Reportable Transactions. Neither the Company nor any of its subsidiaries has participated in any reportable transaction, as defined in Treasury Regulation Section 1.6011-(4)(b)(1).
Appears in 13 contracts
Samples: Underwriting Agreement (Berkshire Hills Bancorp Inc), Underwriting Agreement (Select Bancorp, Inc.), Underwriting Agreement (MetroCorp Bancshares, Inc.)
Reportable Transactions. Neither the Company nor any of its subsidiaries has participated in any reportable transaction, as defined in Treasury Regulation Section 1.6011-(4)(b)(11.6011 (4)(b)(1).
Appears in 11 contracts
Samples: Underwriting Agreement (FNB Corp/Fl/), Underwriting Agreement (Tompkins Financial Corp), Underwriting Agreement (FNB Corp/Fl/)
Reportable Transactions. Neither the Company Transaction Entities nor any of its subsidiaries the Subsidiaries has participated in any reportable transaction, as defined in Treasury Regulation Section 1.6011-(4)(b)(11.6011-4(b)(1).
Appears in 8 contracts
Samples: Underwriting Agreement (Sotherly Hotels Inc.), Underwriting Agreement (Sotherly Hotels Lp), Sales Agency Agreement (Sotherly Hotels Lp)
Reportable Transactions. Neither the Company nor any of its subsidiaries Subsidiaries has participated in any reportable transaction, as defined in Treasury Regulation Section 1.6011-(4)(b)(11.6011-4(b)(1).
Appears in 6 contracts
Samples: At Market Issuance Sales Agreement (Southern Missouri Bancorp, Inc.), At Market Issuance Agreement (HomeStreet, Inc.), At Market Issuance Sales Agreement (Unity Bancorp Inc /Nj/)
Reportable Transactions. Neither the Company nor any of its subsidiaries has participated in any reportable transaction, as defined in Treasury Regulation Section 1.6011-(4)(b)(11.6011-4(b)(1).
Appears in 6 contracts
Samples: Underwriting Agreement (First Foundation Inc.), Underwriting Agreement (Union Bankshares Corp), Underwriting Agreement (Enterprise Financial Services Corp)
Reportable Transactions. Neither the Company nor any of its subsidiaries Subsidiaries has participated in any reportable transaction, as defined in Treasury Regulation Section 1.6011-(4)(b)(1).
Appears in 6 contracts
Samples: Underwriting Agreement (First Mid Illinois Bancshares Inc), Underwriting Agreement (Ameris Bancorp), Underwriting Agreement (First Commonwealth Financial Corp /Pa/)
Reportable Transactions. Neither the Company nor any of its subsidiaries the Subsidiaries has participated in any reportable transaction, as defined in Treasury Regulation Section 1.6011-(4)(b)(11.6011-4(b) (1).
Appears in 4 contracts
Samples: Underwriting Agreement (1347 Property Insurance Holdings, Inc.), Underwriting Agreement (1347 Property Insurance Holdings, Inc.), Underwriting Agreement (1347 Property Insurance Holdings, Inc.)
Reportable Transactions. Neither the Company nor any of its subsidiaries Subsidiaries has participated in any “reportable transaction” or “listed transaction” within the meaning of Treasury Regulations Section 1.6011-4 or any other corresponding provision of state, as defined in Treasury Regulation Section 1.6011-(4)(b)(1)local or foreign Laws.
Appears in 3 contracts
Samples: Agreement and Plan of Merger (Aaron's Inc), Merger Agreement (Vmware, Inc.), Merger Agreement (Emc Corp)
Reportable Transactions. Neither the Company nor any of its subsidiaries Subsidiaries has participated in been a party to any “reportable transaction, ” as defined in Treasury Regulation Regulations Section 1.6011-(4)(b)(11.6011-4(b).
Appears in 2 contracts
Samples: Stock Purchase Agreement, Stock Purchase Agreement (Compressco Partners, L.P.)
Reportable Transactions. Neither the Company nor any of its subsidiaries Subsidiaries has participated in any reportable transaction, as defined in Treasury Regulation Section 1.6011-(4)(b)(1).
Appears in 2 contracts
Samples: Underwriting Agreement (Univest Corp of Pennsylvania), Underwriting Agreement (Savannah Bancorp Inc)
Reportable Transactions. Neither the Company nor any of its subsidiaries Subsidiaries has participated engaged in any “reportable transaction, as defined in ” within the meaning of Treasury Regulation Section 1.6011-(4)(b)(1§ 1.6011-4(b) (or any corresponding provision of state, local or foreign Tax law).
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Electro Rent Corp), Merger Agreement (Electro Rent Corp)
Reportable Transactions. Neither the Company nor any of its subsidiaries has participated engaged in any a reportable transaction, as defined set forth in Treasury Regulation Regulations Section 1.6011-(4)(b)(11.6011-4(b)(2).
Appears in 2 contracts
Reportable Transactions. Neither the Company nor any of its subsidiaries Subsidiary has participated (within the meaning of Treasury Regulations Section 1.6011-4(c)(3)) in any a reportable transaction, as defined in transaction (within the meaning of Treasury Regulation Regulations Section 1.6011-(4)(b)(11.6011-4(b)(1)).
Appears in 2 contracts
Samples: Membership Interest Purchase Agreement (Union Street Acquisition Corp.), Membership Interest Purchase Agreement (Union Street Acquisition Corp.)
Reportable Transactions. Neither the Company nor any of its subsidiaries has participated in any transaction that could reasonably be expected to be a reportable transaction, as defined in Treasury Regulation Section 1.6011-(4)(b)(11.6011-4(b)(1).
Appears in 1 contract
Samples: Underwriting Agreement (National Penn Bancshares Inc)
Reportable Transactions. Neither the Company nor any of its subsidiaries has participated in any reportable transaction, as defined in Treasury Regulation Section 1.6011-(4)(b)(11.6011-4(b) (1).
Appears in 1 contract
Samples: Underwriting Agreement (BNC Bancorp)
Reportable Transactions. Neither the Company Company, nor any of its subsidiaries Seller has participated in any a reportable transaction, transaction as those terms are defined in Treasury Regulation Section 1.6011-(4)(b)(1)Regulations § 1.6011-4.
Appears in 1 contract
Reportable Transactions. Neither the Company nor any of its subsidiaries Subsidiary has participated in any a “reportable transaction, ” within the meaning of Treasury Regulation Section 1.6011-4(b)(1) or transactions that constitute “listed transactions” as such term is defined in Treasury Regulation Section 1.6011-(4)(b)(11.6011-4(b)(2).
Appears in 1 contract
Samples: Merger Agreement (MTS Systems Corp)
Reportable Transactions. Neither the Company nor any of its subsidiaries the Subsidiaries has participated in any reportable transaction, as defined in Treasury Regulation Section 1.6011-(4)(b)(11.6011-4(b) (1).. (li)
Appears in 1 contract
Reportable Transactions. Neither the Company nor any of its subsidiaries Subsidiaries has participated in any “reportable transaction” or “listed transaction” within the meaning of Treasury Regulations Section 1.6011-4 or any other corresponding provision of state, as defined in Treasury Regulation Section 1.6011-(4)(b)(1local or foreign Laws. (r).
Appears in 1 contract
Samples: Merger Agreement
Reportable Transactions. Neither the Company nor any of its subsidiaries the Subsidiaries has participated in any reportable transaction, as defined in Treasury Regulation Section 1.6011-(4)(b)(11.6011-4(b)(1).
Appears in 1 contract
Samples: Sales Agency Agreement (Peapack Gladstone Financial Corp)
Reportable Transactions. Neither the Company nor any of its subsidiaries Subsidiaries has participated in any reportable transaction, transaction as defined in Treasury Regulation Section 1.6011-(4)(b)(11.6011-4(b)(1).
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Lakeland Bancorp Inc)
Reportable Transactions. Neither the Company nor any of its subsidiaries Subsidiary has participated in any an undisclosed reportable transaction, as defined in transaction within the meaning of Treasury Regulation Section 1.6011-(4)(b)(11.6011-4(b)(2).
Appears in 1 contract
