Common use of Reporting and Trade Confirmations Clause in Contracts

Reporting and Trade Confirmations. 15.1. Under Applicable Regulations, the Company shall provide the Client with information on his Orders. In order to comply with CySEC Rules in regards to client reporting requirements, the Company will provide the Client with a continuous online access to his Client Account via the Platform(s) used by the Client; the Client will be able to see in his Client Account the status of his Order, confirmation of execution of the Order as soon as possible (including the trading date, time, type of Order, venue identification, instrument identification, the buy/sell indicator, the nature of the Order, the unit quantity, total consideration, total sum of commissions and expenses, spreads, the Client’s Counterparty) his trading history, his Balance and other information. 15.2. The Client agrees with the provision of reporting via the Platform and acknowledges that he has the right to request the Company to send reports by email, fax or on paper by post. 15.3. The Company will promptly provide the Client, in a durable medium, with the essential information concerning the execution of his Order including without limitation the Platform. 15.4. The Company will send a notice to the client in a durable medium (including without limitation the Platform) as provided by Applicable Regulations confirming execution of the Order as soon as possible and no later than the first business day following execution or, where the confirmation is received by the Company from a third party, no later than the first business day following receipt of the confirmation from the third party. Such notification will include the information provided in Applicable Regulations other than the following information which is common to all Orders: (a) Company identification (b) the name or other designation of the client; (c) the trading day (d) the trading time (e) the type of the order (f) the venue identification (g) the instrument identification (h) the buy/sell indicator (i) the nature of the order if other than buy/sell; (j) the quantity (k) the unit price; (l) the total consideration; (m) a total sum of the commissions and expenses charged and, where the client so requests, an itemised breakdown including, where relevant, the amount of any xxxx-up or xxxx-down imposed where the transaction was executed by an investment firm when dealing on own account, and the Company owes a duty of best execution to the client; (n) The rate of exchange obtained where the transaction involves a conversion of currency. (o) the client's responsibilities in relation to the settlement of the transaction, including the time limit for payment or delivery as well as the appropriate account details where these details and responsibilities have not previously been notified to the client; (p) where the client's counterparty was the Company itself or another client of the Company, the fact that this was the case unless the order was executed through a trading system that facilitates anonymous trading. 15.5. Furthermore, the Company shall supply the Client, on request, with information about the status of his Order. 15.6. If the Client has a reason to believe that the Confirmation is wrong or if the Client does not receive any Confirmation when he should (including notification via the Platform), the Client shall contact the Company within ten Business Days from the date the Company of the Order was sent or ought to have been sent (in the event that a Confirmation was not sent). If the Client expresses no objections during this period, the content is considered as approved by him and shall be deemed conclusive. 15.7. The Company will, depending on the Transaction and on whether it should be reported under Applicable Regulations, report the Transactions to the competent authority as provided by Applicable Regulations as quickly as possible and no later than the close of the following Business Day. 15.8. The Company is required to summarise and make public on an annual basis, for each class of financial instruments, the top five execution venues in terms of trading volumes where they executed client orders in the preceding year and information on the quality of execution obtained.

Reporting and Trade Confirmations. 15.1. Under Applicable Regulations, the Company shall provide the Client with information reporting on his Orders. In order to comply with CySEC Rules in regards to client reporting requirements, the Company will provide the Client with a continuous online access to his Client Account via the Platform(s) used by the Client; the Client will be able to see in his Client Account the status of his Order, confirmation of execution of the Order as soon as possible (including the trading date, time, type of Order, venue identification, instrument identification, the buy/sell indicator, the nature of the Order, the unit quantity, total consideration, total sum of commissions and expenses, spreads, the Client’s Counterparty) his trading history, his Balance and other information. 15.2. The Client agrees with the provision of reporting via the Platform and acknowledges that he has the right to request ask the Company to send reports by email, fax or on paper by post. 15.3. The Company will promptly provide the Client, in a durable medium, with the essential information concerning the execution of his Order including without limitation the Platform. 15.4. The Company will send a notice to the client in a durable medium (including without limitation the Platform) as provided by Applicable Regulations confirming execution of the Order as soon as possible and no later than the first business day following execution or, where the confirmation is received by the Company from a third party, no later than the first business day following receipt of the confirmation from the third party. Such notification will include the information provided in Applicable Regulations other than the following information which is common to all Orders: (a) Company identification (b) the name or other designation of the client; (c) the trading day (d) the trading time (e) the type of the order (order f) the venue identification (g) the instrument identification (h) the buy/sell indicator (i) the nature of the order if other than buy/sell; (j) the quantity (k) the unit price; (l) the total consideration; (m) a total sum of the commissions and expenses charged and, where the client so requests, an itemised breakdown including, where relevant, the amount of any xxxx-up or xxxx-down imposed where the transaction was executed by an investment firm when dealing on own account, and the Company owes a duty of best execution to the client; (n) The rate of exchange obtained where the transaction involves a conversion of currency. (o) the client's responsibilities in relation to the settlement of the transaction, including the time limit for payment or delivery as well as the appropriate account details where these details and responsibilities have not previously been notified to the client; (p) where the client's counterparty was the Company itself or another client of the Company, the fact that this was the case unless the order was executed through a trading system that facilitates anonymous trading. 15.5. Furthermore, the Company shall supply the Client, on request, with information about the status of his Order. 15.6. If the Client has a reason to believe that the Confirmation is wrong or if the Client does not receive any Confirmation when he should (including notification via the Platform), the Client shall contact the Company within ten Business Days from the date the Company of the Order was sent or ought to have been sent (in the event that a Confirmation was not sent). If the Client expresses no objections during this period, the content is considered as approved by him and shall be deemed conclusive. 15.7. The Company will, depending on the Transaction and on whether it should be reported under Applicable Regulations, report the Transactions to the competent authority as provided by Applicable Regulations as quickly as possible and no later than the close of the following Business Day. 15.8. The Company is required to summarise and make public on an annual basis, for each class of financial instruments, the top five execution venues in terms of trading volumes where they executed client orders in the preceding year and information on the quality of execution obtained.

Reporting and Trade Confirmations. 15.1. Under Applicable Regulations, the Company shall provide the Client with information reporting on his Orders. In order to comply with CySEC Rules in regards to client reporting requirements, the Company will provide the Client with a continuous and online access to his Client Account via the Platform(s) used by the Client; the Client will be able to see in his Client Account the status of his Order, confirmation of execution of the Order as soon as possible (including the trading date, time, type of Order, venue identification, instrument identification, the buy/sell indicator, the nature of the Order, the unit quantity, total consideration, total sum of commissions and expenses, spreads, the Client’s Counterparty) his trading history, his Balance and other information. 15.2. The Client agrees with the provision of reporting via the Platform and acknowledges that he has the right to request ask the Company to send reports only by email, fax or on paper by post. 15.3. The Company will promptly provide the Client, in a durable medium, with the essential information concerning the execution of his Order including without limitation the Platform. 15.4. The Company will send a notice to the client in a durable medium (including without limitation the Platform) as provided by Applicable Regulations confirming execution of the Order as soon as possible and no later than the first business day following execution or, where the confirmation is received by the Company from a third party, no later than the first business day following receipt of the confirmation from the third party. Such notification will include the information provided in Applicable Regulations other than the following information which is common to all Orders: (a) Company identification (b) the name or other designation of the client; (c) the trading day (d) the trading time (e) the type of the order (f) the venue identification (g) the instrument identification (h) the buy/sell indicator (i) the nature of the order if other than buy/sell; (j) the quantity (k) the unit price; (l) the total consideration; (m) a total sum of the commissions and expenses charged and, where the client so requests, an itemised breakdown including, where relevant, the amount of any xxxx-up or xxxx-down imposed where the transaction was executed by an investment firm when dealing on own account, and the Company owes a duty of best execution to the client; (n) The rate of exchange obtained where the transaction involves a conversion of currency. (o) the client's responsibilities in relation to the settlement of the transaction, including the time limit for payment or delivery as well as the appropriate account details where these details and responsibilities have not previously been notified to the client; (p) where the client's counterparty was the Company itself or another client of the Company, the fact that this was the case unless the order was executed through a trading system that facilitates anonymous trading. 15.5. ’s identification Furthermore, the Company shall supply the Client, on request, with information about the status of his Order. 15.615.2. If the Client has a reason to believe that the Confirmation is wrong or if the Client does not receive any Confirmation when he should (including notification via the Platform)should, the Client shall contact the Company within ten in one Business Days Day from the date the Company of the Order Confirmation was sent or ought to have been sent (in the event that a Confirmation was not sent). If the Client expresses no objections during this period, the content is considered as approved by him and shall be deemed conclusive. 15.7. The Company will, depending on the Transaction and on whether it should be reported under Applicable Regulations, report the Transactions to the competent authority as provided by Applicable Regulations as quickly as possible and no later than the close of the following Business Day. 15.8. The Company is required to summarise and make public on an annual basis, for each class of financial instruments, the top five execution venues in terms of trading volumes where they executed client orders in the preceding year and information on the quality of execution obtained.

Reporting and Trade Confirmations. 15.1. 15.1 Under Applicable Regulations, the Company shall provide the Client with information on his Orders. In order to comply with CySEC Rules in regards to client reporting requirements, the Company will provide the Client with a continuous online access to his Client Account via the Platform(s) used by the Client; the Client will be able to see in his Client Account the status of his Order, confirmation of execution of the Order as soon as possible (including the trading date, time, type of Order, venue identification, instrument identification, the buy/sell indicator, the nature of the Order, the unit quantity, total consideration, total sum of commissions and expenses, spreads, the Client’s Counterparty) his trading history, his Balance and other information. 15.2. 15.2 The Client agrees with the provision of reporting via the Platform and acknowledges that he has the right to request the Company to send reports by email, fax or on paper by post. 15.3. 15.3 The Company will promptly provide the Client, in a durable medium, with the essential information concerning the execution of his Order including without limitation the Platform. 15.4. 15.4 The Company will send a notice to the client in a durable medium (including without limitation the Platform) as provided by Applicable Regulations confirming execution of the Order as soon as possible and no later than the first business day following execution or, where the confirmation is received by the Company from a third party, no later than the first business day following receipt of the confirmation from the third party. Such notification will include the information provided in Applicable Regulations other than the following information which is common to all Orders: (a) Company identification (b) the name or other designation of the client; (client c) the trading day (d) the trading time (e) the type of the order (f) the venue identification (g) the instrument identification (h) the buy/sell indicator (i) the nature of the order if other than buy/sell; (j) the quantity (k) the unit price; (l) the total consideration; (m) a total sum of the commissions and expenses charged and, where the client so requests, an itemised breakdown including, where relevant, the amount of any xxxx-up or xxxx-down imposed where the transaction was executed by an investment firm when dealing on own account, and the Company owes a duty of best execution to the client; (n) The rate of exchange obtained where the transaction involves a conversion of currency. (o) the client's responsibilities in relation to the settlement of the transaction, including the time limit for payment or delivery as well as the appropriate account details where these details and responsibilities have not previously been notified to the client; (p) where the client's counterparty was the Company itself or another client of the Company, the fact that this was the case unless the order was executed through a trading system that facilitates anonymous trading. 15.5. Furthermore, the Company shall supply the Client, on request, with information about the status of his Order. 15.6. If the Client has a reason to believe that the Confirmation is wrong or if the Client does not receive any Confirmation when he should (including notification via the Platform), the Client shall contact the Company within ten Business Days from the date the Company of the Order was sent or ought to have been sent (in the event that a Confirmation was not sent). If the Client expresses no objections during this period, the content is considered as approved by him and shall be deemed conclusive. 15.7. The Company will, depending on the Transaction and on whether it should be reported under Applicable Regulations, report the Transactions to the competent authority as provided by Applicable Regulations as quickly as possible and no later than the close of the following Business Day. 15.8. The Company is required to summarise and make public on an annual basis, for each class of financial instruments, the top five execution venues in terms of trading volumes where they executed client orders in the preceding year and information on the quality of execution obtained.

Reporting and Trade Confirmations. 15.116.1. Under Applicable Regulations, the Company shall provide the Client with information reporting on his Orders. In order to comply with CySEC Rules in regards to client reporting requirements, the Company will provide the Client with a continuous online access to his Client Account via the Platform(s) used by the Client; the Client will be able to see in his Client Account the status of his Order, confirmation of execution of the Order as soon as possible (including the trading date, time, type of Order, venue identification, instrument identification, the buy/sell indicator, the nature of the Order, the unit quantity, total consideration, total sum of commissions and expenses, spreads, the Client’s Counterparty) his trading history, his Balance and other information. 15.216.2. The Client agrees with the provision of reporting via the Platform and acknowledges that he has the right to request ask the Company to send reports by email, fax or on paper by post. 15.3. The Company will promptly provide the Client, in a durable medium, with the essential information concerning the execution of his Order including without limitation the Platform. 15.416.4. The Company will send a notice to the client in a durable medium (including without limitation the Platform) as provided by Applicable Regulations confirming execution of the Order as soon as possible and no later than the first business day following execution or, where the confirmation is received by the Company from a third party, no later than the first business day following receipt of the confirmation from the third party. Such notification notifica- tion will include the information provided in Applicable Regulations other than the following follow- ing information which is common to all Orders: (a) a. Company identification (b) b. the name or other designation of the client; (c) c. the trading day; (d) d. the trading time; (e) e. the type of the order; (f) f. the venue identification; (g) g. the instrument identification; (h) h. the buy/sell indicator; (i) i. the nature of the order if other than buy/sell; (j) j. the quantity; (k) k. the unit price; (l) l. the total consideration; (m) ; m. a total sum of the commissions and expenses charged and, where the client so requests, an itemised breakdown including, where relevant, the amount of any xxxx-up or xxxx-down imposed where the transaction was executed by an investment firm when dealing on own account, and the Company owes a duty of best execution to the clientcharged; (n) n. The rate of exchange obtained where the transaction involves a conversion of currency. (o) the client's responsibilities in relation to the settlement of the transaction, including the time limit for payment or delivery as well as the appropriate account details where these details and responsibilities have not previously been notified to the client; (p) where the client's counterparty was the Company itself or another client of the Company, the fact that this was the case unless the order was executed through a trading system that facilitates anonymous trading. 15.516.5. Furthermore, the Company shall supply the Client, on request, with information about the status of his Order. 15.616.6. If the Client has a reason to believe that the Confirmation is wrong or if the Client does not receive any Confirmation when he should (including notification via the Platform), the Client shall contact the Company within in ten Business Days from the date the Company of the Order was sent or ought to have been sent (in the event that a Confirmation was not sent). If the Client expresses no objections during this period, the content is considered as approved by him and shall be deemed conclusive. 15.716.7. The Company will, depending on the Transaction and on whether it should be reported under Applicable Regulations, report the Transactions to the competent authority as provided pro- vided by Applicable Regulations as quickly as possible and no later than the close of the following Business Day. 15.816.8. The Company is will publish annually the information required in regard to summarise and make public on an annual basisExecution Ven- ues as required by Applicable Regulations in a machine-readable electronic format, avail- able for each class of financial instruments, downloading by the top five execution venues in terms of trading volumes where they executed client orders in the preceding year and information on the quality of execution obtainedClient.

Reporting and Trade Confirmations. 15.1. 15.1 Under Applicable Regulations, the Company shall provide the Client with information on his Orders. In order to comply with CySEC Rules in regards to client reporting requirements, the Company will provide the Client with a continuous online access to his Client Account via the Platform(s) used by the Client; the Client will be able to see in his Client Account the status of his Order, confirmation of execution of the Order as soon as possible (including the trading date, time, type of Order, venue identification, instrument identification, the buy/sell indicator, the nature of the Order, the unit quantity, total consideration, total sum of commissions and expenses, spreads, the Client’s Counterparty) his trading history, his Balance and other information. 15.2. 15.2 The Client agrees with the provision of reporting via the Platform and acknowledges that he has the right to request the Company to send reports by email, fax or on paper by post. 15.3. 15.3 The Company will promptly provide the Client, in a durable medium, with the essential information concerning the execution of his Order including without limitation the Platform. 15.4. 15.4 The Company will send a notice to the client in a durable medium (including without limitation the Platform) as provided by Applicable Regulations confirming execution of the Order as soon as possible and no later than the first business day following execution or, where the confirmation is received by the Company from a third party, no later than the first business day following receipt of the confirmation from the third party. Such notification will include the information provided in Applicable Regulations other than the following information which is common to all Orders: (a) Company identification (b) the name or other designation of the client; (client c) the trading day (d) the trading time (e) the type of the order (f) the venue identification (g) the instrument identification (h) the buy/sell indicator (i) the nature of the order if other than buy/sell; (j) the quantity (k) the unit price; (l) the total consideration; (m) a total sum of the commissions and expenses charged and, where the client so requests, an itemised breakdown including, where relevant, the amount of any xxxx-up or xxxx-down imposed where the transaction was executed by an investment firm when dealing on own account, and the Company owes a duty of best execution to the client; (n) The rate of exchange obtained where the transaction involves a conversion of currency. (o) the client's responsibilities in relation to the settlement of the transaction, including the time limit for payment or delivery as well as the appropriate account details where these details and responsibilities have not previously been notified to the client; (p) where the client's counterparty was the Company itself or another client of the Company, the fact that this was the case unless the order was executed through a trading system that facilitates anonymous trading. 15.5. Furthermore, the Company shall supply the Client, on request, with information about the status of his Order. 15.6. If the Client has a reason to believe that the Confirmation is wrong or if the Client does not receive any Confirmation when he should (including notification via the Platform), the Client shall contact the Company within ten Business Days from the date the Company of the Order was sent or ought to have been sent (in the event that a Confirmation was not sent). If the Client expresses no objections during this period, the content is considered as approved by him and shall be deemed conclusive. 15.7. The Company will, depending on the Transaction and on whether it should be reported under Applicable Regulations, report the Transactions to the competent authority as provided by Applicable Regulations as quickly as possible and no later than the close of the following Business Day. 15.8. The Company is required to summarise and make public on an annual basis, for each class of financial instruments, the top five execution venues in terms of trading volumes where they executed client orders in the preceding year and information on the quality of execution obtained.

Reporting and Trade Confirmations. 15.1. Under Applicable Regulations, the Company shall provide the Client with information reporting on his Orders. In order to comply with CySEC Rules in regards to client reporting requirements, the Company will provide the Client with a continuous online access to his Client Account via the Platform(s) used by the Client; the Client will be able to see in his Client Account the status of his Order, confirmation of execution of the Order as soon as possible (including the trading date, time, type of Order, venue identification, instrument identification, the buy/sell indicator, the nature of the Order, the unit quantity, total consideration, total sum of commissions and expenses, spreads, the Client’s Counterparty) his trading history, his Balance and other information. 15.2. The Client agrees with the provision of reporting via the Platform and acknowledges that he has the right to request ask the Company to send reports by email, fax or on paper by post. 15.3. The Company will promptly provide the Client, in a durable medium, with the essential information concerning the execution of his Order including without limitation the Platform. 15.4. The Company will send a notice to the client in a durable medium (including without limitation the Platform) as provided by Applicable Regulations confirming execution of the Order as soon as possible and no later than the first business day following execution or, where the confirmation is received by the Company from a third party, no later than the first business day following receipt of the confirmation from the third party. Such notification notifica- tion will include the information provided in Applicable Regulations other than the following follow- ing information which is common to all Orders: (a) a. Company identification (b) b. the name or other designation of the client; (c) c. the trading day; (d) d. the trading time; (e) e. the type of the order; (f) f. the venue identification; (g) g. the instrument identification; (h) h. the buy/sell indicator; (i) i. the nature of the order if other than buy/sell; (j) j. the quantity; (k) k. the unit price; (l) l. the total consideration; (m) ; m. a total sum of the commissions and expenses charged and, where the client so requests, an itemised breakdown including, where relevant, the amount of any xxxx-up or xxxx-down imposed where the transaction was executed by an investment firm when dealing on own account, and the Company owes a duty of best execution to the clientcharged; (n) n. The rate of exchange obtained where the transaction involves a conversion of currency. (o) the client's responsibilities in relation to the settlement of the transaction, including the time limit for payment or delivery as well as the appropriate account details where these details and responsibilities have not previously been notified to the client; (p) where the client's counterparty was the Company itself or another client of the Company, the fact that this was the case unless the order was executed through a trading system that facilitates anonymous trading. 15.5. Furthermore, the Company shall supply the Client, on request, with information about the status of his Order. 15.6. If the Client has a reason to believe that the Confirmation is wrong or if the Client does not receive any Confirmation when he should (including notification via the Platform), the Client shall contact the Company within in ten Business Days from the date the Company of the Order was sent or ought to have been sent (in the event that a Confirmation was not sent). If the Client expresses no objections during this period, the content is considered as approved by him and shall be deemed conclusive. 15.7. The Company will, depending on the Transaction and on whether it should be reported under Applicable Regulations, report the Transactions to the competent authority as provided pro- vided by Applicable Regulations as quickly as possible and no later than the close of the following Business Day. 15.8. The Company is will publish annually the information required in regard to summarise and make public on an annual basisExecution Ven- ues as required by Applicable Regulations in a machine-readable electronic format, avail- able for each class of financial instruments, downloading by the top five execution venues in terms of trading volumes where they executed client orders in the preceding year and information on the quality of execution obtainedClient.

Reporting and Trade Confirmations. 15.1. Under Applicable Regulations, the Company shall provide the Client with information on his Orders. In order to comply with CySEC GBIF Rules in regards to client reporting requirements, the Company will provide the Client with a continuous online access to his Client Account via the Platform(s) used by the Client; the Client will be able to see in his Client Account the status of his Order, confirmation of execution of the Order as soon as possible (including the trading date, time, type of Order, venue identification, instrument identification, the buy/sell indicator, the nature of the Order, the unit quantity, total consideration, total sum of commissions and expenses, spreads, the Client’s Counterparty) his trading history, his Balance and other information. 15.2. The Client agrees with the provision of reporting via the Platform and acknowledges that he has the right to request the Company to send reports by email, fax or on paper by post. 15.3. The Company will promptly provide the Client, in a durable medium, with the essential information concerning the execution of his Order including without limitation the Platform. 15.4. The Company will send a notice to the client in a durable medium (including without limitation the Platform) as provided by Applicable Regulations confirming execution of the Order as soon as possible and no later than the first business day following execution or, where the confirmation is received by the Company from a third party, no later than the first business day following receipt of the confirmation from the third party. Such notification will include the information provided in Applicable Regulations other than the following information which is common to all Orders: (a) Company identification (b) the name or other designation of the client; (c) the trading day (d) the trading time (e) the type of the order (f) the venue identification (g) the instrument identification (h) the buy/sell indicator (i) the nature of the order if other than buy/sell; (j) the quantity (k) the unit price; (l) the total consideration; (m) a total sum of the commissions and expenses charged and, where the client so requests, an itemised breakdown including, where relevant, the amount of any xxxx-up or xxxx-down imposed where the transaction was executed by an investment firm when dealing on own account, and the Company owes a duty of best execution to the client; (n) The rate of exchange obtained where the transaction involves a conversion of currency. (o) the client's responsibilities in relation to the settlement of the transaction, including the time limit for payment or delivery as well as the appropriate account details where these details and responsibilities have not previously been notified to the client; (p) where the client's counterparty was the Company itself or another client of the Company, the fact that this was the case unless the order was executed through a trading system that facilitates anonymous trading. 15.5. Furthermore, the Company shall supply the Client, on request, with information about the status of his Order. 15.6. If the Client has a reason to believe that the Confirmation is wrong or if the Client does not receive any Confirmation when he should (including notification via the Platform), the Client shall contact the Company within ten Business Days from the date the Company of the Order was sent or ought to have been sent (in the event that a Confirmation was not sent). If the Client expresses no objections during this period, the content is considered as approved by him and shall be deemed conclusive. 15.7. The Company will, depending on the Transaction and on whether it should be reported under Applicable Regulations, report the Transactions to the competent authority as provided by Applicable Regulations as quickly as possible and no later than the close of the following Business Day. 15.8. The Company is required to summarise and make public on an annual basis, for each class of financial instruments, the top five execution venues in terms of trading volumes where they executed client orders in the preceding year and information on the quality of execution obtained.