Regulatory Supervision. By entering into this Agreement, Fiserv agrees that the Office of Thrift Supervision, FDIC, or other regulatory agencies having authority over Client's operations shall have the authority and responsibility provided to the regulatory agencies pursuant to the Bank Service Corporation Act, 12 U.S.C. 1867(C) relating to services performed by contract or otherwise.
Regulatory Supervision. The Broker shall have no liability, and shall not be responsible, for any prejudice, loss or inconvenience which the Client may suffer as a result of any action by any regulatory body in the exercise of its regulatory or supervisory functions over the Broker. The Client shall permit the Broker and/or any regulatory body to have access to such terminals, computer systems or equipment in respect of the Electronic Trading Facilities as the Broker and/or the regulatory body may request and the Client shall co-operate in answering any of their queries and render all reasonable assistance to the Broker and/or any regulatory body in relation to any aspect of the Electronic Trading Facilities.
Regulatory Supervision. Mortgage Lender shall comply with all statutes, laws, rules and regulations applicable to its activities under this Agreement, including without limitation, rules or regulations of Mortgage Lender’s supervisory agency or other regulatory body that has jurisdiction over the Mortgage Lender. At all times, Mortgage Lender shall be properly licensed and in compliance with Secure and Fair Enforcement for Mortgage Licensing Act of 2008 and all other applicable registration requirements governing lending and mortgage related activities, including but not limited to those of the Consumer Financial Protection Bureau.
Regulatory Supervision. By entering into this Agreement, Fiserv agrees that regulatory agencies having authority over Client’s operations shall have the authority and responsibility provided to the regulatory agencies pursuant to the Bank Service Corporation Act, 12 U.S.C. 1867(C) relating to services performed by contract or otherwise.
Regulatory Supervision. The Participant shall comply with all statutes, rules and regulations applicable to its activities under this Agreement, including without limitation, any rule or regulation of Participant’s supervisory agency or other regulatory body having jurisdiction over the Participant.
(1) At all times Participant shall be properly licensed and in compliance with the Secure and Fair Mortgage Licensing Enforcement Act of 2008 and all other applicable registration requirements as set forth from time to time by the Commonwealth or by other applicable and relevant authorities governing lending and mortgage related activities.
(2) At all times Participant shall comply with all applicable regulations, compliance bulletins and other official guidance issued by the CFPB under either its regulatory or supervisory authority, including, but not limited to regulations and guidance related to compensation, fair lending, loan disclosures, the supervision of service providers and vendor management.
(3) At all times Participant shall comply with all applicable regulations, mortgagee letters and other official guidance issued by HUD, including, but not limited to regulations and guidance concerning fair lending, fair housing, false claims and mortgage insurance.
Regulatory Supervision. Provider agrees that certain Governmental Authorities, including the Federal Reserve Bank of New York and the Consumer Financial Protection Bureau, may have the authority to examine Provider, including access to all work papers, drafts, and other materials of the Provider, and to regulate the functions or operations performed by the Provider to the same extent as if they were performed by Xxxxxxx Sachs itself.
Regulatory Supervision. Lender shall comply with all statutes, laws, rules and regulations applicable to its activities under this Agreement, including without limitation, rules or regulations of Lender’s supervisory agency or other regulatory body that has jurisdiction over the Lender. At all times, Lender shall be properly licensed and in compliance with Secure and Fair Enforcement for Mortgage Licensing Act of 2008 and all other applicable registration requirements governing lending and mortgage related activities, including but not limited to those of the Bureau of Consumer Financial Protection.
Regulatory Supervision. ASB shall have no liability, and shall not be responsible, for any prejudice, loss or inconvenience, which the Client may suffer as a result of any action by any regulatory body in the exercise of its regulatory or supervisory functions over ASB. The Client shall permit ASB and/or any regulatory body to have access to such terminals, computer systems or equipment in respect of the Internet Connectivity Facility for Access to ASB Online Trading Services as ASB and/or the regulatory body may request and the Client shall co-operate in answering any of their queries and render all reasonable assistance to ASB and/or any regulatory body in relation to any aspect of the Internet Connectivity Facility for Access to ASB Online Trading Services.
Regulatory Supervision. 7.1 Upon request by UOBBF, the Customer shall, and shall procure that each of its Authorised Persons and Delegates shall, permit UOBBF, an Exchange, a Clearing House, and/or any regulatory body (and their authorised representatives or independent auditors) access to such terminals or equipment in respect of the Electronic Trading Facilities as UOBBF, the Exchange, Clearing House and/or the regulatory body (or their authorised representatives or independent auditors) may request and the Customer shall, and shall procure that each of its Authorised Persons and Delegates shall, co-operate in answering any of their queries and render all reasonable assistance to UOBBF, the Exchange, Clearing House and/or any regulatory body (and their authorised representatives or independent auditors) in relation to any aspect of the Electronic Trading Facilities. The Customer acknowledges, and shall procure that each of its Authorised Persons and Delegates shall acknowledge, that inconvenience or delay may be suffered by the Customer, its Authorised Persons and Delegates, as a result of such access and in the rendering of such assistance and that it will not hold UOBBF liable for any such inconvenience or prejudice suffered.
7.2 Without limiting the generality of the foregoing, in relation to the Customer’s (and its Authorised Persons’ and Delegates’) access and use of the DMA Services and placing of orders for Approved Contracts and entering into Approved Contracts through Direct Market Access hereunder, the Customer shall, and shall procure that its Authorised Persons and Delegates shall, forthwith upon UOBBF’s request, provide any and all information and documentation on or relevant to such activities to UOBBF. The Customer acknowledges and agrees that such information and documentation includes but is not limited to:
(a) information and documentation relating to the Customer and each of its Authorised Persons and Delegates (including without limitation the name, address and the ultimate beneficial identity of the Customer and each of its Delegates and the financial position of the Customer and each of its Delegates for the time being as may be known to UOBBF or its Related Corporations);
(b) information and documentation relating to the Customer’s and each of its Authorised Persons’ and Delegates’ financial standing, credit history and criminal records, adverse records or pending court proceedings relating to prohibited market conduct;
(c) information and documentation o...
Regulatory Supervision or Penalty. The receipt of notice from any agency or ---------- Governmental Authority having authority over the conduct of its business that (A) it is being placed under regulatory supervision, (B) any license, permit, charter, membership or registration material to the conduct of its business is to be suspended or revoked or (C) it is to cease and desist any practice, procedure or policy employed by it in the conduct of its business, and such cessation would have
