Reports Under Exchange Act. With a view to making available to the Holders the benefits of Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit a Holder to sell securities of the Company to the public without registration, the Company agrees to: (a) Make and keep public information available, as those terms are used in SEC Rule 144, at all times; (b) File with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; (c) Furnish to any Holder, so long as the Holder owns any Registrable Securities, forthwith on request, (i) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC that permits the selling of any such securities without registration; and (d) Undertake any additional actions reasonably necessary to maintain the availability of the use of Rule 144.
Appears in 5 contracts
Samples: Common Stock and Warrant Purchase Agreement (United Energy Corp /Nv/), Common Stock and Warrant Purchase Agreement (Axonyx Inc), Common Stock and Warrant Purchase Agreement (Axonyx Inc)
Reports Under Exchange Act. With a view to making available to the Holders Warrant Holder the benefits of Rule 144 promulgated under the Securities Act and or any other similar rule or regulation of the SEC that may at any time permit a Holder the security holders to sell securities of the Company to the public without registrationregistration ("Rule 144"), the Company agrees toshall at all times:
(ai) Make make and keep public information available, as those terms are used understood and defined in SEC Rule 144, at all times;
(bii) File file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act;; and
(ciii) Furnish furnish to any Holderthe Warrant Holder while a holder hereof, so long as the Holder owns any Registrable Securities, forthwith on promptly upon request, (iA) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the Exchange Act, (iiB) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed with the SEC by the Company, and (iiiC) such other information as may be reasonably requested in availing any to permit the Warrant Holder of any rule or regulation of the SEC that permits the selling of any to sell such securities without registration; and
(d) Undertake any additional actions reasonably necessary to maintain the availability of the use of Rule 144.
Appears in 3 contracts
Samples: Term Credit Agreement (Entrada Networks Inc), Warrant Agreement (Relm Wireless Corp), Warrant Agreement (Relm Wireless Corp)
Reports Under Exchange Act. With a view to making available --------------------------- to the Holders the benefits of Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC Commission that may at any time permit a Holder to sell securities of the Company to the public without registration, the Company agrees to use commercially reasonable efforts to:
(a) Make make and keep public information available, as those terms are used defined in SEC Rule 144, at all times;
(b) File file with the SEC Commission in a timely manner all reports and other documents required of to be filed by the Company under the Securities Act and the Exchange Act;; and
(c) Furnish furnish to any Holder, so long as the Holder owns any Registrable SecuritiesShares, forthwith on request, promptly upon request (i) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or and/or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC that Commission which permits the selling of any such securities Registrable Shares without registration; and
(d) Undertake any additional actions reasonably necessary to maintain the availability of the use of Rule 144.
Appears in 2 contracts
Samples: Registration Rights Agreement (United Payors & United Providers Inc), Registration Rights Agreement (United Payors & United Providers Inc)
Reports Under Exchange Act. With a view to making available to the Holders Holder the benefits of Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit a Holder to sell securities Registrable Shares of the Company to the public without registration, the Company agrees to:
(a) Make and keep public information available, as those terms are used in SEC Rule 144, at all times;
(b) File with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act;
(c) Furnish to any Holder, so long as the Holder owns any Registrable SecuritiesShares, forthwith on request, (i) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC that permits the selling of any such securities without registration; and
(d) Undertake any additional actions reasonably necessary to maintain the availability of the use of Rule 144.
Appears in 2 contracts
Samples: Registration Rights Agreement (Callisto Pharmaceuticals Inc), Registration Rights Agreement (Xenomics Inc)
Reports Under Exchange Act. With a view to making available to the Holders the benefits of Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC Commission that may at any time permit a Holder to sell securities of the Company to the public without registration, the Company agrees to use commercially reasonable efforts to:
(a) Make make and keep public information available, as those terms are used defined in SEC Rule 144, at all times;
(b) File file with the SEC Commission in a timely manner all reports and other documents required of to be filed by the Company under the Securities Act and the Exchange Act;; and
(c) Furnish furnish to any Holder, so long as the Holder owns any Registrable SecuritiesShares, forthwith on request, promptly upon request (i) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or and/or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC that Commission which permits the selling of any such securities Registrable Shares without registration; and
(d) Undertake any additional actions reasonably necessary to maintain the availability of the use of Rule 144.
Appears in 2 contracts
Samples: Registration Rights Agreement (Capital Z Financial Services Fund Ii Lp), Registration Rights Agreement (Capital Z Financial Services Fund Ii Lp)
Reports Under Exchange Act. With a view to making available to the Holders the benefits of Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC Commission that may at any time permit a Holder to sell securities of the Company Xxxxxxx to the public without registration, the Company Xxxxxxx agrees to:
(a) Make make and keep public information available, as those terms are used understood and defined in SEC Commission Rule 144, at all times;
(b) File file with the SEC Commission in a timely manner all reports and other documents required of the Company Xxxxxxx under the Securities Act and the Exchange Act;; and
(c) Furnish furnish to any Holder, so long as the Holder owns any Registrable Securities, forthwith on request, upon request (i) a written statement by the Company Xxxxxxx that it has complied with the reporting requirements of SEC Commission Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company Xxxxxxx and such other reports and documents so filed by the CompanyXxxxxxx, and (iii) such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC that Commission which permits the selling of any such securities without registration; and
(d) Undertake any additional actions reasonably necessary to maintain the availability of the use of Rule 144.
Appears in 1 contract
Samples: Reorganization Agreement (Sanchez Computer Associates Inc)
Reports Under Exchange Act. With a view to making available to the Holders the benefits of Rule 144 promulgated under the Securities Act and or any other similar rule or regulation of the SEC Commission that may at any time permit a Holder the Holders to sell securities of the Company to the public without registrationregistration ("RULE 144"), the Company agrees to:
(a) Make make and keep public information available, as those terms are used understood and defined in SEC Rule 144, at all times;
(b) File file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act;
(c) Furnish furnish to any Holder, each Holder so long as the such Holder owns any Registrable Securities, forthwith on promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly periodic report of the Company and such other reports and documents so filed by the Company, and ; and
(iiid) such other information as may be reasonably requested in availing any to permit such Holder of any rule or regulation of the SEC that permits the selling of any to sell such securities pursuant to Rule 144 without registration; and
(d) Undertake any additional actions reasonably necessary to maintain the availability of the use of Rule 144.
Appears in 1 contract
Reports Under Exchange Act. With a view to making available to the Holders Subscriber the benefits of Rule 144 promulgated under the Securities Act and or any other similar rule or regulation of the SEC that may at any time permit a Holder the Subscriber to sell securities of the Company to the public without registrationregistration ("Rule 144"), the Company agrees to use its reasonable best efforts to:
(a) Make make and keep public information available, as those terms are used understood and defined in SEC Rule 144, at all times;
(b) File file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act;; and
(c) Furnish furnish to any Holder, the Subscriber so long as the Holder Subscriber owns any Registrable Securities, forthwith on promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the CompanyCompany solely if unavailable by Exxxx, and (iii) such other information as may be reasonably requested in availing any Holder of any rule or regulation of to permit the SEC that permits the selling of any Subscribers to sell such securities pursuant to Rule 144 without registration; and
(d) Undertake any additional actions reasonably necessary to maintain the availability of the use of Rule 144.
Appears in 1 contract
Reports Under Exchange Act. With a view to making available to -------------------------- the Holders Holder the benefits of Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit a the Holder to sell securities of the Company to the public without registration, the Company agrees to use its best efforts to:
(a) Make make and keep public information available, as those terms are used understood and defined in SEC Rule 144, at all times;
(b) File file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act;; and
(c) Furnish to any Holder, so long as the a Holder owns any Registrable unregistered Securities, forthwith on request, (i) furnish to such Holder upon any reasonable request a written statement by the Company that it has complied as to its compliance with Rule 144 under the reporting requirements Act, and of SEC Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company Company, and such other reports and documents so filed by of the Company, and (iii) Company as such other information as Holder may be reasonably requested request in availing any Holder itself of any rule or regulation of the SEC that permits the selling of allowing a Holder to sell any such securities without registration; and
(d) Undertake any additional actions reasonably necessary to maintain the availability of the use of Rule 144.
Appears in 1 contract
Reports Under Exchange Act. With a view to making available to the -------------------------- Holders the benefits of Rule 144 promulgated under the Securities Act and or any other similar rule or regulation of the SEC Commission that may at any time permit a Holder the Holders to sell securities of the Company to the public without registrationregistration ("Rule 144"), the -------- Company agrees to:
(ai) Make make and keep public information available, as those terms are used understood and defined in SEC Rule 144, at all times;
(bii) File file with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act;; and
(ciii) Furnish furnish to any Holder, each Holder so long as the such Holder owns any Registrable Securities, forthwith on promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly periodic report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested in availing any to permit such Holder of any rule or regulation of the SEC that permits the selling of any to sell such securities pursuant to Rule 144 without registration; and
(d) Undertake any additional actions reasonably necessary to maintain the availability of the use of Rule 144.
Appears in 1 contract
Reports Under Exchange Act. With a view to making available to the Holders Holder the benefits of Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit a Holder to sell securities of the Company Issuer to the public without registration, the Company agrees toIssuer shall:
(a) Make make and keep available adequate current public information availableinformation, as those terms are used understood and defined in SEC Rule 144, at all times;
(b) File use commercially reasonable efforts to file with the SEC in a timely manner all reports and other documents required of the Company Issuer under the Securities Act and the Exchange Act;; and
(c) Furnish furnish to any Holder, so long as the Holder owns any Registrable Securities, forthwith on request, upon request (i) to the extent accurate, a written statement by the Company Issuer that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the Exchange Act, ; (ii) a copy of the most recent annual or quarterly report of the Company Issuer filed with the SEC and such other reports and documents so filed by the Company, Issuer; and (iii) such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC that permits the selling of any such securities without registration; and
(d) Undertake any additional actions reasonably necessary to maintain the availability of the use of Rule 144.
Appears in 1 contract
Reports Under Exchange Act. With a view to making available to the Holders the benefits of SEC Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit a Holder to sell securities of the Company to the public without registrationregistration or pursuant to a registration statement on Form S-3, the Company agrees toshall:
(a) Make make and keep available adequate current public information availableinformation, as those terms are used understood and defined in SEC Rule 144, at all times;
(b) File use commercially reasonable efforts to file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act;; and
(c) Furnish furnish to any Holder, so long as the Holder owns any Registrable Securities, forthwith on request, upon request (i) to the extent accurate, a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act Act, and the Exchange Act, and (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, and (iii) such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC that permits the selling of any such securities without registration; and
(d) Undertake any additional actions reasonably necessary registration or pursuant to maintain the availability of the use of Rule 144Form S-3.
Appears in 1 contract
Reports Under Exchange Act. With a view to making available to the Holders the benefits of Rule 144 promulgated under the Securities Act and or any other similar rule or regulation of the SEC that may at any time permit a Holder the Holders to sell securities of the Company to the public without registrationregistration ("Rule 144"), the Company agrees to:
(a) Make make and keep public information available, as those terms are used understood and defined in SEC Rule 144, at all times;
(b) File file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act;
(c) Furnish furnish to any Holder, each Holder so long as the such Holder owns any Registrable Securities, forthwith on promptly upon request, (i) a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company and such other reports and documents so filed by the Company, Company and (iii) such other information as may be reasonably requested in availing any Holder of any rule or regulation of to permit the SEC that permits the selling of any Holders to sell such securities pursuant to Rule 144 without registration; and
(d) Undertake any additional actions reasonably necessary cause its counsel to maintain deliver to its transfer agent such opinions of law as shall be required to remove restrictive legends on the availability of the use of Rule 144shares to be sold.
Appears in 1 contract
Reports Under Exchange Act. With a view to making available to the Holders Holder the benefits of Rule 144 promulgated under the Securities Act and any other rule or regulation of the SEC that may at any time permit a Holder to sell securities of the Company to the public without registration, the Company agrees toshall:
(a) Make make and keep available adequate current public information availableinformation, as those terms are used understood and defined in SEC Rule 144, at all times;
(b) File use commercially reasonable efforts to file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act;; and
(c) Furnish furnish to any Holder, so long as the Holder owns any Registrable Securities, forthwith on request, upon request (i) to the extent accurate, a written statement by the Company that it has complied with the reporting requirements of SEC Rule 144, the Securities Act and the Exchange Act, ; (ii) a copy of the most recent annual or quarterly report of the Company filed with the SEC and such other reports and documents so filed by the Company, ; and (iii) such other information as may be reasonably requested in availing any Holder of any rule or regulation of the SEC that permits the selling of any such securities without registration; and
(d) Undertake any additional actions reasonably necessary to maintain the availability of the use of Rule 144.
Appears in 1 contract
Samples: Subscription and Loan Satisfaction Agreement (Babyuniverse, Inc.)