Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accounts. [ ]TRANSFERS INITIATED BY FACSIMILE The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] [ ]AUTOMATED CLEARING HOUSE (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ ]GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ ]Transmission from Client PC to State Street Mainframe with Telephone Callback [ ]Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ ]Transmission from DST Systems to State Street Mainframe with Encryption [ ]Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ____________________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT ________________________________ ________________________________________ Name Name ________________________________ ________________________________________ Address Address ________________________________ ________________________________________ City/State/Zip Code City/State/Zip Code ________________________________ ________________________________________ Telephone Number Telephone Number ________________________________ ________________________________________ Facsimile Number Facsimile Number ________________________________ SWIFT Number ________________________________ Telex Number 28 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Whitney Holdings LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXO] REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 State Street Bank and Trust Company, including its subsidiaries and affiliates ("State Street"), has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide to you. In this regard, we maintain certain information in databases under our control and ownership which we make available to our customers (the "Remote Access Services"). The Services State Street agrees to provide you, the Customer, and your designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree to comply, and to cause your Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree to advise State Street immediately in the event that you learn or have reason to believe that any person to whom you have given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you will cooperate with State Street in seeking injunctive or other equitable relief. You agree to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street.
Appears in 2 contracts
Samples: Custodian Agreement (Scudder Weisel Capital Entrepreneurs Fund), Custodian Agreement (Scudder Weisel Capital Entrepreneurs Fund)
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accounts. [ ][_] TRANSFERS INITIATED BY FACSIMILE The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] [ ]Serving Institutional Investors Worldwide (SM) FUNDS TRANSFER ADDENDUM [_] INSTRUCT Instruct is a State Street web-based application designed to provide internet-enabled remote access that allows for the capturing, verification and processing of various instruction types, including securities, cash and foreign exchange transactions. Instruct is designed using industry standard formats to facilitate straight-through processing. Instruct provides a number of security features through user entitlements, industry standard encryption protocols, digital security certificates and multiple tiers of user authentication requirements. [_] SECURE TRANSPORT Secure Transport is a file transfer application based upon the Secure File Transfer Protocol standard that is designed to enable State Street clients/ investment managers to send file based transfer and transaction instructions over the internet. Secure Transport features multi-factor authenticators such as SecurID and digital certificates, and incorporates industry-standard encryption protocols. [_] AUTOMATED CLEARING HOUSE (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ ][_] GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ ][_] Transmission from Client PC to State Street Mainframe with Telephone Callback [ ][_] Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ ][_] Transmission from DST Systems to State Street Mainframe with Encryption [ ][_] Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ____________________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT ------------------------------------- ---------------------------------------- Name Name ------------------------------------- ---------------------------------------- Address Address ------------------------------------- ---------------------------------------- City/State/Zip Code City/State/Zip Code ------------------------------------- ---------------------------------------- Telephone Number Telephone Number ------------------------------------- ---------------------------------------- Facsimile Number Facsimile Number ------------------------------------- SWIFT Number ------------------------------------- Telex Number [STATE STREET LOGO] Serving Institutional Investors Worldwide (SM) FUNDS TRANSFER ADDENDUM INSTRUCTION(S) TELEPHONE CONFIRMATION FUND ________________________________ ____________________________________________ Name Name ________________________________ INVESTMENT ADVISER ________________________________________ Address Address ________________________________ ________________________________________ City/State/Zip Code City/State/Zip Code ________________________________ ________________________________________ Telephone Number Telephone Number ________________________________ ________________________________________ Facsimile Number Facsimile Number ________________________________ SWIFT Number ________________________________ Telex Number 28 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Whitney Holdings LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXO] REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 State Street Bank and Trust Company, including its subsidiaries and affiliates ("State Street"), has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide to you. In this regard, we maintain certain information in databases under our control and ownership which we make available to our customers (the "Remote Access Services"). The Services State Street agrees to provide you, the Customer, and your designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree to comply, and to cause your Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree to advise State Street immediately in the event that you learn or have reason to believe that any person to whom you have given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you will cooperate with State Street in seeking injunctive or other equitable relief. You agree to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street.
Appears in 2 contracts
Samples: Custodian Contract (Morgan Stanley Series Funds), Custodian Contract (Morgan Stanley Balanced Fund)
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accounts. [ [_]TRANSFERS INITIATED BY FACSIMILE Transfers Initiated by Facsimile The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO_] [ ]AUTOMATED CLEARING HOUSE Automated Clearing House (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ [_]GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Global Horizon Interchange Automated Clearing House Service Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ [_]Transmission from Client PC to State Street Mainframe with Telephone Callback FUNDS TRANSFER ADDENDUM [ ]Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ ]Transmission from DST Systems to State Street Mainframe with Encryption [ ]Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ____________________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Key Contact Information Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT ------------------------- ------------------------------------- _________________________________ ________________________________________ Name Name _________________________________ ________________________________________ Address Address _________________________________ ________________________________________ City/State/Zip Code City/State/Zip Code _________________________________ ________________________________________ Telephone Number Telephone Number _________________________________ ________________________________________ Facsimile Number Facsimile Number ________________________________ SWIFT Number ________________________________ Telex Number 28 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Whitney Holdings LLC AUTHORIZED INITIATORS Investment Adviser Authorized Initiators Please Type or Print Please provide a listing of Fund officers or other individuals who are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position is SPECIMEN SIGNATURE is with Fund or Investment (Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Authorized Verifiers Please Type or Print Please provide a listing of Fund officers of or other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non non-repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANYif any) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXO] REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx XxxxxxTO MASTER CUSTODIAN CONTRACT ADDENDUM to that certain Master Custodian Contract dated as of September 1, 00xx Xxxxx Xxx Xxxxxxxxx2005 (the "Custodian Agreement") between each of the entities set forth on Appendix A thereto (collectively, XX 00000 the "Customer") and State Street Bank and Trust Company, including its subsidiaries and affiliates ("State Street"), . State Street has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide State Street provides to youthe Customer. In this regard, we maintain State Street maintains certain information in databases under our its control and ownership which we make it makes available to our its customers (the "Remote Access Services"). The Services State Street agrees to provide you, the Customer, and your its designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) -Sightsm as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree The Customer agrees to comply, and to cause your its Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree The Customer agrees to advise State Street immediately in the event that you learn it learns or have has reason to believe that any person to whom you have it has given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you the Customer will cooperate with State Street in seeking injunctive or other equitable relief. You agree The Customer agrees to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street.
Appears in 1 contract
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accounts. [ ]TRANSFERS INITIATED BY FACSIMILE The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 41 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] [ ]AUTOMATED CLEARING HOUSE (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ ]GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ ]Transmission from Client PC to State Street Mainframe with Telephone Callback [ ]Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ ]Transmission from DST Systems to State Street Mainframe with Encryption [ ]Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ____________________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT ________________________________ ________________________________________ ------------------------------ ------------------------------ Name Name ________________________________ ________________________________________ ------------------------------ ------------------------------ Address Address ________________________________ ________________________________________ ------------------------------ ------------------------------ City/State/Zip Code City/State/Zip Code ________________________________ ________________________________________ ------------------------------ ------------------------------ Telephone Number Telephone Number ________________________________ ________________________________________ ------------------------------ ------------------------------ Facsimile Number Facsimile Number ________________________________ ------------------------------ SWIFT Number ________________________________ ------------------------------ Telex Number 28 FUNDS TRANSFER ADDENDUM 42 [STATE STREET LOGO] FUNDS TRANSFER ADDENDUM INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund The Huntington Group --------------------------------------------------------------------------- INVESTMENT ADVISER Whitney Holdings LLC ------------------------------------------------------------- AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) _______________________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXO] REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 State Street Bank and Trust Company, including its subsidiaries and affiliates ("State Street"), has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide to you. In this regard, we maintain certain information in databases under our control and ownership which we make available to our customers (the "Remote Access Services"). The Services State Street agrees to provide you, the Customer, and your designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree to comply, and to cause your Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree to advise State Street immediately in the event that you learn or have reason to believe that any person to whom you have given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you will cooperate with State Street in seeking injunctive or other equitable relief. You agree to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street.
Appears in 1 contract
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accounts. [ ]] TRANSFERS INITIATED BY FACSIMILE The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO[ ] [ ]AUTOMATED CLEARING HOUSE (ACH) [STATE STREET LOGO] FUNDS TRANSFER ADDENDUM State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ ]] GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ ]] Transmission from Client PC to State Street Mainframe with Telephone Callback [ ]] Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ ]] Transmission from DST Systems to State Street Mainframe with Encryption [ ]] Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ____________________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT ________________________________ ________________________________________ ------------------------------------- ---------------------------------- Name Name ________________________________ ________________________________________ ------------------------------------- ---------------------------------- Address Address ________________________________ ________________________________________ ------------------------------------- ---------------------------------- City/State/Zip Code City/State/Zip Code ________________________________ ________________________________________ ------------------------------------- ---------------------------------- Telephone Number Telephone Number ________________________________ ________________________________________ ------------------------------------- ---------------------------------- Facsimile Number Facsimile Number ________________________________ ------------------------------------- SWIFT Number ________________________________ ------------------------------------- Telex Number 28 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund ------------------------------------------------------------------- INVESTMENT ADVISER Whitney Holdings LLC CHARLES SCHWAB INXXXXXXXT XXXXXEMENT ----------------------------------------------------- INVESTMENT SUB-ADVISER ------------------------------------------------- AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals who are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ ----------------------------- ----------------------------- ----------------------------- ----------------------------- ----------------------------- ----------------------------- ----------------------------- ----------------------------- ----------------------------- ----------------------------- ----------------------------- ----------------------------- ----------------------------- ----------------------------- ----------------------------- AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of or other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non non-repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXO] ----------------------------- ----------------------------- ----------------------------- ----------------------------- ----------------------------- ----------------------------- ----------------------------- ----------------------------- ----------------------------- ----------------------------- ----------------------------- ----------------------------- ----------------------------- ----------------------------- ----------------------------- REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx XxxxxxTO MASTER CUSTODIAN AGREEMENT ADDENDUM to that certain Master Custodian Agreement dated as of October 1, 00xx Xxxxx Xxx Xxxxxxxxx2005 (the "Custodian Agreement") by and among each management investment company identified on Appendix A thereto and made subject thereto pursuant to Section 18.5 thereof (each, XX 00000 a "Customer") and State Street Bank and Trust Company, including its subsidiaries and affiliates ("State Street"), . State Street has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide State Street provides to youthe Customer. In this regard, we maintain State Street maintains certain information in databases under our its control and ownership which we make it makes available to our its customers (the "Remote Access Services"). The Services THE SERVICES State Street agrees to provide you, the Customer, and your its designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) SightSM as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree SECURITY PROCEDURES The Customer agrees to comply, and to cause your its Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree The Customer agrees to advise State Street immediately in the event that you learn it learns or have has reason to believe that any person to whom you have it has given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you the Customer will cooperate with State Street in seeking injunctive or other equitable relief. You agree The Customer agrees to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street. FEES Fees and charges for the use of the System and the Remote Access Services and related payment terms shall be as set forth in the fee schedule in effect from time to time between the parties. The Customer shall be responsible for any tariffs, duties or taxes imposed or levied by any government or governmental agency by reason of the transactions contemplated by this Addendum, including, without limitation, federal, state and local taxes, use, value added and personal property taxes (other than income, franchise or similar taxes which may be imposed or assessed against State Street). Any claimed exemption from such tariffs, duties or taxes shall be supported by proper documentary evidence delivered to State Street. Proprietary Information/Injunctive Relief The System and Remote Access Services described herein and the databases, computer programs, screen formats, report formats, interactive design techniques, formulae, processes, systems, software, know- how, algorithms, programs, training aids, printed materials, methods, books, records, files, documentation and other information made available to the Customer by State Street as part of the Remote Access Services and through the use of the System and all copyrights, patents, trade secrets and other proprietary rights of State Street related thereto are the exclusive, valuable and confidential property of State Street and its relevant licensors (the "Proprietary Information"). The Customer agrees on behalf of itself and its Authorized Designees to keep the Proprietary Information confidential and to limit access to its employees and Authorized Designees (under a similar duty of confidentiality) who require access to the System for the purposes intended. The foregoing shall not apply to Proprietary Information in the public domain or required by law to be made public. The Customer agrees to use the Remote Access Services only in connection with the proper purposes of this Addendum. The Customer will not, and will cause its employees and Authorized Designees not to, (i) permit any third party to use the System or the Remote Access Services, (ii) sell, rent, license or otherwise use the System or the Remote Access Services in the operation of a service bureau or for any purpose other than as expressly authorized under this Addendum, (iii) use the System or the Remote Access Services for any fund, trust or other investment vehicle without the prior written consent of State Street, or (iv) allow or cause any information transmitted from State Street's databases, including data from third party sources, available through use of the System or the Remote Access Services, to be published, redistributed or retransmitted for other than use for or on behalf of the Customer, as State Street's customer. The Customer agrees that neither it nor its Authorized Designees will modify the System in any way; enhance or otherwise create derivative works based upon the System, nor will your or your Authorized Designees reverse engineer, decompile or otherwise attempt to secure the source code for all or any part of the System. The Customer acknowledges that the disclosure of any Proprietary Information, or of any information which at law or equity ought to remain confidential, will immediately give rise to continuing irreparable injury to State Street inadequately compensable in damages at law and that State Street shall be entitled to obtain immediate injunctive relief against the breach or threatened breach of any of the foregoing undertakings, in addition to any other legal remedies which may be available. Limited Warranties State Street represents and warrants that it is the owner of and has the right to grant access to the System and to provide the Remote Access Services contemplated herein. Because of the nature of computer information technology including, but not limited to, the use of the Internet, and the necessity of relying upon third party sources, and data and pricing information obtained from third parties, the System and Remote Access Services are provided "AS IS", and the Customer and its Authorized Designees shall be solely responsible for the investment decisions, results obtained, regulatory reports and statements produced using the Remote Access Services. Except with respect to its obligations with respect to infringement hereunder, State Street will not be liable to the Customer or its Authorized Designees for any direct damages arising out of or in any way connected with the System or the Remote Access Services. State Street and its relevant licensors will not be liable to the Customer or its Authorized Designees for any indirect, special, incidental, punitive or consequential damages arising out of or in any way connected with the System or the Remote Access Services. Neither party shall be responsible for delays or nonperformance under this Addendum arising out of any cause or event beyond such party's control. State Street will take reasonable steps to ensure that its products (and those of its third-party suppliers) reflect the available state of the art technology to offer products that are Year 2000 compliant, including, but not limited to, century recognition of dates, calculations that correctly compute same century and multi century formulas and date values, and interface values that reflect the date issues arising between now and December 31, 2099, and if any changes are required, State Street will make the changes to its products at no cost to you and in a commercially reasonable time frame and will require third-party suppliers to do likewise. The Customer will do likewise for its systems. EXCEPT AS EXPRESSLY SET FORTH IN THIS ADDENDUM, STATE STREET, FOR ITSELF AND ITS RELEVANT LICENSORS, EXPRESSLY DISCLAIMS ANY AND ALL WARRANTIES CONCERNING THE SYSTEM AND THE SERVICES TO BE RENDERED HEREUNDER, WHETHER EXPRESS OR IMPLIED INCLUDING, WITHOUT LIMITATION, ANY WARRANTY OF MERCHANTIBILITY OR FITNESS FOR A PARTICULAR PURPOSE. Infringement State Street will defend the Customer or, at our option, settle any claim or action brought against the Customer to the extent that it is based upon an assertion that access to the System or use of the Remote Access Services by the Customer under this Addendum constitutes direct infringement of any patent or copyright or misappropriation of a trade secret, and will hold the Customer harmless from any direct damages incurred by the Customer and resulting from any such action relating to proprietary intellectual property of State Street, provided that, in any such event, the Customer notifies State Street promptly in writing of any such claim or proceeding and cooperates with State Street in the defense of such claim or proceeding. Should the System or the Remote Access Services or any part thereof become, or in State Street's opinion be likely to become, the subject of a claim of infringement or the like under any applicable patent or copyright or trade secret laws, State Street shall have the right, at State Street's sole option, to (i) procure for the Customer the right to continue using the System or the Remote Access Services, (ii) replace or modify the System or the Remote Access Services so that the System or the Remote Access Services becomes noninfringing, or (iii) terminate this Addendum without further obligation. The foregoing shall be the Customer's sole remedy for any intellectual property infringement claim relating to the System or the Remote Access Services.
Appears in 1 contract
Samples: Master Custodian Agreement (Schwab Annuity Portfolios)
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accounts. [ ]TRANSFERS INITIATED BY FACSIMILE The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] [ State Street Serving Institutional Investors Worldwide (SM) [_]AUTOMATED CLEARING HOUSE Automated Clearing House (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ [_]GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Global Horizon Interchange Automated Clearing House Service Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ [_]Transmission from Client PC to State Street Mainframe with Telephone Callback [ [_]Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ [_]Transmission from DST Systems to State Street Mainframe with Encryption [ [_]Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ___________ for payment orders initiated by our organization. Key Contact Information Whom shall we contact to implement your selection(s)? __________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT ________________________________ ________________________________________ Name Name ________________________________ ____________ _____________________________ Address Address ________________________________ ____________ _____________________________ City/State/Zip Code City/State/Zip Code ________________________________ ____________ _____________________________ Telephone Number Telephone Number ________________________________ ____________ _____________________________ Facsimile Number Facsimile Number __________________________________________ SWIFT Number __________________________________________ Telex Number 28 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] State Street Serving Institutional Investors Worldwide (SM) INSTRUCTION(S) -------------- TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs ---------------------- Fund INVESTMENT ADVISER Whitney Holdings LLC AUTHORIZED INITIATORS Munder @Vantage Fund ----------------------------------------------------- Investment Adviser Munder Capital Management ---------------------------------------- Authorized Initiators Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) _____________________ _______________________________ __________________________ _____________________ _______________________________ __________________________ _____________________ _______________________________ __________________________ _____________________ _______________________________ __________________________ _____________________ _______________________________ __________________________ AUTHORIZED VERIFIERS Authorized Verifiers Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ __________________________ _____________________ _______________________________ __________________________ _____________________ _______________________________ __________________________ _____________________ _______________________________ __________________________ _____________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ Argentina Citibank, N.A. -- Australia Westpac Banking Corporation -- Austria Erste Bank der Oesterreichischen -- Sparkassen AG Bahrain HSBC Bank Middle East -- (as delegate of The Hongkong and Shanghai Banking Corporation Limited) Bangladesh Standard Chartered Bank -- Belgium Fortis Bank nv-sa -- Bermuda The Bank of Bermuda Limited -- Bolivia Citibank, N.A. -- Botswana Barclays Bank of Botswana Limited -- Brazil Citibank, N.A. -- Bulgaria ING Bank N.V. -- Canada State Street Trust Company Canada -- Chile Citibank, N.A. -- People's Republic The Hongkong and Shanghai -- of China Banking Corporation Limited, Shanghai and Shenzhen branches Colombia Cititrust Colombia S.A. -- Sociedad Fiduciaria STATE STREET SCHEDULE A GLOBAL CUSTODY NETWORK SUBCUSTODIANS AND NON-COMPULSORY DEPOSITORIES Country Subcustodian Non-Compulsory Depositories Costa Rica Banco BCT S.A. -- Croatia Privredna Banka Zagreb d.d. -- Cyprus The Cyprus Popular Bank Ltd. -- Czech Republic [____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 []eskoslovenska Obchodni -- Banka, A.S. Denmark Den Danske Bank -- Ecuador Citibank, N.A. -- Egypt Egyptian British Bank -- (as delegate of The Hongkong and Shanghai Banking Corporation Limited) Estonia Hansabank -- Finland Xxxxxx Bank Plc. -- France BNP Paribas, S.A. -- Germany Dresdner Bank AG -- Ghana Barclays Bank of Ghana Limited -- Greece National Bank of Greece S.A. Bank of Greece, System for Monitoring Transactions in Securities in Book-Entry Form Hong Kong Standard Chartered Bank -- Hungary Citibank Rt. -- XXXXX XXXXXX XXXO] REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 State Street Bank and Trust Company, including its subsidiaries and affiliates ("State Street"), has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide to you. In this regard, we maintain certain information in databases under our control and ownership which we make available to our customers (the "Remote Access Services"). The Services State Street agrees to provide you, the Customer, and your designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) as described in Exhibit SCHEDULE A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree to comply, and to cause your Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree to advise State Street immediately in the event that you learn or have reason to believe that any person to whom you have given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you will cooperate with State Street in seeking injunctive or other equitable relief. You agree to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street.GLOBAL CUSTODY NETWORK SUBCUSTODIANS AND NON-COMPULSORY DEPOSITORIES Country Subcustodian Non-Compulsory Depositories
Appears in 1 contract
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accountsTHIS ALTERNATIVE IS RECOMMENDED WHENEVER FUNDS ARE FREQUENTLY TRANSFERRED BETWEEN THE SAME TWO ACCOUNTS. [ ]TRANSFERS | |TRANSFERS INITIATED BY FACSIMILE The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-alpha- FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 FUNDS TRANSFER ADDENDUM [WE PROVIDE THIS OPTION FOR CLIENTS WHO WISH TO BATCH WIRE INSTRUCTIONS AND TRANSMIT THESE AS A GROUP TO STATE STREET LOGO] [ ]AUTOMATED MUTUAL FUND SERVICES ONCE OR SEVERAL TIMES A DAY. | |AUTOMATED CLEARING HOUSE (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ ]GLOBAL | |GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ ]Transmission | |Transmission from Client PC to State Street Mainframe with Telephone Callback [ ]Transmission | |Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ ]Transmission | |Transmission from DST Systems to State Street Mainframe with Encryption [ ]Magnetic | |Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ____________________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT ________________________________ ________________________________________ -------------------------------------- ----------------------------------- Name Name ________________________________ ________________________________________ -------------------------------------- ----------------------------------- FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] -------------------------------------- ----------------------------------- Address Address ________________________________ ________________________________________ -------------------------------------- ----------------------------------- City/State/Zip Code City/State/Zip Code ________________________________ ________________________________________ Telephone Number Telephone Number ________________________________ ________________________________________ Facsimile Number Facsimile Number ________________________________ SWIFT Number ________________________________ Telex Number 28 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Whitney Holdings LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXO] REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 State Street Bank and Trust Company, including its subsidiaries and affiliates ("State Street"), has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide to you. In this regard, we maintain certain information in databases under our control and ownership which we make available to our customers (the "Remote Access Services"). The Services State Street agrees to provide you, the Customer, and your designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree to comply, and to cause your Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree to advise State Street immediately in the event that you learn or have reason to believe that any person to whom you have given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you will cooperate with State Street in seeking injunctive or other equitable relief. You agree to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street.Code
Appears in 1 contract
Samples: Custodian Agreement (Lazard Global Total Return & Income Fund Inc)
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accounts. [ ]] TRANSFERS INITIATED BY FACSIMILE The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO[ ] [ ]AUTOMATED CLEARING HOUSE (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ ]] GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ ]] Transmission from Client PC to State Street Mainframe with Telephone Callback [ ]] Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ ]] Transmission from DST Systems to State Street Mainframe with Encryption [ ]] Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ____________________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT ________________________________ ________________________________________ ----------------------------------- ------------------------------------ Name Name ________________________________ ________________________________________ ----------------------------------- ------------------------------------ Address Address ________________________________ ________________________________________ ----------------------------------- ------------------------------------ City/State/Zip Code City/State/Zip Code ________________________________ ________________________________________ Telephone Number Telephone Number ________________________________ ________________________________________ Facsimile Number Facsimile Number ________________________________ SWIFT Number ________________________________ Telex Number 28 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Whitney Holdings LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXO] REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 State Street Bank and Trust Company, including its subsidiaries and affiliates ("State Street"), has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide to you. In this regard, we maintain certain information in databases under our control and ownership which we make available to our customers (the "Remote Access Services"). The Services State Street agrees to provide you, the Customer, and your designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree to comply, and to cause your Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree to advise State Street immediately in the event that you learn or have reason to believe that any person to whom you have given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you will cooperate with State Street in seeking injunctive or other equitable relief. You agree to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street.----------------------------------- ------------------------------------
Appears in 1 contract
Samples: Custodian Agreement (Williams Capital Management Trust)
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accountsTHIS ALTERNATIVE IS RECOMMENDED WHENEVER FUNDS ARE FREQUENTLY TRANSFERRED BETWEEN THE SAME TWO ACCOUNTS. [ ]TRANSFERS INITIATED BY FACSIMILE Transfers Initiated by Facsimile The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a dayWE PROVIDE THIS OPTION FOR CLIENTS WHO WISH TO BATCH WIRE INSTRUCTIONS AND TRANSMIT THESE AS A GROUP TO STATE STREET MUTUAL FUND SERVICES ONCE OR SEVERAL TIMES A DAY. 27 FUNDS TRANSFER ADDENDUM [LOGO OMITTED] STATE STREET LOGO] [ ]SAVING INSTITUTIONAL INVESTORS MELCHOR* SRY INSTRUCT Instruct is a State Street web-based applicxxxxx xesigned to provide internet-enabled remote access that allows for the capturing, verification and processing of various instruction types, including securities, cash and foreign exchange transactions. Instruct is designed USING industry standard formats to facilitate straight-through processing. Instruct provides a number of security features through user entitlements, industry standard encryption protocols, digital security certificates and multiple tiers of user authentication requirements. SECURE TRANSPORT Secure Transport is a file transfer application bASed upon the Secure File Transfer Protocol standard that is designed to enable State Street clients/ investment managers to send file based transfer and transaction instructions over the internet. Secure Transport features multi-factor authenticators such as SecurlD and digital certificates, and incorporates industry-standard encryption protocols. AUTOMATED CLEARING HOUSE (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ ]GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ ]Transmission from Client PC to State Street Mainframe with Telephone Callback [ ]Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ ]Transmission from DST Systems to State Street Mainframe with Encryption [ ]Magnetic Tape Delivered to State Street with WITH Telephone Callback State Street EMAIL WITH ENFORCED TRANSPORT LAYER SECURITY COMBINED WITH TELEPHONE CALLBACK Transport Layer Security is hereby instructed a communication method that allows clients to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ____________________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT ________________________________ ________________________________________ Name Name ________________________________ ________________________________________ Address Address ________________________________ ________________________________________ City/State/Zip Code City/State/Zip Code ________________________________ ________________________________________ Telephone Number Telephone Number ________________________________ ________________________________________ Facsimile Number Facsimile Number ________________________________ SWIFT Number ________________________________ Telex Number 28 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Whitney Holdings LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer electronically deliver financial transaction instructions to State Street: NAME TITLE Street using an enforced (Specify whether position SPECIMEN SIGNATURE encrypted) connection. The communication method features use of enforced network connections which include industry-standard transport layer cryptography to effect point-to-point encryption. Please note that such point-to-point encryption is with Fund performed at the domain level and not at the individual user level or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who email gateway within the client's organization. Telephone confirmation will be CALLED BACK used to verify the initiation of repetitive wires of $10 million or more transaction instructions received via email with enforced TLS. This procedure requires clients to designate individuals as authorized initiators and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXO] REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 verifiers. State Street Bank and Trust Company, including its subsidiaries and affiliates (will contact the client's designees to authenticate instructions received by this method. EMAIL "State Street"), has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide to you. In this regard, we maintain certain information in databases under our control and ownership which we make available to our customers (the "Remote Access Services"). The Services State Street agrees to provide you, the Customer, and your designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree to comply, and to cause your Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree to advise State Street immediately in the event that you learn or have reason to believe that any person to whom you have given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you will cooperate with State Street in seeking injunctive or other equitable relief. You agree to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street.SEND SECURE" FEATURE AVAILABLE IN OUTLOOK WITH TELEPHONE CALLBACK
Appears in 1 contract
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accounts. [ ]TRANSFERS INITIATED BY FACSIMILE The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] [ ][_] AUTOMATED CLEARING HOUSE (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ ][_] GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ ][_] Transmission from Client PC to State Street Mainframe with Telephone Callback [ ][_] Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ ][_] Transmission from DST Systems to State Street Mainframe with Encryption [ ][_] Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ____________________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT ________________________________ ________________________________________ ------------------------------------ ---------------------------------- Name Name ________________________________ ________________________________________ ------------------------------------ ---------------------------------- Address Address ________________________________ ________________________________________ ------------------------------------ ---------------------------------- City/State/Zip Code City/State/Zip Code ________________________________ ________________________________________ ------------------------------------ ---------------------------------- Telephone Number Telephone Number ________________________________ ________________________________________ ------------------------------------ ---------------------------------- Facsimile Number Facsimile Number ________________________________ ------------------------------------ SWIFT Number ________________________________ ------------------------------------ Telex Number 28 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND: COMMONWEALTH CASH RESERVE FUND, INC. ON BEHALF OF SNAP FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Whitney Holdings ADVISER: PFM ASSET MANAGEMENT LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals who are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXO] REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 State Street Bank and Trust Company, including its subsidiaries and affiliates ("State Street"), has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide to you. In this regard, we maintain certain information in databases under our control and ownership which we make available to our customers (the "Remote Access Services"). The Services State Street agrees to provide you, the Customer, and your designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree to comply, and to cause your Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree to advise State Street immediately in the event that you learn or have reason to believe that any person to whom you have given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you will cooperate with State Street in seeking injunctive or other equitable relief. You agree to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street.----------------------------- ------------------------------------- ------------------------------------ ----------------------------- ------------------------------------- ------------------------------------ ----------------------------- ------------------------------------- ------------------------------------ ----------------------------- ------------------------------------- ------------------------------------ ----------------------------- ------------------------------------- ------------------------------------ ----------------------------- ------------------------------------- ------------------------------------
Appears in 1 contract
Samples: Custodian Agreement (Commonwealth Cash Reserve Fund Inc)
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accounts. [ ]FUNDS TRANSFER ADDENDUM State Street [_] TRANSFERS INITIATED BY FACSIMILE The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO_] [ ]AUTOMATED CLEARING HOUSE (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ ][_] GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ ][_] Transmission from Client PC to State Street Mainframe with Telephone Callback [ ][_] Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ ][_] Transmission from DST Systems to State Street Mainframe with Encryption [ ][_] Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ____________________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT ________________________________ ________________________________________ Name Name ________________________________ ________________________________________ Address Address ________________________________ ________________________________________ City/State/Zip Code City/State/Zip Code _FUNDS TRANSFER ADDENDUM State Street _______________________________ ________________________________________ Telephone Number Telephone Number ________________________________ ________________________________________ Facsimile Number Facsimile Number ________________________________ SWIFT Number ________________________________ Telex Number 28 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Whitney Holdings LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXO] REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 State Street Bank and Trust Company, including its subsidiaries and affiliates ("State Street"), has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide to you. In this regard, we maintain certain information in databases under our control and ownership which we make available to our customers (the "Remote Access Services"). The Services State Street agrees to provide you, the Customer, and your designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree to comply, and to cause your Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree to advise State Street immediately in the event that you learn or have reason to believe that any person to whom you have given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you will cooperate with State Street in seeking injunctive or other equitable relief. You agree to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street.Number
Appears in 1 contract
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accountsTHIS ALTERNATIVE IS RECOMMENDED WHENEVER FUNDS ARE FREQUENTLY TRANSFERRED BETWEEN THE SAME TWO ACCOUNTS. [ ]| | TRANSFERS INITIATED BY FACSIMILE The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 FUNDS TRANSFER ADDENDUM [WE PROVIDE THIS OPTION FOR CLIENTS WHO WISH TO BATCH WIRE INSTRUCTIONS AND TRANSMIT THESE AS A GROUP TO STATE STREET LOGO] [ ]MUTUAL FUND SERVICES ONCE OR SEVERAL TIMES A DAY. | | AUTOMATED CLEARING HOUSE (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ ]| | GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ ]| | Transmission from Client PC to State Street Mainframe with Telephone Callback [ ]| | Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ ]| | Transmission from DST Systems to State Street Mainframe with Encryption [ ]| | Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ____________________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT ________________________________ ________________________________________ Name Name ________________________________ ________________________________________ Address Address ________________________________ ________________________________________ City/State/Zip Code City/State/Zip Code ________________________________ ________________________________________ Telephone Number Telephone Number ________________________________ ________________________________________ Facsimile Number Facsimile Number ________________________________ SWIFT Number ________________________________ Telex Number 28 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Whitney Holdings LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXO] REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 State Street Bank and Trust Company, including its subsidiaries and affiliates ("State Street"), has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide to you. In this regard, we maintain certain information in databases under our control and ownership which we make available to our customers (the "Remote Access Services"). The Services State Street agrees to provide you, the Customer, and your designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree to comply, and to cause your Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree to advise State Street immediately in the event that you learn or have reason to believe that any person to whom you have given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you will cooperate with State Street in seeking injunctive or other equitable relief. You agree to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street.?
Appears in 1 contract
Samples: Custodian Contract (Blackrock New York Municipal 2018 Term Trust)
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accounts. [ ]] TRANSFERS INITIATED BY FACSIMILE The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO[ ] [ ]AUTOMATED CLEARING HOUSE (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ ]] GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ ]] Transmission from Client PC to State Street Mainframe with Telephone Callback [ ]] Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ ]] Transmission from DST Systems to State Street Mainframe with Encryption [ ]] Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ____________________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT ________________________________ ________________________________________ ------------------------------------- ---------------------------------------- Name Name ________________________________ ________________________________________ ------------------------------------- ---------------------------------------- Address Address ________________________________ ________________________________________ ------------------------------------- ---------------------------------------- City/State/Zip Code City/State/Zip Code ________________________________ ________________________________________ ------------------------------------- ---------------------------------------- Telephone Number Telephone Number ________________________________ ________________________________________ ------------------------------------- ---------------------------------------- Facsimile Number Facsimile Number ________________________________ ------------------------------------- SWIFT Number ________________________________ ------------------------------------- Telex Number 28 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Whitney Holdings LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXO] REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 State Street Bank and Trust Company, including its subsidiaries and affiliates ("State Street"), has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide to you. In this regard, we maintain certain information in databases under our control and ownership which we make available to our customers (the "Remote Access Services"). The Services State Street agrees to provide you, the Customer, and your designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree to comply, and to cause your Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree to advise State Street immediately in the event that you learn or have reason to believe that any person to whom you have given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you will cooperate with State Street in seeking injunctive or other equitable relief. You agree to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street.
Appears in 1 contract
Samples: Master Custodian Agreement (Columbia Funds Variable Trust I)
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accounts. [ ]TRANSFERS INITIATED BY FACSIMILE The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. [STATE STREET LOGO] FUNDS TRANSFER ADDENDUM We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] [ ]AUTOMATED CLEARING HOUSE (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ ]GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ ]Transmission from Client PC to State Street Mainframe with Telephone Callback [ ]Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ ]Transmission from DST Systems to State Street Mainframe with Encryption [ ]Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ____________________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT _____________________________________ ________________________________________ Name Name _____________________________________ ________________________________________ Address Address _____________________________________ ________________________________________ City/State/Zip Code City/State/Zip Code _____________________________________ ________________________________________ Telephone Number Telephone Number _____________________________________ ________________________________________ Facsimile Number Facsimile Number _____________________________________ SWIFT Number _____________________________________ Telex Number 28 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund FUND: XXXXXXXX CAPITAL MANAGEMENT TRUST INVESTMENT ADVISER Whitney Holdings ADVISER: XXXXXXXX CAPITAL MANAGEMENT, LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals who are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE position is with Fund or Investment Adviser) __________________ _______________________________ ________________________ ______________________ ___________ __________________________ ________________________ ______________________ ___________ __________________________ ________________________ ______________________ ___________ __________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ ______________________ ___________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers or other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non-repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________________ ________________________ __________________ ______ __________________________ ________________________ __________________ ______ __________________________ ________________________ __________________ ______ __________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) ______________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXOSTATE STREET LOGO] FUNDS TRANSFER ADDENDUM REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx XxxxxxTO CUSTODIAN AGREEMENT ADDENDUM to that certain Custodian Agreement dated as of December __, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 2002 (the "Custodian Agreement") between Xxxxxxxx Capital Management Trust (the "Customer") and State Street Bank and Trust Company, including its subsidiaries and affiliates ("State Street"), . State Street has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide State Street provides to youthe Customer. In this regard, we maintain State Street maintains certain information in databases under our its control and ownership which we make it makes available to our its customers (the "Remote Access Services"). The Services THE SERVICES State Street agrees to provide you, the Customer, and your its designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree SECURITY PROCEDURES The Customer agrees to comply, and to cause your its Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree The Customer agrees to advise State Street immediately in the event that you learn it learns or have has reason to believe that any person to whom you have it has given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you the Customer will cooperate with State Street in seeking injunctive or other equitable relief. You agree The Customer agrees to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street. FEES Fees and charges for the use of the System and the Remote Access Services and related payment terms shall be as set forth in the custody fee schedule in effect from time to time between the parties. The Customer shall be responsible for any tariffs, duties or taxes imposed or levied by any government or governmental agency by reason of the transactions contemplated by this Addendum, including, without limitation, federal, state and local taxes, use, value added and personal property taxes (other than income, franchise or similar taxes which may be imposed or assessed against State Street). Any claimed exemption from such tariffs, duties or taxes shall be supported by proper documentary evidence delivered to State Street. Proprietary Information/Injunctive Relief The System and Remote Access Services described herein and the databases, computer programs, screen formats, report formats, interactive design techniques, formulae, processes, systems, software, know- how, algorithms, programs, training aids, printed materials, methods, books, records, files, documentation and other information made available to the Customer by State Street as part of the Remote 48. [STATE STREET LOGO] FUNDS TRANSFER ADDENDUM Access Services and through the use of the System and all copyrights, patents, trade secrets and other proprietary rights of State Street related thereto are the exclusive, valuable and confidential property of State Street and its relevant licensors (the "Proprietary Information"). The Customer agrees on behalf of itself and its Authorized Designees to keep the Proprietary Information confidential and to limit access to its employees and Authorized Designees (under a similar duty of confidentiality) who require access to the System for the purposes intended. The foregoing shall not apply to Proprietary Information in the public domain or required by law to be made public. The Customer agrees to use the Remote Access Services only in connection with the proper purposes of this Addendum. The Customer will not, and will cause its employees and Authorized Designees not to, (i) permit any third party to use the System or the Remote Access Services, (ii) sell, rent, license or otherwise use the System or the Remote Access Services in the operation of a service bureau or for any purpose other than as expressly authorized under this Addendum, (iii) use the System or the Remote Access Services for any fund, trust or other investment vehicle without the prior written consent of State Street, or (iv) allow or cause any information transmitted from State Street's databases, including data from third party sources, available through use of the System or the Remote Access Services, to be published, redistributed or retransmitted for other than use for or on behalf of the Customer, as State Street's customer. The Customer agrees that neither it nor its Authorized Designees will modify the System in any way; enhance or otherwise create derivative works based upon the System, nor will your or your Authorized Designees reverse engineer, decompile or otherwise attempt to secure the source code for all or any part of the System. The Customer acknowledges that the disclosure of any Proprietary Information, or of any information which at law or equity ought to remain confidential, will immediately give rise to continuing irreparable injury to State Street inadequately compensable in damages at law and that State Street shall be entitled to obtain immediate injunctive relief against the breach or threatened breach of any of the foregoing undertakings, in addition to any other legal remedies which may be available.
Appears in 1 contract
Samples: Custodian Agreement (Williams Capital Management Trust)
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accounts. [ ]] TRANSFERS INITIATED BY FACSIMILE The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 FUNDS TRANSFER ADDENDUM [(STATE STREET LOGO) [ ] [ ]AUTOMATED CLEARING HOUSE (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ ]] GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ ]] Transmission from Client PC to State Street Mainframe with Telephone Callback [ ]] Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ ]] Transmission from DST Systems to State Street Mainframe with Encryption [ ]] Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ____________________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT ________________________________ ________________________________________ Name Name ________________________________ ________________________________________ Address Address ________________________________ ________________________________________ City/State/Zip Code City/State/Zip Code ________________________________ ________________________________________ Telephone Number Telephone Number ________________________________ ________________________________________ Facsimile Number Facsimile Number ________________________________ SWIFT Number ________________________________ Telex Number 28 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Whitney Holdings LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXO] REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 State Street Bank and Trust Company, including its subsidiaries and affiliates ("State Street"), has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide to you. In this regard, we maintain certain information in databases under our control and ownership which we make available to our customers (the "Remote Access Services"). The Services State Street agrees to provide you, the Customer, and your designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree to comply, and to cause your Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree to advise State Street immediately in the event that you learn or have reason to believe that any person to whom you have given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you will cooperate with State Street in seeking injunctive or other equitable relief. You agree to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street.?
Appears in 1 contract
Samples: Master Custodian Agreement (Schwab Charles Family of Funds)
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accounts. [ ]TRANSFERS INITIATED BY FACSIMILE The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] [ ]AUTOMATED CLEARING HOUSE (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ ]GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ ]Transmission from Client PC to State Street Mainframe with Telephone Callback [ ]Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ ]Transmission from DST Systems to State Street Mainframe with Encryption [ ]Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ____________________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT ________________________________ ________________________________________ ---------------------------------- ----------------------------------------- Name Name ________________________________ ________________________________________ ---------------------------------- ----------------------------------------- Address Address ________________________________ ________________________________________ ---------------------------------- ----------------------------------------- City/State/Zip Code City/State/Zip Code ________________________________ ________________________________________ ---------------------------------- ----------------------------------------- Telephone Number Telephone Number ________________________________ ________________________________________ ---------------------------------- ----------------------------------------- Facsimile Number Facsimile Number ________________________________ ---------------------------------- SWIFT Number ________________________________ ---------------------------------- Telex Number 28 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund JANUS ADVISER SERIES -------------------------------------------------- On behalf of the Portfolios listed on Schedule A -------------------------------------------------- INVESTMENT ADVISER Whitney Holdings LLC Janus Capital Corporation ------------------------------------ AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXO] REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 State Street Bank and Trust Company, including its subsidiaries and affiliates ("State Street"), has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide to you. In this regard, we maintain certain information in databases under our control and ownership which we make available to our customers (the "Remote Access Services"). The Services State Street agrees to provide you, the Customer, and your designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree to comply, and to cause your Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree to advise State Street immediately in the event that you learn or have reason to believe that any person to whom you have given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you will cooperate with State Street in seeking injunctive or other equitable relief. You agree to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street.------------------------------- ------------------------------- ------------------------------- ------------------------------- ------------------------------- ------------------------------- ------------------------------- ------------------------------- ------------------------------- ------------------------------- ------------------------------- ------------------------------- ------------------------------- ------------------------------- -------------------------------
Appears in 1 contract
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accounts. [ ]TRANSFERS INITIATED BY FACSIMILE Transfers Initiated by Facsimile The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] [ ]AUTOMATED CLEARING HOUSE Automated Clearing House (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ ]GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Global Horizon Interchange Automated Clearing House Service Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ ]Transmission from Client PC to State Street Mainframe with Telephone Callback [ ]Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ ]Transmission from DST Systems to State Street Mainframe with Encryption [ ]Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ____________________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Key Contact Information Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT ________________________________ ________________________________________ Client operations contact Alternate Contact Name Name ________________________________ ________________________________________ Address Address ________________________________ ________________________________________ City/State/Zip Code City/State/Zip Code ________________________________ ________________________________________ Telephone Number Telephone Number ________________________________ ________________________________________ Facsimile Number Facsimile Number ________________________________ SWIFT Number ________________________________ Telex Number 28 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Whitney Holdings LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXO] REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 State Street Bank and Trust Company, including its subsidiaries and affiliates ("State Street"), has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide to you. In this regard, we maintain certain information in databases under our control and ownership which we make available to our customers (the "Remote Access Services"). The Services State Street agrees to provide you, the Customer, and your designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree to comply, and to cause your Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree to advise State Street immediately in the event that you learn or have reason to believe that any person to whom you have given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you will cooperate with State Street in seeking injunctive or other equitable relief. You agree to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street.
Appears in 1 contract
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accounts. [ [_]TRANSFERS INITIATED BY FACSIMILE Transfers Initiated by Facsimile The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 FUNDS TRANSFER ADDENDUM 112 [STATE STREET LOGO] [ _]AUTOMATED CLEARING HOUSE Automated Clearing House (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ [_]GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Global Horizon Interchange Automated Clearing House Service Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ [_]Transmission from Client PC to State Street Mainframe with Telephone Callback [ [_]Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ [_]Transmission from DST Systems to State Street Mainframe with Encryption [ [_]Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective for payment orders initiated by our organization. Key Contact Information Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT Name Name ____________________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Whom shall we contact _____________________________ Address Address ____________________________ _____________________________ City/State/Zip Code City/State/Zip Code ____________________________ _____________________________ Telephone Number Telephone Number ____________________________ _____________________________ Facsimile Number Facsimile Number SWIFT Number Telex Number 113 INSTRUCTION(S) -------------- TELEPHONE CONFIRMATION ---------------------- Fund ONE GROUP INVESTMENT TRUST ------------------------------------------- Investment Adviser Banc One Investment Advisors ---------------------------- Authorized Initiators Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) ______________ _______________________________________________________________ ______________ _______________________________________________________________ ______________ _______________________________________________________________ ______________ _______________________________________________________________ ______________ _______________________________________________________________ Authorized Verifiers Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) ________________________________________________________________________________ ________________________________________ Name Name _________________________________________ ________________________________________ Address Address _________________________________________ ________________________________________ City/State/Zip Code City/State/Zip Code _________________________________________ ________________________________________ Telephone Number Telephone Number ________________________________ ________________________________________ Facsimile Number Facsimile Number ________________________________ SWIFT Number ________________________________ Telex Number 28 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Whitney Holdings LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXO] REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 114 Schedule A State Street Global Custody Network Custodians Argentina Citibank, N.A. Australia Westpac Banking Corporation Austria Erste Bank der Osterreichischen Sparkassen AG Bahrain HSBC Bank Middle East (as delegate of The Hongkong and Trust CompanyShanghai Banking Corporation Limited) Bangladesh Standard Chartered Bank Belgium Fortis Bank nv-sa Bermuda The Bank of Bermuda Limited Bolivia Citibank, including its subsidiaries and affiliates ("State Street")N. A. Botswana Barclays Bank of Botswana Limited Brazil Citibank, has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide to you. In this regard, we maintain certain information in databases under our control and ownership which we make available to our customers (the "Remote Access Services"). The Services N.A. Bulgaria ING Bank N.V. Canada State Street agrees to provide youTrust Company Canada Chile BankBoston, the CustomerN.A. 115 Schedule A People's Republic The Hongkong and Shanghai of China Banking Corporation Limited, Shanghai and your designated investment advisorsShenzhen branches Colombia Cititrust Colombia S.A. Sociedad Fiduciaria Costa Rica Banco BCT S.A. Croatia Privredna Banka Zagreb d.d Cyprus The Cyprus Popular Bank Ltd. Czech Republic Ceskoslovenska Obchodni Banka, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree to complyA.S. Denmark Danske Bank A/S Ecuador Citibank, and to cause your Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree to advise State Street immediately in the event that you learn or have reason to believe that any person to whom you have given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you will cooperate with State Street in seeking injunctive or other equitable relief. You agree to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street.N.A.
Appears in 1 contract
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accounts. [ ]] TRANSFERS INITIATED BY FACSIMILE The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO[ ] [ ]AUTOMATED CLEARING HOUSE (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ ]] GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ ]] Transmission from Client PC to State Street Mainframe with Telephone Callback [ ]] Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ ]] Transmission from DST Systems to State Street Mainframe with Encryption [ ]] Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ____________________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT _____________________________________ ________________________________________ Name Name _____________________________________ ________________________________________ Address Address _____________________________________ ________________________________________ City/State/Zip Code City/State/Zip Code _____________________________________ ________________________________________ Telephone Number Telephone Number _____________________________________ ________________________________________ Facsimile Number Facsimile Number _____________________________________ SWIFT Number ________________________________________ Telex SWIFT Number 28 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Whitney Holdings LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________________________ Telex Number INSTRUCTION(S) TELEPHONE CONFIRMATION FUND __________________ __________________________________________________________ ________________________ __________________ INVESTMENT ADVISER _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXO] REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 State Street Bank and Trust Company, including its subsidiaries and affiliates ("State Street"), has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide to you. In this regard, we maintain certain information in databases under our control and ownership which we make available to our customers (the "Remote Access Services"). The Services State Street agrees to provide you, the Customer, and your designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree to comply, and to cause your Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree to advise State Street immediately in the event that you learn or have reason to believe that any person to whom you have given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you will cooperate with State Street in seeking injunctive or other equitable relief. You agree to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street.
Appears in 1 contract
Samples: Master Custodian Agreement (Banc of America Funds Trust)
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accountsTHIS ALTERNATIVE IS RECOMMENDED WHENEVER FUNDS ARE FREQUENTLY TRANSFERRED BETWEEN THE SAME TWO ACCOUNTS. [ ]|_| TRANSFERS INITIATED BY FACSIMILE The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 FUNDS TRANSFER ADDENDUM [WE PROVIDE THIS OPTION FOR CLIENTS WHO WISH TO BATCH WIRE INSTRUCTIONS AND TRANSMIT THESE AS A GROUP TO STATE STREET LOGO] [ ]MUTUAL FUND SERVICES ONCE OR SEVERAL TIMES A DAY. |_| AUTOMATED CLEARING HOUSE (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ ]|_| GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ ]|_| Transmission from Client PC to State Street Mainframe with Telephone Callback [ ]|_| Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ ]|_| Transmission from DST Systems to State Street Mainframe with Encryption [ ]|_| Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ____________________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT ________________________________ ________________________________________ Name Name ________________________________ ________________________________________ Address Address ________________________________ ________________________________________ City/State/Zip Code City/State/Zip Code ________________________________ ________________________________________ Telephone Number Telephone Number ________________________________ ________________________________________ Facsimile Number Facsimile Number ________________________________ SWIFT Number ________________________________ Telex Number 28 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Whitney Holdings LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXO] REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 State Street Bank and Trust Company, including its subsidiaries and affiliates ("State Street"), has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide to you. In this regard, we maintain certain information in databases under our control and ownership which we make available to our customers (the "Remote Access Services"). The Services State Street agrees to provide you, the Customer, and your designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree to comply, and to cause your Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree to advise State Street immediately in the event that you learn or have reason to believe that any person to whom you have given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you will cooperate with State Street in seeking injunctive or other equitable relief. You agree to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street.?
Appears in 1 contract
Samples: Custodian Contract (Blackrock California Municipal 2018 Term Trust)
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accounts. [ ]TRANSFERS INITIATED BY FACSIMILE The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] FUNDS TRANSFER ADDENDUM [ ]AUTOMATED CLEARING HOUSE (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ ]GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ ]Transmission from Client PC to State Street Mainframe with Telephone Callback [ ]Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ ]Transmission from DST Systems to State Street Mainframe with Encryption [ ]Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ____________________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT ________________________________ ________________________________________ ------------------------------ ------------------------------ Name Name ________________________________ ________________________________________ ------------------------------ ------------------------------ Address Address ________________________________ ________________________________________ ------------------------------ ------------------------------ City/State/Zip Code City/State/Zip Code ________________________________ ________________________________________ ------------------------------ ------------------------------ Telephone Number Telephone Number ________________________________ ________________________________________ ------------------------------ ------------------------------ Facsimile Number Facsimile Number ________________________________ ------------------------------ SWIFT Number ________________________________ ------------------------------ Telex Number 28 FUNDS TRANSFER ADDENDUM 42 [STATE STREET LOGO] FUNDS TRANSFER ADDENDUM INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund The Huntington Group ------------------------------------------------------------------------ INVESTMENT ADVISER Whitney Holdings LLC ------------------------------------------------------------- AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXO] REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 State Street Bank and Trust Company, including its subsidiaries and affiliates ("State Street"), has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide to you. In this regard, we maintain certain information in databases under our control and ownership which we make available to our customers (the "Remote Access Services"). The Services State Street agrees to provide you, the Customer, and your designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree to comply, and to cause your Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree to advise State Street immediately in the event that you learn or have reason to believe that any person to whom you have given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you will cooperate with State Street in seeking injunctive or other equitable relief. You agree to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street.
Appears in 1 contract
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accounts. [ ]TRANSFERS INITIATED BY FACSIMILE The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] [ ]AUTOMATED CLEARING HOUSE (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ ]GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ ]Transmission from Client PC to State Street Mainframe with Telephone Callback [ ]Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ ]Transmission from DST Systems to State Street Mainframe with Encryption [ ]Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ___________effective_________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT ________________________________ ________________________________________ Name Name ________________________________ ________________________________________ Address Address ________________________________ ________________________________________ City/State/Zip Code City/State/Zip Code ________________________________ ________________________________________ Telephone Number Telephone Number ________________________________ ________________________________________ Facsimile Number Facsimile Number ________________________________ SWIFT Number ________________________________ Telex Number 28 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Whitney Holdings LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ ________________________________________________________ ________________________ __________________ INVESTMENT ADVISER _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXO] REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 State Street Bank and Trust Company, including its subsidiaries and affiliates ("State Street"), has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide to you. In this regard, we maintain certain information in databases under our control and ownership which we make available to our customers (the "Remote Access Services"). The Services State Street agrees to provide you, the Customer, and your designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree to comply, and to cause your Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree to advise State Street immediately in the event that you learn or have reason to believe that any person to whom you have given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you will cooperate with State Street in seeking injunctive or other equitable relief. You agree to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street.
Appears in 1 contract
Samples: Master Custodian Agreement (Columbia Funds Series Trust)
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and number)and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accounts. [ ]TRANSFERS INITIATED BY FACSIMILE Transfers Initiated by Facsimile The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] [ ]AUTOMATED CLEARING HOUSE Automated Clearing House (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ ]GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Global Horizon Interchange Automated Clearing House Service Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ ]Transmission from Client PC to State Street Mainframe with Telephone Callback [ ]Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ ]Transmission from DST Systems to State Street Mainframe with Encryption [ ]Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ____________________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Key Contact Information Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT ________________________________ ________________________________________ Name Name ________________________________ ________________________________________ Address Address ________________________________ ________________________________________ City/State/Zip Code City/State/Zip Code ________________________________ ________________________________________ Telephone Number Telephone Number ________________________________ ________________________________________ Facsimile Number Facsimile Number ________________________________ SWIFT Number ________________________________ Telex Number 28 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Whitney Holdings LLC AUTHORIZED INITIATORS BlackRock Preferred Opportunity Trust Investment Advisor BlackRock Advisors, Inc. Sub-Advisor BlackRock Financial Management, Inc. Authorized Initiators Please Type or Print Please provide a listing of Fund officers or other individuals who are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Authorized Verifiers Please Type or Print Please provide a listing of Fund officers of or other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non non-repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXO] REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx XxxxxxTO CUSTODIAN AGREEMENT ADDENDUM to that certain Custodian Contract dated as of February 18, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 2002 (the "Custodian Agreement") between B1ackRock Preferred Opportunity Trust (the "Customer") and State Street Bank and Trust Company, including its subsidiaries and affiliates ("State Street"), . State Street has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide State Street provides to youthe Customer. In this regard, we maintain State Street maintains certain information in databases under our its control and ownership which we make it makes available to our its customers (the "Remote Access Services"). The Services State Street agrees to provide you, the Customer, and your its designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) -SightSM as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree The Customer agrees to comply, and to cause your its Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree The Customer agrees to advise State Street immediately in the event that you learn it learns or have has reason to believe that any person to whom you have it has given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you the Customer will cooperate with State Street in seeking injunctive or other equitable relief. You agree The Customer agrees to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street.
Appears in 1 contract
Samples: Custodian Contract (Blackrock Preferred Opportunity Trust)
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accounts. [ ]TRANSFERS INITIATED BY FACSIMILE The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] FUNDS TRANSFER ADDENDUM [ ]AUTOMATED CLEARING HOUSE (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ ]GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ ]Transmission from Client PC to State Street Mainframe with Telephone Callback [ ]Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ ]Transmission from DST Systems to State Street Mainframe with Encryption [ ]Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ________________effective____________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT ________________________________ ________________________________________ Name Name ________________________________ ________________________________________ Address Address ________________________________ ________________________________________ City/State/Zip Code City/State/Zip Code ________________________________ ________________________________________ Telephone Number Telephone Number ________________________________ ________________________________________ Facsimile Number Facsimile Number ________________________________ SWIFT Number ________________________________ Telex Number 28 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] FUNDS TRANSFER ADDENDUM INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund XXXX XXXXXXX TRUST INVESTMENT ADVISER Whitney Holdings XXXX XXXXXXX INVESTMENT MANAGEMENT SERVICES, LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals who are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or NAME Investment Adviser) SPECIMEN SIGNATURE ________________________ ________________________ ________________________ ________________________ ________________________ ________________________ ________________________ ________________________ ________________________ ________________________ ________________________ ________________________ ________________________ ________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers or other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non-repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION(IF ANY) ________________________ ________________________ _________________________ ________________________ __________________ _______ _________________________ ________________________ __________________ _______ _________________________ ________________________ __________________ _______ _________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXO] REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx XxxxxxSCHEDULE A GLOBAL CUSTODY NETWORK SUBCUSTODIANS COUNTRY SUBCUSTODIAN Argentina Citibank, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 State Street N.A. Australia Westpac Banking Corporation Citibank Pty. Limited Austria Erste Bank and Trust Company, including its subsidiaries and affiliates der Osterreichischen Sparkassen AG Bahrain HSBC Bank Middle East ("State Street"), has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide to you. In this regard, we maintain certain information in databases under our control and ownership which we make available to our customers (the "Remote Access Services"). The Services State Street agrees to provide you, the Customer, and your designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree to comply, and to cause your Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use delegate of the System Hongkong and access to the Remote Access Services. You agree to advise State Street immediately in the event that you learn or have reason to believe that any person to whom you have given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you will cooperate with State Street in seeking injunctive or other equitable relief. You agree to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street.Shanghai Banking Corporation Limited) Bangladesh Standard Chartered Bank
Appears in 1 contract
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accounts. [ [_]TRANSFERS INITIATED BY FACSIMILE Transfers Initiated by Facsimile The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] [ _]AUTOMATED CLEARING HOUSE Automated Clearing House (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ FUNDS TRANSFER ADDENDUM [_]GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Global Horizon Interchange Automated Clearing House Service Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ [_]Transmission from Client PC to State Street Mainframe with Telephone Callback [ [_]Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ [_]Transmission from DST Systems to State Street Mainframe with Encryption [ [_]Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ____________________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Key Contact Information Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT ________________________________ _____ ____________________________________ Name Name ________________________________ _____ ____________________________________ Address Address ________________________________ _____ ____________________________________ City/State/Zip Code City/State/Zip Code ________________________________ _____ ____________________________________ Telephone Number Telephone Number ________________________________ _____ ____________________________________ Facsimile Number Facsimile Number FUNDS TRANSFER ADDENDUM ___________________________________ SWIFT Number ___________________________________ Telex Number 28 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund: Xxxxx Fargo Funds Trust with regard to its series, Xxxxx Fargo SIFE Specialized Financial Services Fund INVESTMENT ADVISER Whitney Holdings Investment Adviser: Xxxxx Fargo Funds Management. LLC AUTHORIZED INITIATORS Investment Sub-Adviser: Xxxxx Capital Management Authorized Initiators Please Type or Print Please provide a listing of Fund officers or other individuals who are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position is SPECIMEN SIGNATURE is with Fund or Investment Adviser or Investment Sub-Adviser) __________________ _______________________________ ________________________ __________________ _________ _______________________ ________________________ __________________ _________ _______________________ ________________________ __________________ _________ _______________________ ________________________ __________________ _________ _______________________ _______________________ ______________________ AUTHORIZED VERIFIERS Authorized Verifiers Please Type or Print Please provide a listing of Fund officers of or other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non non-repetitive wire instructions: FUNDS TRANSFER ADDENDUM NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION NUMBER (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXO] REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx XxxxxxTO CUSTODIAN AGREEMENT ADDENDUM to that certain Custodian Agreement dated as of February 25, 00xx 2002 (the "Custodian Agreement") between Xxxxx Xxx Xxxxxxxxx, XX 00000 Fargo Funds Trust (the "Customer") and State Street Bank and Trust Company, including its subsidiaries and affiliates ("State Street"), . State Street has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide State Street provides to youthe Customer. In this regard, we maintain State Street maintains certain information in databases under our its control and ownership which we make it makes available to our its customers (the "Remote Access Services"). The Services State Street agrees to provide you, the Customer, and your its designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) as -Sight(SM)as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree The Customer agrees to comply, and to cause your its Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree The Customer agrees to advise State Street immediately in the event that you learn it learns or have has reason to believe that any person to whom you have it has given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you the Customer will cooperate with State Street in seeking injunctive or other equitable relief. You agree The Customer agrees to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street.
Appears in 1 contract
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accounts. [ ]TRANSFERS INITIATED BY FACSIMILE The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] [GRAPHIC OMITTED] FUNDS TRANSFER ADDENDUM [ ]AUTOMATED CLEARING HOUSE (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ ]GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ ]Transmission from Client PC to State Street Mainframe with Telephone Callback [ ]Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ ]Transmission from DST Systems to State Street Mainframe with Encryption [ ]Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ____________________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Key Contact Information Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT ________________________________ ________________________________________ ------------------------------------- ----------------------------------------- Name Name ________________________________ ________________________________________ ------------------------------------- ----------------------------------------- Address Address ________________________________ ________________________________________ ------------------------------------- ----------------------------------------- City/State/Zip Code City/State/Zip Code ________________________________ ________________________________________ ------------------------------------- ----------------------------------------- Telephone Number Telephone Number ________________________________ ________________________________________ ------------------------------------- ----------------------------------------- Facsimile Number Facsimile Number ________________________________ ------------------------------------- SWIFT Number ________________________________ ------------------------------------- Telex Number 28 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] [GRAPHIC OMITTED] FUNDS TRANSFER ADDENDUM INSTRUCTION(S) --------------- TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund ---------------------- FUND: BLACKROCK NEW YORK INSURED MUNICIPAL INCOME TRUST ------------------------------------------------- INVESTMENT ADVISER Whitney Holdings LLC ADVISOR: BLACKROCK ADVISORS, INC. ------------------------ SUB-ADVISOR: BLACKROCK FINANCIAL MANAGEMENT, INC. ------------------------------------ AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals who are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ -------------------- ------------------------------- -------------------------- -------------------- ------------------------------- -------------------------- -------------------- ------------------------------- -------------------------- -------------------- ------------------------------- -------------------------- -------------------- ------------------------------- -------------------------- AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of or other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non non-repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXO] -------------------- ------------------------------- -------------------------- -------------------- ------------------------------- -------------------------- -------------------- ------------------------------- -------------------------- -------------------- ------------------------------- -------------------------- -------------------- ------------------------------- -------------------------- REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx XxxxxxTO CUSTODIAN AGREEMENT ADDENDUM to that certain Custodian Contract dated as of October 21, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 2002 (the "Custodian Agreement") between BlackRock New York Insured Municipal Income Trust (the "Customer") and State Street Bank and Trust Company, including its subsidiaries and affiliates ("State Street"), . State Street has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide State Street provides to youthe Customer. In this regard, we maintain State Street maintains certain information in databases under our its control and ownership which we make it makes available to our its customers (the "Remote Access Services"). The Services State Street agrees to provide you, the Customer, and your its designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree The Customer agrees to comply, and to cause your its Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree The Customer agrees to advise State Street immediately in the event that you learn it learns or have has reason to believe that any person to whom you have it has given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you the Customer will cooperate with State Street in seeking injunctive or other equitable relief. You agree The Customer agrees to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street.
Appears in 1 contract
Samples: Custodian Contract (Blackrock New York Insured Municipal Income Trust)
Repetitive Wires. For situations where funds are transferred periodically (minimum of one instruction per calendar quarter) from an existing authorized account to the same payee (destination bank and account number) and only the date and currency amount are variable, a repetitive wire may be implemented. Repetitive wires will be subject to a mutually agreed upon limit. If the payment order exceeds the established limit, the instruction will be confirmed by telephone prior to execution. Telephone confirmation is used to establish this process. Repetitive wire instructions must be reconfirmed annually. This alternative is recommended whenever funds are frequently transferred between the same two accounts. [ ]] TRANSFERS INITIATED BY FACSIMILE The Client faxes wire transfer instructions directly to State Street Mutual Fund Services. Standard security procedure requires the use of a random number test key for all transfers. Every six months the Client receives test key logs from State Street. The test key contains alpha-numeric characters, which the Client puts on each document faxed to State Street. This procedure ensures all wire instructions received via fax are authorized by the Client. We provide this option for Clients who wish to batch wire instructions and transmit these as a group to State Street Mutual Fund Services once or several times a day. 27 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO[ ] [ ]AUTOMATED CLEARING HOUSE (ACH) State Street receives an automated transmission or a magnetic tape from a Client for the initiation of payment (credit) or collection (debit) transactions through the ACH network. The transactions contained on each transmission or tape must be authenticated by the Client. Clients using ACH must select one or more of the following delivery options: [ ]] GLOBAL HORIZON INTERCHANGE AUTOMATED CLEARING HOUSE SERVICE Transactions are created on a microcomputer, assembled into batches and delivered to State Street via fully authenticated electronic transmissions in standard NACHA formats. [ ]] Transmission from Client PC to State Street Mainframe with Telephone Callback [ ]] Transmission from Client Mainframe to State Street Mainframe with Telephone Callback [ ]] Transmission from DST Systems to State Street Mainframe with Encryption [ ]] Magnetic Tape Delivered to State Street with Telephone Callback State Street is hereby instructed to accept funds transfer instructions only via the delivery methods and security procedures indicated. The selected delivery methods and security procedure(s) will be effective ____________________________ for payment orders initiated by our organization. KEY CONTACT INFORMATION Whom shall we contact to implement your selection(s)? CLIENT OPERATIONS CONTACT ALTERNATE CONTACT ________________________________ _____ ____________________________________ Name Name ________________________________ _____ ____________________________________ Address Address ________________________________ _____ ____________________________________ City/State/Zip Code City/State/Zip Code ________________________________ _____ ____________________________________ Telephone Number Telephone Number ________________________________ _____ ____________________________________ Facsimile Number Facsimile Number ____________________________________ SWIFT Number ________________________________ Telex Number 28 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Whitney Holdings LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ Telex Number INSTRUCTION(S) TELEPHONE CONFIRMATION INVESTMENT ADVISER_______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 29 FUNDS TRANSFER ADDENDUM [STATE STREET LOGO] INSTRUCTION(S) TELEPHONE CONFIRMATION FUND Scudxxx Xxxsxx Xxxital Entrepreneurs Fund INVESTMENT ADVISER Scudxxx Xxxsxx Xxxital LLC AUTHORIZED INITIATORS Please Type or Print Please provide a listing of Fund officers or other individuals are currently authorized to INITIATE wire transfer instructions to State Street: NAME TITLE (Specify whether position SPECIMEN SIGNATURE is with Fund or Investment Adviser) __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ __________________ _______________________________ ________________________ AUTHORIZED VERIFIERS Please Type or Print Please provide a listing of Fund officers of other individuals who will be CALLED BACK to verify the initiation of repetitive wires of $10 million or more and all non repetitive wire instructions: NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY) __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ __________________ ____________________________ ___________________________ 30 [XXXXX XXXXXX XXXO] REMOTE ACCESS SERVICES ADDENDUM To: Scudxxx Xxxsxx Xxxital Entrepreneurs Fund 88 Kxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxxxxxxx, XX 00000 State Street Bank and Trust Company, including its subsidiaries and affiliates ("State Street"), has developed and utilizes proprietary accounting and other systems in conjunction with the custodian services which we provide to you. In this regard, we maintain certain information in databases under our control and ownership which we make available to our customers (the "Remote Access Services"). The Services State Street agrees to provide you, the Customer, and your designated investment advisors, consultants or other third parties authorized by State Street who agree to abide by the terms of this Addendum ("Authorized Designees") with access to In~Sight(SM) as described in Exhibit A or such other systems as may be offered from time to time (the "System") on a remote basis. Security Procedures You agree to comply, and to cause your Authorized Designees to comply, with remote access operating standards and procedures and with user identification or other password control requirements and other security procedures as may be issued from time to time by State Street for use of the System and access to the Remote Access Services. You agree to advise State Street immediately in the event that you learn or have reason to believe that any person to whom you have given access to the System or the Remote Access Services has violated or intends to violate the terms of this Addendum and you will cooperate with State Street in seeking injunctive or other equitable relief. You agree to discontinue use of the System and Remote Access Services, if requested, for any security reasons cited by State Street.
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Samples: Master Custodian Agreement (Nations Separate Account Trust)
