Relationships with the Company. (a) Have you or any of your affiliates, officers, directors or principal equity holders (owners of 5% or more of the equity securities of the undersigned) held any position or office or have you had any other material relationship with the Company (or its predecessors or affiliates) within the past three years? Yes ☐ No ☐ (b) If your response to Part VI(a) above is “yes”, please state the nature and duration of your relationship with the Company:
Appears in 4 contracts
Samples: Registration Rights Agreement (Transcat Inc), Registration Rights Agreement (Sorrento Therapeutics, Inc.), Patent and Know How License Agreement (Sorrento Therapeutics, Inc.)
Relationships with the Company. (a) Have you or any of your affiliates, officers, directors or principal equity holders (owners of 5% or more of the equity securities of the undersigned) held any position or office or have you had any other material relationship with the Company (or its predecessors or affiliates) within the past three years? Yes ☐ No ☐
(b) If your response to Part VI(aItem 6(a) above is “yes”, please state the nature and duration of your relationship with the Company:
Appears in 3 contracts
Samples: Registration Rights Agreement (Ohr Pharmaceutical Inc), Registration Rights Agreement (CareDx, Inc.), Stock Purchase Agreement (Viking Therapeutics, Inc.)
Relationships with the Company. (a) Have you or any of your affiliates, officers, directors or principal equity holders (owners of 5% or more of the equity securities of the undersigned) held any position or office or have you had any other material relationship with the Company (or its predecessors or affiliates) within the past three years? Yes ☐ ¨ No ☐¨
(b) If your response to Part VI(a6(a) above is “yes”, please state the nature and duration of your relationship with the Company:
Appears in 3 contracts
Samples: Registration Rights Agreement (Sorrento Therapeutics, Inc.), Registration Rights Agreement (Sorrento Therapeutics, Inc.), Registration Rights Agreement (Sorrento Therapeutics, Inc.)
Relationships with the Company. (a) Have you or any of your affiliates, officers, directors or principal equity holders (owners of 5% or more of the equity securities of the undersigned) held any position or office or have you had any other material relationship with the Company (or its predecessors or affiliates) within during the past three years? Yes ☐ No ☐[ ] Yes. [ ] No.
(b) If your response to Part VI(a(a) above is “yes”, ‘‘Yes,’’ please state the nature and duration of your relationship with the Company:
Appears in 2 contracts
Samples: Registration Rights Agreement (Xtant Medical Holdings, Inc.), Restructuring and Exchange Agreement (Xtant Medical Holdings, Inc.)
Relationships with the Company. (a) Have you or any of your affiliates, officers, directors or principal equity holders (owners of 5% or more of the equity securities of the undersigned) held any position or office or have you had any other material relationship with the Company (or its predecessors or affiliates) within the past three years? Yes ☐ o No ☐o
(b) If your response to Part VI(a) above is “yes”, please state the nature and duration of your relationship with the Company:
Appears in 1 contract
Samples: Registration Rights Agreement (BioXcel Therapeutics, Inc.)
Relationships with the Company. (a) Have you or any of your affiliates, officers, directors or principal equity holders (owners of 5% or more of the equity securities of the undersigned) held any position or office or have you had any other material relationship with the Company (or its predecessors or affiliates) within the past three years? Yes ☐ ¨ No ☐¨
(b) If your response to Part VI(aItem 6(a) above is “yes”, please state the nature and duration of your relationship with the Company:
Appears in 1 contract
Samples: Exchange and Registration Rights Agreement (Sorrento Therapeutics, Inc.)
Relationships with the Company. (a) Have you or any of your affiliates, officers, directors or principal equity holders (owners of 5% or more of the equity securities of the undersigned) held any position or office or have you had any other material relationship with the Company (or its predecessors or affiliates) within during the past three years? Yes ☐ No ☐Yes.
(b) If your response to Part VI(a(a) above is “yes”, Yes,” please state the nature and duration of your relationship with the Company:
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Kennedy-Wilson Holdings, Inc.)
Relationships with the Company. (a) Have you or any of your affiliates, officers, directors or principal equity holders (owners of 5% or more of the equity securities of the undersigned) held any position or office or have you had any other material relationship with the Company (or its predecessors or affiliates) within the past three years? Yes ☐ No ☐No
(b) If your response to Part VI(a) above is “yes”, please state the nature and duration of your relationship with the Company:
Appears in 1 contract
Samples: Registration Rights Agreement (Sorrento Therapeutics, Inc.)
Relationships with the Company. (a) Have you or any of your affiliates, officers, directors or principal equity holders (owners of 5% or more of the equity securities of the undersigned) held any position or office or have you had any other material relationship with the Company (or its predecessors or affiliates) within during the past three years? Yes ☐ No ☐Yes. ☐ No.
(b) If your response to Part VI(a(a) above is “yes”, Yes,” please state the nature and duration of your relationship with the Company:
Appears in 1 contract
Samples: Registration Rights Agreement (Kennedy-Wilson Holdings, Inc.)
Relationships with the Company. (a) Have you or any of your affiliates, officers, directors or principal equity holders (owners of 5% or more of the equity securities of the undersigned) held any position or office or have you had any other material relationship with the Company (or its predecessors or affiliates) within the past three years? Yes ☐ No ☐
(b) If your response to Part VI(a6(a) above is “yes”, please state the nature and duration of your relationship with the Company:
Appears in 1 contract
Samples: Registration Rights Agreement (Sorrento Therapeutics, Inc.)
Relationships with the Company. (a) Have you or any of your affiliates, officers, directors or principal equity holders (owners of 5% or more of the equity securities of the undersigned) held any position or office or have you had any other material relationship with the Company (or its predecessors or affiliates) within the past three years? Yes ☐ No ☐No
(b) If your response to Part VI(aItem 6(a) above is “yes”, please state the nature and duration of your relationship with the Company:
Appears in 1 contract
Relationships with the Company. (a) Have you or any of your affiliates, officers, directors or principal equity holders (owners of 5% or more of the equity securities of the undersigned) held any position or office or have you had any other material relationship with the Company (or its predecessors or affiliates) within during the past three years? Yes ☐ No ☐¨ Yes. ¨ No.
(b) If your response to Part VI(a(a) above is “yes”, Yes,” please state the nature and duration of your relationship with the Company:
Appears in 1 contract
Relationships with the Company. (a) Have you or any of your affiliates, officers, directors or principal equity holders (owners of 5% or more of the equity securities of the undersigned) held any position or office or have you had any other material relationship with the Company (or its predecessors or affiliates) within the past three years? Yes ☐ £ No ☐£
(b) If your response to Part VI(a6(a) above is “yes”, please state the nature and duration of your relationship with the Company:
Appears in 1 contract
Samples: Registration Rights Agreement (Premier Macy Management Holdings, LLC)
