Reports Under Exchange Act. With a view to making available to the Investors the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Investors to sell securities of the Company to the public without registration ("Rule 144"), the Company agrees to: (a) make and keep public information available, as those terms are understood and defined in Rule 144; (b) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (c) furnish to each Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and (iii) such other information as may be reasonably requested to permit the Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 68 contracts
Samples: Registration Rights Agreement (Frontline Communications Corp), Registration Rights Agreement (Tera Computer Co \Wa\), Registration Rights Agreement (Starbase Corp)
Reports Under Exchange Act. With a view to making available to the Investors the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Investors to sell securities of the Company to the public without registration ("Rule 144"), the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and
(c) furnish to each Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act 144 and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and (iii) such other information as may be reasonably requested to permit the Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Tanners Restaurant Group Inc), Registration Rights Agreement (Ivi Publishing Inc), Registration Rights Agreement (Incontrol Inc)
Reports Under Exchange Act. With a view to making available to the Investors Subscriber the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Investors Subscriber to sell securities of the Company to the public without registration ("Rule 144"), the Company agrees to use its reasonable best efforts to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and
(c) furnish to each Investor the Subscriber so long as such Investor the Subscriber owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and (iii) such other information as may be reasonably requested to permit the Investors Subscribers to sell such securities pursuant to Rule 144 without registration.
Appears in 7 contracts
Samples: Registration Rights Agreement (Henley Healthcare Inc), Registration Rights Agreement (Aquasearch Inc), Private Equity Credit Agreement (Chequemate International Inc)
Reports Under Exchange Act. With a view to making available to the Investors the benefits of Rule 144 promulgated under the Securities Act or and any other similar rule or regulation of the SEC that may at any time permit the Investors an Investor to sell securities Securities of the Company to the public without registration ("Rule 144")registration, the Company agrees to:
(a) make Make and keep public information available, as those terms are understood and defined used in SEC Rule 144, at all times;
(b) file File with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and;
(c) furnish Furnish to each Investor any Investor, so long as such the Investor owns any Registrable SecuritiesShares, promptly upon forthwith on request, (i) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (iii) such other information as may be reasonably requested to permit in availing any Investor of any rule or regulation of the Investors to sell SEC that permits the selling of any such securities pursuant to Rule 144 without registration; and
(d) Undertake any additional actions reasonably necessary to maintain the availability of the use of Rule 144.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Callisto Pharmaceuticals Inc), Securities Purchase Agreement (Fermavir Pharmaceuticals, Inc.), Securities Purchase Agreement (Xenomics Inc)
Reports Under Exchange Act. With a view to making available to the Investors Buyers the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Investors Buyers to sell securities of the Company to the public without registration ("Rule 144"), the Company agrees to:
(a) a. make and keep public information available, as those terms are understood and defined in Rule 144;
(b) b. file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and
(c) c. furnish to each Investor Buyer so long as such Investor Buyer owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and (iii) such other information as may be reasonably requested to permit the Investors Buyers to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (American Bio Medica Corp), Registration Rights Agreement (American Bio Medica Corp)
Reports Under Exchange Act. With a view to making available to the Investors Investor the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Investors Investor to sell securities of the Company to the public without registration ("Rule 144"), the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and
(c) furnish to each Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and (iii) such other information as may be reasonably requested to permit the Investors Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Registration Rights Agreement (Strategic Solutions Group Inc), Registration Rights Agreement (Strategic Solutions Group Inc)
Reports Under Exchange Act. With a view to making available to the Investors Investor the benefits of Rule 144 promulgated under the Securities Act or and any other similar rule or regulation of the SEC that may at any time permit the Investors Investor to sell securities of the Company to the public without registration ("Rule 144")or pursuant to a registration on Form S-3, the Company agrees to:
shall: (a) make and keep available adequate current public information availableinformation, as those terms are understood and defined in Rule 144;
; (b) use commercially reasonable efforts to file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and
and (c) furnish to each Investor Investor, so long as such Investor owns Registrable Securities, promptly forthwith upon request, request (i) to the extent accurate, a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act Act, and the Exchange Act, or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3, and (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and (iii) such other information as may be reasonably requested to permit in availing Investor of any rule or regulation of the Investors to sell SEC that permits the selling of any such securities without registration or pursuant to Rule 144 without registrationForm S-3.
Appears in 2 contracts
Samples: Investor Rights Agreement (Jones Soda Co), Investor Rights Agreement
Reports Under Exchange Act. With a view to making available to the Investors the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Investors to sell securities of the Company to the public without registration ("Rule 144"), the Company agrees to:
(a1) make and keep public information available, as those terms are understood and defined in Rule 144;
(b2) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and
(c3) furnish to each Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and (iii) such other information as may be reasonably requested to permit the Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 2 contracts
Samples: Securities Purchase Agreement (All American Food Group Inc), Securities Purchase Agreement (All American Food Group Inc)
Reports Under Exchange Act. With a view to making available to the -------------------------- Investors the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Investors to sell securities of the Company to the public without registration ("Rule 144"), the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and
(c) furnish to each Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and (iii) such other information as may be reasonably requested to permit the Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Stock Purchase Agreement (Paradigm Technology Inc /De/)
Reports Under Exchange Act. With a view to making available to the Investors the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Investors to sell securities of the Company to the public without registration ("Rule 144"), the Company agrees to:: 10
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and
(c) furnish to each Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and (iii) such other information as may be reasonably requested to permit the Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Carrington Laboratories Inc /Tx/)
Reports Under Exchange Act. With a view to making available to the Investors the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Investors to sell securities of the Company to the public without registration ("registration, until such time as the Investors have sold all the Registrable Securities pursuant to a Registration Statement or Rule 144"), the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and
(c) furnish to each Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and (iii) such other information as may be reasonably requested to permit the Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Infinity Investors LTD)
Reports Under Exchange Act. With a view to making available to the -------------------------- Investors the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Investors to sell securities of the Company to the public without registration ("Rule 144"), the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;:
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and
(c) furnish to each Investor so long as such Investor owns Registrable Securities, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and (iii) such other information as may be reasonably requested to permit the Investors to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Reports Under Exchange Act. With a view to making available to the Investors -------------------------- Investor the benefits of Rule 144 promulgated under the Securities Act or any other similar rule or regulation of the SEC that may at any time permit the Investors Investor to sell securities of the Company to the public without registration ("Rule 144"), the Company agrees to:
(a) make and keep public information available, as those terms are understood and defined in Rule 144;:
(b) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and
(c) furnish to each Investor so long as such Investor owns Registrable SecuritiesShares, promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and (iii) such other information as may be reasonably requested to permit the Investors Investor to sell such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Reports Under Exchange Act. With a view to making available to the Investors the benefits of Rule 144 promulgated under the Securities Act or and any other similar rule or regulation of the SEC that may at any time permit the Investors an Investor to sell securities Shares of the Company to the public without registration ("Rule 144")registration, the Company agrees to:
(a) make Make and keep public information available, as those terms are understood and defined used in SEC Rule 144, at all times;
(b) file File with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and;
(c) furnish Furnish to each Investor any Investor, so long as such the Investor owns any Registrable SecuritiesShares, promptly upon forthwith on request, (i) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (iii) such other information as may be reasonably requested to permit in availing any Investor of any rule or regulation of the Investors to sell SEC that permits the selling of any such securities pursuant to Rule 144 without registration.; and
Appears in 1 contract
Reports Under Exchange Act. With a view to making available to the Investors the benefits of Rule 144 promulgated under the Securities Act or and any other similar rule or regulation of the SEC that may at any time permit the Investors an Investor to sell securities of the Company to the public without registration ("Rule 144")registration, the Company agrees to:
(a) make Make and keep public information available, as those terms are understood and defined used in SEC Rule 144, at all times;
(b) file File with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and;
(c) furnish Furnish to each Investor any Investor, so long as such the Investor owns any Registrable Securities, promptly upon forthwith on request, (i) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company Company, and (iii) such other information as may be reasonably requested to permit in availing any Investor of any rule or regulation of the Investors to sell SEC that permits the selling of any such securities pursuant to Rule 144 without registration; and
(d) Undertake any additional actions reasonably necessary to maintain the availability of the use of Rule 144.
Appears in 1 contract
Samples: Common Stock and Warrant Purchase Agreement (Axonyx Inc)
Reports Under Exchange Act. With a view to making available to the Investors Investor the benefits of Rule 144 promulgated under the Securities Act or and any other similar rule or regulation of the SEC that may at any time permit the Investors Investor to sell securities of the Company CSSE to the public without registration ("Rule 144")or pursuant to a Registration Statement, the Company agrees toCSSE shall:
(a) make and keep available adequate current public information availableinformation, as those terms are understood and defined in Rule 144;
(b) use commercially reasonable efforts to file with the SEC in a timely manner all reports and other documents required of the Company CSSE under the Securities Act and the Exchange Act; and
(c) furnish to each Investor Investor, so long as such Investor owns any Registrable Securities, promptly forthwith upon request, request (i) to the extent accurate, a written statement by the Company CSSE that it has complied with the reporting requirements of Rule 144, the Securities Act Act, and the Exchange Act, or that it qualifies as a registrant whose securities may be resold pursuant to Form S-3 and (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company and (iii) such other information as may be reasonably requested to permit in availing Investor of any rule or regulation of the Investors to sell SEC that permits the selling of any such securities pursuant to Rule 144 without registration.
Appears in 1 contract
Samples: Registration Rights Agreement (Chicken Soup for the Soul Entertainment, Inc.)