Common use of Reportable Positions Clause in Contracts

Reportable Positions. 3.1 If you hold or control an open position in futures contracts or stock options contracts in excess of the specific level, the Position Limits and LOPR Rules require you to report that position in writing to the Hong Kong Stock Exchange within one business day following (a) the day of first holding or controlling that position; and

Appears in 4 contracts

Samples: www.ubs.com, www.ubs.com, www.ubs.com

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