Reporting Company Status. The Company's Common Stock is registered under Section 12 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The Company files reports with the Commission pursuant to Section 12 and/or 15(d) of the Exchange Act. The Company has complied in all material respects with the filing requirements under either Section 13(a) or 15(d) of the Exchange Act and the applicable rules and regulations of the Commission promulgated thereunder, except that some of the filings were filed late.
Appears in 4 contracts
Samples: Share Exchange Agreement (China World Trade Corp), Share Purchase Agreement (China World Trade Corp), Acquisition Agreement (China World Trade Corp)
Reporting Company Status. The Company's Common Stock is registered under Section 12 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The Company files reports with the Commission pursuant to Section 12 and/or 15(d) of the Exchange Act. The To the knowledge of the Company, the Company has complied in duly filed all material respects with the filing requirements materials and documents required to be filed pursuant to all reporting obligations under either Section 13(a) or 15(d) of the Exchange Act Act. The Common Stock is listed and the applicable rules and regulations of the Commission promulgated thereunder, except that some of the filings were filed latetraded on The Nasdaq SmallCap Stock Market (“Nasdaq”).
Appears in 2 contracts
Samples: Convertible Subordinated Note Purchase Agreement (Acclaim Entertainment Inc), Investment Agreement (Acclaim Entertainment Inc)
Reporting Company Status. The Company's Common Stock is registered under Section 12 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The Company files reports with the Commission has timely filed all materials and documents required to be filed pursuant to Section 12 and/or 15(d) of the Exchange Act. The Company has complied in all material respects with the filing requirements reporting obligations under either Section 13(a13 (a) or 15(d15 (d) of the Exchange Act for a period of at least twelve (12) months preceding the offer and the applicable rules and regulations sale of the Commission promulgated thereunder, except that some of the filings were filed lateInitial Preferred Shares.
Appears in 1 contract
Samples: Securities Purchase Agreement (Online System Services Inc)
Reporting Company Status. The Company's Common Stock ’s common stock is registered under Section 12 of the Securities Exchange Act of 1934, as amended (the "“Exchange Act"”). The Company files reports with the US Securities and Exchange Commission (the “Commission”) pursuant to Section 12 and/or 15(d) of the Exchange Act. The Company has complied in all material respects with the filing requirements under either Section 13(a) or 15(d) of the Exchange Act and the applicable rules and regulations of the Commission promulgated thereunder, except that some of the filings were filed late.
Appears in 1 contract
Reporting Company Status. The Company's Corporation has registered its Common Stock is registered under pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the Common Stock is listed and traded on the NASDAQ/OTC Bulletin Board. The Company files reports with the Commission Corporation has timely filed all material required to be filed pursuant to Section 12 and/or 15(d) of the Exchange Act. The Company has complied in all material respects with the filing requirements reporting obligations under either Section 13(a) or 15(d) of the Exchange Act Act, and has received no notice, either oral or written, with respect to the applicable rules and regulations continued eligibility of the Commission promulgated thereunder, except that some of the filings were filed lateCommon Stock for such listing.
Appears in 1 contract
Samples: Convertible Subordinated Debenture Purchase Agreement (Mdi Entertainment Inc)
Reporting Company Status. The Company's Common Stock is registered under Section 12 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The Except as provided in Schedule 3(d), the Company files reports with has duly and timely filed all materials and documents required to be filed within the Commission last twelve (12) months pursuant to Section 12 and/or 15(d) of the Exchange Act. The Company has complied in all material respects with the filing requirements reporting obligations under either Section 13(a) or 15(d) of the Exchange Act and the applicable rules and regulations of the Commission promulgated thereunder, except that some of the filings were filed late.either
Appears in 1 contract
