Common use of Representation, Warranties and Undertakings Clause in Contracts

Representation, Warranties and Undertakings. 17.1 The Client represents that he is of required legal age and mentally fit to enter into this Agreement. If the Client is a corporate client, it has obtained all necessary consents from shareholders and directors and has taken all necessary actions to enable the Client to enter into this Agreement and perform its obligations under this Agreement. 17.2 Save as disclosed in the Account Opening Form, the Client represents and warrants to OPSL that the Client is not associated with any directors, employees or licensed representatives of OPSL or its associated companies and agrees that if the Client is or becomes associated with any of such directors, employees or licensed representatives, the Client shall promptly notify OPSL of the existence and nature of such association and acknowledge that OPSL may, upon receipt of such notice, at OPSL’s discretion, choose to terminate the Account. If the Client is a corporate client, the expression “Client” in this Clause 17.2 and Clause 17.3 below shall include any of the Client’s directors, shareholders or Authorized Persons. 17.3 The Client represents that, unless the Client has previously disclosed in writing to OPSL, the Client is not a director or employee of any exchange, clearing house or any licensed or registered person under the SFO. 17.4 This Agreement and its performance and the obligations contained in this Agreement do not and will not contravene any applicable law and regulations, any provisions of the Client’s memorandum and articles of association or by-laws (where applicable), or constitute a breach of default under any agreement or arrangement by which the Client is so bound. 17.5 The Client will not charge, pledge or allow to subsist any charge or pledge over the Client’s Securities or monies in the Account or grant or purport to grant an option over any Securities or monies in the Account without the prior written consent of OPSL. 17.6 All representations and warranties appeared in this Agreement shall be deemed to be repeated immediately before each Transaction or dealing is carried out for or any service is provided to the Client or on the Client’s behalf. 客戶協議書 | 2017/2.0_APRIL 2017

Representation, Warranties and Undertakings. 17.1 23.1 The Client represents that he is of required legal age and mentally fit to enter into this Agreement. If the Client is a corporate client, it has obtained all necessary consents from shareholders and directors and has taken all necessary actions to enable the Client to enter into this Agreement and perform its obligations under this Agreement. 17.2 23.2 Save as disclosed in the Account Opening Form, the Client represents and warrants to OPSL GNS that the Client is not associated with any directors, employees or licensed representatives of OPSL GNS or its associated companies and agrees that if the Client is or becomes associated with any of such directors, employees or licensed representatives, the Client shall promptly notify OPSL GNS of the existence and nature of such association and acknowledge that OPSL GNS may, upon receipt of such notice, at OPSLGNS’s discretion, choose to terminate the Account. If the Client is a corporate client, the expression “Client” in this Clause 17.2 clause 23.2 and Clause 17.3 clause 23.3 below shall include any of the Client’s directors, shareholders or Authorized Persons. 17.3 23.3 The Client represents that, unless the Client has previously disclosed in writing to OPSLGNS, the Client is not a director or employee of any exchange, clearing house or any licensed or registered person under the SFO. 17.4 23.4 This Agreement and its performance and the obligations contained in this Agreement do not and will not contravene any applicable law and regulations, any provisions of the Client’s memorandum and articles of association or by-laws (where applicable), or constitute a breach of default under any agreement or arrangement by which the Client is so bound. 17.5 23.5 The Client will not charge, pledge or allow to subsist any charge or pledge over the Client’s Securities or monies in the Account or grant or purport to grant an option over any Securities or monies in the Account without the prior written consent of OPSLGNS. 17.6 23.6 All representations and warranties appeared in this Agreement shall be deemed to be repeated immediately before each Transaction or dealing is carried out for or any service is provided to the Client or on the Client’s behalf. 客戶協議書 | 2017/2.0_APRIL 2017.

Representation, Warranties and Undertakings. 17.1 23.1 The Client represents that he is of required legal age and mentally fit to enter into this Agreement. If the Client is a corporate client, it has obtained all necessary consents from shareholders and directors and has taken all necessary actions to enable the Client to enter into this Agreement and perform its obligations under this Agreement. 17.2 23.2 Save as disclosed in the Account Opening Form, the Client represents and warrants to OPSL SW that the Client is not associated with any directors, employees or licensed representatives of OPSL SW or its associated companies and agrees that if the Client is or becomes associated with any of such directors, employees or licensed representatives, the Client shall promptly notify OPSL SW of the existence and nature of such association and acknowledge that OPSL SW may, upon receipt of such notice, at OPSLSW’s discretion, choose to terminate the Account. If the Client is a corporate client, the expression “Client” in this Clause 17.2 23.2 and Clause 17.3 23.3 below shall include any of the Client’s directors, shareholders or Authorized Persons. 17.3 23.3 The Client represents that, unless the Client has previously disclosed in writing to OPSLSW, the Client is not a director or employee of any exchange, clearing house or any licensed or registered person under the SFO. 17.4 23.4 This Agreement and its performance and the obligations contained in this Agreement do not and will not contravene any applicable law and regulations, any provisions of the Client’s memorandum and articles of association or by-laws (where applicable), or constitute a breach of default under any agreement or arrangement by which the Client is so bound. 17.5 23.5 The Client will not charge, pledge or allow to subsist any charge or pledge over the Client’s Securities or monies in the Account or grant or purport to grant an option over any Securities or monies in the Account without the prior written consent of OPSLSW. 17.6 23.6 All representations and warranties appeared in this Agreement shall be deemed to be repeated immediately before each Transaction or dealing is carried out for or any service is provided to the Client or on the Client’s behalf. 客戶協議書 | 2017/2.0_APRIL 2017.

Representation, Warranties and Undertakings. 17.1 21.1 The Client represents that he is of required legal age and mentally fit to enter into this Agreement. If the Client is a corporate client, it has obtained all necessary consents from shareholders and directors and has taken all necessary actions to enable the Client to enter into this Agreement and perform its obligations under this Agreement. 17.2 21.2 Save as disclosed in the Account Opening Form, the Client represents and warrants to OPSL GNF that the Client is not associated with any directors, employees or licensed representatives of OPSL GNF or its associated companies and agrees that if the Client is or becomes associated with any of such directors, employees or licensed representatives, the Client shall promptly notify OPSL GNF of the existence and nature of such association and acknowledge that OPSL GNF may, upon receipt of such notice, at OPSLGNF’s discretion, choose to terminate the Account. If the Client is a corporate client, the expression “Client” in this Clause 17.2 clause 21.2 and Clause 17.3 clause 21.3 below shall include any of the Client’s directors, shareholders or Authorized Persons. 17.3 21.3 The Client represents that, unless the Client has previously disclosed in writing to OPSLGNF, the Client is not a director or employee of any exchange, clearing house Clearing House or any licensed or registered person under the SFO. 17.4 21.4 This Agreement and its performance and the obligations contained in this Agreement do not and will not contravene any applicable law and regulations, any provisions of the Client’s memorandum and articles of association or by-laws (where applicable), or constitute a breach of default under any agreement or arrangement by which the Client is so bound. 17.5 21.5 The Client will not charge, pledge or allow to subsist any charge or pledge over the Client’s Securities Futures Contracts and Option Contracts or monies or other assets in the Account or grant or purport to grant an option over any Securities Futures Contracts and Option Contracts or monies or other assets in the Account without the prior written consent of OPSLGNF. 17.6 21.6 All representations and warranties appeared in this Agreement shall be deemed to be repeated immediately before each Transaction or dealing is carried out for or any service is provided to the Client or on the Client’s behalf. 客戶協議書 | 2017/2.0_APRIL 2017.

Representation, Warranties and Undertakings. 17.1 23.1 The Client represents that he is of required legal age and mentally fit to enter into this Agreement. If the Client is a corporate client, it has obtained all necessary consents from shareholders and directors and has taken all necessary actions to enable the Client to enter into this Agreement and perform its obligations under this Agreement. 17.2 23.2 Save as disclosed in the Account Opening Form, the Client represents and warrants to OPSL GNS that the Client is not associated with any directors, employees or licensed representatives of OPSL GNS or its associated companies and agrees that if the Client is or becomes associated with any of such directors, employees or licensed representatives, the Client shall promptly notify OPSL GNS of the existence and nature of such association and acknowledge that OPSL GNS may, upon receipt of such notice, at OPSLGNS’s discretion, choose to terminate the Account. If the Client is a corporate client, the expression “Client” in this Clause 17.2 23.2 and Clause 17.3 23.3 below shall include any of the Client’s directors, shareholders or Authorized Persons. 17.3 23.3 The Client represents that, unless the Client has previously disclosed in writing to OPSLGNS, the Client is not a director or employee of any exchange, clearing house or any licensed or registered person under the SFO. 17.4 23.4 This Agreement and its performance and the obligations contained in this Agreement do not and will not contravene any applicable law and regulations, any provisions of the Client’s memorandum and articles of association or by-laws (where applicable), or constitute a breach of default under any agreement or arrangement by which the Client is so bound. 17.5 23.5 The Client will not charge, pledge or allow to subsist any charge or pledge over the Client’s Securities or monies in the Account or grant or purport to grant an option over any Securities or monies in the Account without the prior written consent of OPSLGNS. 17.6 23.6 All representations and warranties appeared in this Agreement shall be deemed to be repeated immediately before each Transaction or dealing is carried out for or any service is provided to the Client or on the Client’s behalf. 客戶協議書 | 2017/2.0_APRIL 2017.

Representation, Warranties and Undertakings. 17.1 (a) The Client represents that he is of required legal age and mentally fit to enter into this Agreement. If the Client is a corporate client, it has obtained all necessary consents from shareholders and directors and has taken all necessary actions to enable the Client to enter into this Agreement and perform its obligations under this Agreement. 17.2 (b) Save as disclosed in the Account Opening Form, the Client represents and warrants to OPSL HKSICL that the Client is not associated with any directors, employees or licensed representatives of OPSL HKSICL or its associated companies and agrees that if the Client is or becomes associated with any of such directors, employees or licensed representatives, the Client shall promptly notify OPSL HKSICL of the existence and nature of such association and acknowledge that OPSL HKSICL may, upon receipt of such notice, at OPSLHKSICL’s discretion, choose to terminate the Account. If the Client is a corporate client, the expression “Client” in this Clause 17.2 16(b) and Clause 17.3 16(c) below shall include any of the Client’s directors, shareholders or Authorized Persons. 17.3 (c) The Client represents that, unless the Client has previously disclosed in writing to OPSLHKSICL, the Client is not a director or employee of any exchange, clearing house or any licensed or registered person under the SFO. 17.4 (d) This Agreement and its performance and the obligations contained in this Agreement do not and will not contravene any applicable law and regulations, any provisions of the Client’s memorandum and articles of association or by-laws (where applicable), or constitute a breach of default under any agreement or arrangement by which the Client is so bound. 17.5 (e) The Client will not charge, pledge or allow to subsist any charge or pledge over the Client’s Securities or monies in the Account or grant or purport to grant an option over any Securities or monies in the Account without the prior written consent of OPSLHKSICL. 17.6 (f) All representations and warranties appeared in this Agreement shall be deemed to be repeated immediately before each Transaction or dealing is carried out for or any service is provided to the Client or on the Client’s behalf. 客戶協議書 | 2017/2.0_APRIL 2017.

Representation, Warranties and Undertakings. 17.1 21.1 The Client represents that he is of required legal age and mentally fit to enter into this Agreement. If the Client is a corporate client, it has obtained all necessary consents from shareholders and directors and has taken all necessary actions to enable the Client to enter into this Agreement and perform its obligations under this Agreement. 17.2 21.2 Save as disclosed in the Account Opening Form, the Client represents and warrants to OPSL PC Securities Limited that the Client is not associated with any directors, employees or licensed representatives of OPSL PC Securities Limited or its associated companies and agrees that if the Client is or becomes associated with any of such directors, employees or licensed representatives, the Client shall promptly notify OPSL PC Securities Limited of the existence and nature of such association and acknowledge that OPSL PC Securities Limited may, upon receipt of such notice, at OPSLPC Securities Limited’s discretion, choose to terminate the Account. If the Client is a corporate client, the expression “Client” in this Clause 17.2 21.2 and Clause 17.3 21.3 below shall include any of the Client’s directors, shareholders or Authorized Persons. 17.3 21.3 The Client represents that, unless the Client has previously disclosed in writing to OPSLPC Securities Limited, the Client is not a director or employee of any exchange, clearing house or any licensed or registered person under the SFO. 17.4 21.4 This Agreement and its performance and the obligations contained in this Agreement do not and will not contravene any applicable law and regulations, any provisions of the Client’s memorandum and articles of association or by-laws (where applicable), or constitute a breach of default under any agreement or arrangement by which the Client is so bound. 17.5 21.5 The Client will not charge, pledge or allow to subsist any charge or pledge over the Client’s Securities or monies in the Account or grant or purport to grant an option over any Securities or monies in the Account without the prior written consent of OPSLPC Securities Limited. 17.6 21.6 All representations and warranties appeared in this Agreement shall be deemed to be repeated immediately before each Transaction or dealing is carried out for or any service is provided to the Client or on the Client’s behalf. 客戶協議書 | 2017/2.0_APRIL 2017.

Representation, Warranties and Undertakings. 17.1 21.1 The Client represents that he is of required legal age and mentally fit to enter into this Agreement. If the Client is a corporate client, it has obtained all necessary consents from shareholders and directors and has taken all necessary actions to enable the Client to enter into this Agreement and perform its obligations under this Agreement. 17.2 21.2 Save as disclosed in the Account Opening Form, the Client represents and warrants to OPSL Innovest Securities Investment Limited that the Client is not associated with any directors, employees or licensed representatives of OPSL Innovest Securities Investment Limited or its associated companies and agrees that if the Client is or becomes associated with any of such directors, employees or licensed representatives, the Client shall promptly notify OPSL Innovest Securities Investment Limited of the existence and nature of such association and acknowledge that OPSL Innovest Securities Investment Limited may, upon receipt of such notice, at OPSLInnovest Securities Investment Limited’s discretion, choose to terminate the Account. If the Client is a corporate client, the expression “Client” in this Clause 17.2 21.2 and Clause 17.3 21.3 below shall include any of the Client’s directors, shareholders or Authorized Persons. 17.3 21.3 The Client represents that, unless the Client has previously disclosed in writing to OPSLInnovest Securities Investment Limited, the Client is not a director or employee of any exchange, clearing house or any licensed or registered person under the SFO. 17.4 21.4 This Agreement and its performance and the obligations contained in this Agreement do not and will not contravene any applicable law and regulations, any provisions of the Client’s memorandum and articles of association or by-laws (where applicable), or constitute a breach of default under any agreement or arrangement by which the Client is so bound. 17.5 21.5 The Client will not charge, pledge or allow to subsist any charge or pledge over the Client’s Securities or monies in the Account or grant or purport to grant an option over any Securities or monies in the Account without the prior written consent of OPSLInnovest Securities Investment Limited. 17.6 21.6 All representations and warranties appeared in this Agreement shall be deemed to be repeated immediately before each Transaction or dealing is carried out for or any service is provided to the Client or on the Client’s behalf. 客戶協議書 | 2017/2.0_APRIL 2017.