prepare and file with the SEC (i) the reports for the Trust on Forms N-CSR, N-PORT, and N-CEN; (ii) Form N-PX, and (iii) all required notices or other filings pursuant to Rule 24f-2 under, or Section 17(g) of, the 1940 Act; 1.3. prepare such reports, notice filing forms and other documents (including reports regarding the sale and redemption of shares of the Trust as may be required in order to comply with federal and state securities law) as may be necessary or desirable to make notice filings relating to the Trust’s shares with state securities authorities, monitor the sale of Trust shares for compliance with state securities laws, and file with the appropriate state securities authorities compliance filings as may be necessary or convenient to enable the Trust to make a continuous offering of its shares; and 1.4. cooperate with, and take all reasonable actions in the performance of its duties under this Agreement, to ensure that the necessary information is made available to the SEC or any other regulatory authority in connection with any regulatory audit of the Trust or any Fund.

Regulatory Reporting. Service Provider Ultimus shall provide the Trust with regulatory reporting services, including: 1.1. prepare, in consultation with Trust counsel, and supervise the filing of annual updates to prospectuses and statements of additional information in the Trust’s registration statements; 1.2. prepare and file with the SEC (i) the reports for the Trust on Forms N-CSR, N-PORT, Q (as applicable) and N-CEN; , (ii) Form N-PX, and (iii) all required notices or other filings pursuant to Rule 24f-2 under, or Section 17(g) of, under the 1940 Investment Company Act; 1.3. prepare such reports, notice filing forms and other documents (including reports regarding the sale and redemption of shares of the Trust as may be required in order to comply with federal and state securities law) as may be necessary or desirable to make notice filings relating to the Trust’s shares with state securities authorities, monitor the sale of Trust shares for compliance with state securities laws, and file with the appropriate state securities authorities compliance filings as may be necessary or convenient to enable the Trust to make a continuous offering of its shares; and 1.4. cooperate with, and take all reasonable actions in the performance of its duties under this Agreement, to ensure that the necessary information is made available to the SEC or any other regulatory authority in connection with any regulatory audit of the Trust or any Fund.

Regulatory Reporting. Service Provider shall provide the Trust Fund with regulatory reporting services, including: 1.1. prepare, in consultation with Trust Fund counsel, and supervise the filing of annual updates to prospectuses and statements of additional information in the TrustFund’s registration statements; 1.2. prepare and file with the SEC (i) the reports for the Trust Fund on Forms N-CSR, N-PORT, and N-CEN; (ii) Form N-PX, and (iii) all required notices or other filings pursuant to Rule 24f-2 under, or Section 17(g) of, the 1940 Act; 1.3. prepare such reports, notice filing forms and other documents (including reports regarding the sale and redemption of shares of the Trust Fund as may be required in order to comply with federal and state securities law) as may be necessary or desirable to make notice filings relating to the TrustFund’s shares with state securities authorities, monitor the sale of Trust Fund shares for compliance with state securities laws, and file with the appropriate state securities authorities compliance filings as may be necessary or convenient to enable the Trust Fund to make a continuous offering of its shares; and 1.4. cooperate with, and take all reasonable actions in the performance of its duties under this Agreement, to ensure that the necessary information is made available to the SEC or any other regulatory authority in connection with any regulatory audit of the Trust Fund or any Fund. 1.5. Provide Pre-quarterly board meeting services including organizing and leading planning sessions, such as preparing materials and meeting agenda, and distributing board books, provide quarterly board meeting services including preparation and drafting of meeting minutes and drafting of resolutions, to be reviewed by Fund cousel.

Regulatory Reporting. Service Provider shall provide the Trust Fund with regulatory reporting services, including: 1.1. prepare, in consultation with Trust Fund counsel, and supervise the filing of annual updates to prospectuses and statements of additional information in the TrustFund’s registration statements; 1.2. prepare and file with the SEC (i) the reports for the Trust Fund on Forms N-CSR, N-PORT, and N-CEN; (ii) Form N-PX, and (iii) all required notices or other filings pursuant to under Rule 24f-2 under, or Section 17(g) of, the 1940 Act; 1.3. prepare such reports, notice filing forms forms, and other documents (including reports regarding the sale and redemption of shares of the Trust Fund as may be required in order to comply with federal and state securities law) as may be necessary or desirable to make notice filings relating to the TrustFund’s shares with state securities authorities, monitor the sale of Trust Fund shares for compliance with state securities laws, and file with the appropriate state securities authorities compliance filings as may be necessary or convenient to enable the Trust Fund to make a continuous offering of its shares; and 1.4. cooperate with, with and take all reasonable actions in the performance of performing its duties under this Agreement, Agreement to ensure that the necessary information is made available to the SEC or any other regulatory authority in connection with any regulatory audit of the Trust Fund or any Fund.

Regulatory Reporting. Service Provider Ultimus shall provide the Trust with regulatory reporting services, including: 1.1. prepare, in consultation with Trust counsel, and supervise the filing of annual updates to prospectuses and statements of additional information in the Trust’s registration statements; 1.2. prepare and file with the SEC (i) the reports for the Trust on Forms N-CSR, N-PORTQ, and N-CENSAR; (ii) Form N-PX, and (iii) all required notices or other filings pursuant to Rule 24f-2 under, or Section 17(g) of, the 1940 Act; 1.3. prepare such reports, notice filing forms and other documents (including reports regarding the sale and redemption of shares of the Trust as may be required in order to comply with federal and state securities law) as may be necessary or desirable to make notice filings relating to the Trust’s shares with state securities authorities, monitor the sale of Trust shares for compliance with state securities laws, and file with the appropriate state securities authorities compliance filings as may be necessary or convenient to enable the Trust to make a continuous offering of its shares; and 1.4. cooperate with, and take all reasonable actions in the performance of its duties under this Agreement, to ensure that the necessary information is made available to the SEC or any other regulatory authority in connection with any regulatory audit of the Trust or any Fund.