Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years.
Appears in 1537 contracts
Samples: Registration Rights Agreement (SmartKem, Inc.), Registration Rights Agreement (Sidus Space Inc.), Registration Rights Agreement (Banzai International, Inc.)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years.. State any exceptions here:
Appears in 79 contracts
Samples: Registration Rights Agreement (Wesbanco Inc), Registration Rights Agreement (TOMI Environmental Solutions, Inc.), Share Purchase Agreement (Minerva Surgical Inc)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersignedor more) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years.. State any exceptions here:
Appears in 26 contracts
Samples: Investor Rights Agreement (WisdomTree Investments, Inc.), Securities Purchase Agreement (Nephros Inc), Senior Secured Convertible Promissory Note Purchase Agreement (Kior Inc)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of or more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years.
Appears in 13 contracts
Samples: Subscription Agreement (Armada Oil, Inc.), Registration Rights Agreement (New Leaf Brands, Inc.), Securities Purchase Agreement (New Leaf Brands, Inc.)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders equityholders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years.
Appears in 11 contracts
Samples: Subscription Agreement (CytoDyn Inc.), Subscription Agreement (CytoDyn Inc.), Subscription Agreement (CytoDyn Inc.)
Relationships with the Company. Except as set forth below, neither the undersigned Covered Person nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of or more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years.
Appears in 8 contracts
Samples: Agreement and Plan of Merger (Sierra Income Corp), Agreement and Plan of Merger (Medley Management Inc.), Registration Rights Agreement (PJT Partners Inc.)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three two years.
Appears in 7 contracts
Samples: Registration Rights Agreement (Northern Oil & Gas, Inc.), Registration Rights Agreement (Northern Oil & Gas, Inc.), Registration Rights Agreement (Northern Oil & Gas, Inc.)
Relationships with the Company. Except as set forth below, neither the undersigned Selling Securityholder nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of or more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years.
Appears in 6 contracts
Samples: Registration Rights Agreement (Owens Corning (Reorganized) Inc.), Registration Rights Agreement (Owens Corning), Registration Rights Agreement (Owens Corning (Reorganized) Inc.)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years.. State any exceptions here: ___________________________________________________________________________
Appears in 4 contracts
Samples: Securities Purchase Agreement (Rockwell Medical Technologies Inc), Registration Rights Agreement (Ats Medical Inc), Registration Rights Agreement (Rockwell Medical Technologies Inc)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three (3) years.. State any exceptions here:
Appears in 3 contracts
Samples: Registration Rights Agreement (Sequential Brands Group, Inc.), Registration Rights Agreement (Sequential Brands Group, Inc.), Registration Rights Agreement (Sequential Brands Group, Inc.)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors directors, or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years.
Appears in 3 contracts
Samples: Registration Rights Agreement (Foxo Technologies Inc.), Registration Rights Agreement (Endexx Corp), Registration Rights Agreement (Endexx Corp)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersignedor more) has held any position or office or has had any other material relationship with the Company (or its either of their predecessors or affiliates) during the past three years.. State any exceptions here:
Appears in 2 contracts
Samples: Stockholder Agreement (Ophthotech Corp.), Merger Agreement (Ophthotech Corp.)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years.. State any exceptions here: ______________________________________________________________________________ ______________________________________________________________________________
Appears in 2 contracts
Samples: Registration Rights Agreement (Rx Staffing, Inc.), Registration Rights Agreement (GoFish Corp.)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders Investors (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years.
Appears in 2 contracts
Samples: Registration Rights Agreement (Coconnect Inc), Registration Rights Agreement (Coconnect Inc)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three (3) years.
Appears in 2 contracts
Samples: Registration Rights Agreement (PowerFleet, Inc.), Registration Rights Agreement (Cytogen Corp)
Relationships with the Company. 1) Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersignedor more) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years.. State any exceptions here:
Appears in 2 contracts
Samples: Registration Rights Agreement (Eos Petro, Inc.), Common Stock Purchase Agreement (Eos Petro, Inc.)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersignedor more) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years.
Appears in 2 contracts
Samples: Registration Rights Agreement (InsPro Technologies Corp), Securities Purchase Agreement (Genelabs Technologies Inc /Ca)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years.. State any exceptions here: _______________________________________________ _______________________________________________
Appears in 1 contract
Relationships with the Company. Except as set forth belowbelow in this Item 6, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years.:
Appears in 1 contract
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliatesAffiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliatesAffiliates) during the past three years.. State any exceptions here:
Appears in 1 contract
Samples: Registration Rights Agreement (Wonder Auto Technology, Inc)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years.. BOS 47578130v5
Appears in 1 contract
Samples: Registration Rights Agreement (WashingtonFirst Bankshares, Inc.)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three three(3) years.
Appears in 1 contract
Relationships with the Company. Except as set forth below, neither the undersigned Covered Person nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of or more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years.. State any exceptions here:
Appears in 1 contract
Samples: Registration Rights Agreement (Och-Ziff Capital Management Group LLC)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, ,officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersignedor more) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years.
Appears in 1 contract
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders Holder (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years.
Appears in 1 contract
Samples: Registration Rights Agreement (Black Cactus Global, Inc.)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship (as contemplated by federal securities laws or the rules or regulations of the Trading Market) with the Company (or its predecessors or affiliates) during the past three years.
Appears in 1 contract
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of or more of the equity securities of the undersigned) has held any position or of office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years.
Appears in 1 contract