Reportable Positions. 3.1 If you hold or control an open position in futures contracts or stock options contracts in excess of the specific level, the Position Limits and LOPR Rules require you to report that position in writing to the Hong Kong Stock Exchange within one business day following (a) the day of first holding or controlling that position; and
Appears in 4 contracts
Samples: Global Agency Clearing Agreement, Global Principal Clearing Agreement, Prime Brokerage Agreement, 2011 Foa Professional Client Agreement, 2018 Fia Terms of Business, Etd Agreement, Global Agency Clearing Agreement, Global Principal Clearing Agreement, Prime Brokerage Agreement, 2011 Foa Professional Client Agreement, 2018 Fia Terms of Business, Etd Agreement, Global Agency Clearing Agreement, Global Principal Clearing Agreement, Prime Brokerage Agreement, 2011 Foa Professional Client Agreement, 2018 Fia Terms of Business, Etd Agreement
