Relations with Fund. Subject to and in accordance with the organizational documents of the Adviser and the Trust, as well as their policies and procedures and codes of ethics, it is understood that Trustees, officers, agents and shareholders of the Fund are or may be interested in the Adviser (or any successor thereof) as directors, officers or otherwise, that partners, officers and agents of the Adviser (or any successor thereof) are or may be interested in the Fund as Trustees, officers, agents, shareholders or otherwise, and that the Adviser (or any such successor thereof) is or may be interested in the Fund as a shareholder or otherwise.
Appears in 46 contracts
Samples: Investment Advisory Agreement (Brookfield Investment Funds), Investment Advisory Agreement (Brookfield Investment Funds), Investment Advisory Agreement (Brookfield Investment Funds)
Relations with Fund. Subject to and in accordance with the organizational documents of the Adviser and the Trust, as well as their policies and procedures and codes of ethics, it is understood that Trustees, officers, agents and shareholders of the Fund are or may be interested in the Adviser (or any successor thereof) as directors, officers or otherwise, that partners, officers and agents of the Adviser (or any successor thereof) are or may be interested in the Fund as Trustees, officers, agents, shareholders or otherwise, and that the Adviser (or any such successor thereof) is or may be interested in the Fund as a shareholder or otherwise. SECTION 8.
Appears in 22 contracts
Samples: Investment Advisory Agreement (Highland Funds I), Investment Advisory Agreement Agreement (Highland Funds I), Investment Advisory Agreement (Highland Funds Ii)
Relations with Fund. Subject to and in accordance with the organizational documents of the Adviser and the TrustFund, as well as their policies and procedures and codes of ethics, it is understood that TrusteesDirectors, officers, agents and shareholders of the Fund are or may be interested in the Adviser (or any successor thereof) as directors, officers or otherwise, that partners, officers and agents of the Adviser (or any successor thereof) are or may be interested in the Fund as TrusteesDirectors, officers, agents, shareholders or otherwise, and that the Adviser (or any such successor thereof) is or may be interested in the Fund as a shareholder or otherwise.
Appears in 5 contracts
Samples: Investment Advisory Agreement (Brookfield Real Assets Income Fund Inc.), Investment Advisory Agreement (Brookfield Real Assets Income Fund Inc.), Investment Advisory Agreement (Brookfield High Income Fund Inc.)
Relations with Fund. Subject to and in accordance with the organizational documents of the Adviser and the TrustFund, as well as their policies and procedures and codes of ethics, it is understood that Trustees, officers, agents and shareholders of the Fund are or may be interested in the Adviser (or any successor thereof) as directors, officers or otherwise, that partners, officers and agents of the Adviser (or any successor thereof) are or may be interested in the Fund as Trustees, officers, agents, shareholders or otherwise, and that the Adviser (or any such successor thereof) is or may be interested in the Fund as a shareholder or otherwise.
Appears in 3 contracts
Samples: Investment Advisory Agreement (Center Coast Brookfield MLP & Energy Infrastructure Fund), Investment Advisory Agreement (Center Coast Brookfield MLP & Energy Infrastructure Fund), Investment Advisory Agreement (Highland Global Allocation Fund Ii)
Relations with Fund. Subject to and in accordance with the organizational documents of the Adviser Manager and the TrustFund, as well as their policies and procedures and codes of ethics, it is understood that Trustees, officers, agents and shareholders of the Fund are or may be interested in the Adviser Manager (or any successor thereof) as directors, officers or otherwise, that partners, officers and agents of the Adviser Manager (or any successor thereof) are or may be interested in the Fund as Trustees, officers, agents, shareholders or otherwise, and that the Adviser Manager (or any such successor thereof) is or may be interested in the Fund as a shareholder or otherwise.
Appears in 3 contracts
Samples: Investment Advisory Agreement (Highland Floating Rate Advantage Fund), Investment Advisory Agreement (Highland Floating Rate Advantage Fund), Advisory Agreement (Highland Floating Rate Advantage Fund)
Relations with Fund. Subject to and in accordance with the organizational documents of the Adviser and the TrustFund, as well as their policies and procedures and codes of ethics, it is understood that TrusteesDirector, officers, agents and shareholders stockholders of the Fund are or may be interested in the Adviser (or any successor thereof) as directors, officers or otherwise, that partners, officers and agents of the Adviser (or any successor thereof) are or may be interested in the Fund as TrusteesDirector, officers, agents, shareholders stockholders or otherwise, and that the Adviser (or any such successor thereof) is or may be interested in the Fund as a shareholder or otherwise.
Appears in 2 contracts
Samples: Investment Advisory Agreement (Oaktree Diversified Income Fund Inc.), Investment Advisory Agreement (Oaktree Diversified Income Fund Inc.)
Relations with Fund. Subject to and in accordance with the organizational documents of the Adviser and the TrustFund, as well as their policies and procedures and codes of ethics, it is understood that TrusteesManagers, officers, agents and shareholders of the Fund are or may be interested in the Adviser (or any successor thereof) as directors, officers or otherwise, that partners, officers and agents of the Adviser (or any successor thereof) are or may be interested in the Fund as TrusteesManagers, officers, agents, shareholders or otherwise, and that the Adviser (or any such successor thereof) is or may be interested in the Fund as a shareholder or otherwise.
Appears in 1 contract
Samples: Investment Advisory Agreement (Center Coast Brookfield Core MLP Fund I, LLC)
Relations with Fund. Subject to and in accordance with the organizational documents of the Adviser Manager and the TrustFund, as well as their policies and procedures and codes of ethics, it is understood that Trustees, officers, agents and shareholders of the Fund are or may be interested in the Adviser Manager (or any successor thereof) as directors, officers or otherwise, that partners, officers and agents of the Adviser Manager (or any successor thereof) are or may be interested in the Fund as Trustees, officers, agents, shareholders or otherwise, and that the Adviser Manager (or any such successor thereof) is or may be interested in the Fund as a shareholder or otherwise. SECTION 7.
Appears in 1 contract
Samples: Investment Advisory Agreement (Highland Floating Rate Advantage Fund)
