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Common use of Representations and Undertakings Clause in Contracts

Representations and Undertakings. 7.1 The Customer makes the representations set out in this Clause 7.1 to the Bank on a continuing basis (including without limitation on the first day that these China Connect Terms are effective and on each date that it places an order or gives an instruction in respect of China Connect Securities) and such representations shall apply to each transaction conducted under the China Connect Terms: 7.1.1 it is aware of and shall comply with all China Connect Laws and China Connect Rules to which it may be subject; 7.1.2 the execution of any instruction it gives to the Bank shall not result in any breach of any China Connect Laws or China Connect Rules; 7.1.3 it understands and has assessed the risks relating to China Connect and is willing to undertake such risks; 7.1.4 it is not an insider as defined or interpreted under Mainland Chinese law and it is not in possession of inside information when trading China Connect Securities or procuring others to do so; 7.1.5 it does not hold more than 5% of the shares of any Mainland China-incorporated company which is listed and traded on any stock exchange in Mainland China; and 7.1.6 in purchasing China Connect Securities, it has no intention to manipulate the market. 7.2 The Customer makes the following representations to the Bank on each date it places an order to sell China Connect Securities that: 7.2.1 it does not know of any fact that might impair the validity of such China Connect Securities and it has full authority to receive, deal with and give instructions, authorisations or declarations in respect of the same; 7.2.2 there is no adverse claim to such China Connect Securities; and 7.2.3 there is no restriction on the transfer of such China Connect Securities other than those expressly provided for under the SEHK China Connect Rules or CCASS China Connect Rules. 7.3 The Customer undertakes to the Bank to inform it immediately in writing (and in any event no later than one business day after the relevant event) of anything that may potentially render any of the representations in these China Connect Terms inaccurate or misleading.

Appears in 4 contracts

Samples: Terms and Conditions, Terms and Conditions, Terms and Conditions

Representations and Undertakings. 7.1 The Customer makes the representations set out in this Clause 7.1 clause E7.1 to the Bank on a continuing basis (including including, without limitation limitation, on the first day that these China Connect Terms are effective accepted by the Customer and on each date that it places an order or gives an instruction in respect of China Connect Securities) and such representations shall apply to each transaction conducted under the China Connect Terms: 7.1.1 (a) it is aware of and shall comply with all China Connect Laws and China Connect Rules to which it may be subject; 7.1.2 (b) the execution of any instruction it gives to the Bank shall not result in any breach of any China Connect Laws or China Connect Rules; 7.1.3 (c) it understands and has assessed the risks relating to China Connect and is willing to undertake such risks; 7.1.4 (d) it is not an insider as defined or interpreted under Mainland Chinese law laws and it is not in possession of inside information when trading China Connect Securities or procuring others to do so; 7.1.5 it (e) i t does not hold more than 5% of the shares of any Mainland China-incorporated company which is listed and traded on any stock exchange in Mainland China; and 7.1.6 (f) in purchasing China Connect Securities, it has no intention to manipulate the market. 7.2 The Customer makes the following representations to the Bank on each date it places an order to sell China Connect Securities thatSecurities: 7.2.1 (a) it does not know of any fact that might impair the validity of such China Connect Securities and it has full authority to receive, deal with and give instructions, authorisations or declarations in respect of the same; 7.2.2 (b) there is no adverse claim to such China Connect Securities; and 7.2.3 (c) there is no restriction on the transfer of such China Connect Securities other than those expressly provided for under the SEHK China Connect Rules or CCASS China Connect Rules. 7.3 The Customer undertakes to the Bank to inform it immediately in writing (and in any event no later than one business day Business Day after the relevant event) of anything that may potentially render any of the representations in these China Connect Terms inaccurate or misleading.

Appears in 4 contracts

Samples: Master Agreement, Master Agreement, Master Agreement

Representations and Undertakings. 7.1 The Customer makes the representations set out in this Clause 7.1 to the Bank on a continuing basis (including without limitation on the first day that these China Connect Terms are effective and on each date that it places an order or gives an instruction in respect of China Connect Securities) and such representations shall apply to each transaction conducted under the China Connect Terms: 7.1.1 it is aware of and shall comply with all China Connect Laws and China Connect Rules to which it may be subject; 7.1.2 the execution of any instruction it gives to the Bank shall not result in any breach of any China Connect Laws or China Connect Rules; 7.1.3 it understands and has assessed the risks relating to China Connect and is willing to undertake such risks; 7.1.4 it is not an insider as defined or interpreted under Mainland Chinese law and it is not in possession of inside information when trading China Connect Securities or procuring others to do so; 7.1.5 it does not hold more than 5% of the shares of any Mainland China-incorporated company which is listed and traded on any stock exchange in Mainland China; and 7.1.6 in purchasing China Connect Securities, it has no intention to manipulate the market. 7.2 The Customer makes the following representations to the Bank on each date it places an order to sell China Connect Securities that: 7.2.1 it does not know of any fact that might impair the validity of such China Connect Securities and it has full authority to receive, deal with and give instructions, authorisations or declarations in respect of the same; 7.2.2 there is no adverse claim to such China Connect Securities; and 7.2.3 there is no restriction on the transfer of such China Connect Securities other than those expressly provided for under the SEHK China Connect Rules or CCASS China Connect Rules.. DBS Bank Ltd., Singapore 87 Co. Reg. No. 196800306E 7.3 The Customer undertakes to the Bank to inform it immediately in writing (and in any event no later than one business day after the relevant event) of anything that may potentially render any of the representations in these China Connect Terms inaccurate or misleading.

Appears in 4 contracts

Samples: Terms and Conditions, Terms and Conditions, Terms and Conditions

Representations and Undertakings. 7.1 6.1 The Customer makes the representations set out in this Clause 7.1 6.1 to the Bank on a continuing basis (including without limitation on the first day that these China Connect Terms are effective and on each date that it places an order or gives give an instruction in respect of China Connect Securities) and such representations shall apply to each transaction conducted under the China Connect Terms: 7.1.1 6.1.1 that it is aware of and shall comply with all China Connect Laws and China Connect Rules to which it may be subject; 7.1.2 6.1.2 that the execution of any instruction it gives to the Bank shall not result in any breach of any China Connect Laws or China Connect Rules; 7.1.3 6.1.3 that it understands and has have assessed the risks relating to China Connect and is willing to undertake such risks; 7.1.4 6.1.4 it is not an insider as defined or interpreted under Mainland Chinese law and it is not in possession of inside information when trading China Connect Securities or procuring others to do so; 7.1.5 6.1.5 it does not hold more than 5% of the shares of any Mainland China-incorporated company which is listed and traded on any stock exchange in Mainland China; and 7.1.6 6.1.6 in purchasing China Connect Securities, it has no intention to manipulate the market. 7.2 6.2 The Customer makes the following representations to the Bank on each date it places an order to sell China Connect Securities that: 7.2.1 6.2.1 it does not know of any fact that might impair the validity of such China Connect Securities and that it has full authority to receive, deal with and give instructions, authorisations or declarations in respect of the same; 7.2.2 6.2.2 there is no adverse claim to such China Connect Securities; and 7.2.3 6.2.3 there is no restriction on the transfer of such China Connect Securities other than those expressly provided for under the SEHK China Connect Rules or CCASS China Connect Rules. 7.3 6.3 The Customer undertakes to the Bank to inform it immediately in writing (and in any event no later than one business day Business Day after the relevant event) of anything that may potentially render any of the representations in these China Connect Terms inaccurate or misleading.

Appears in 2 contracts

Samples: Terms and Conditions, Terms and Conditions

Representations and Undertakings. 7.1 The Customer makes the representations set out in this Clause 7.1 to the Bank on a continuing basis (including without limitation on the first day that these China Connect Terms are effective and on each date that it places an order or gives an instruction in respect of China Connect Securities) and such representations shall apply to each transaction conducted under the China Connect Terms:: DBS Bank Ltd 81 Co. Reg. No. 196800306E 7.1.1 it is aware of and shall comply with all China Connect Laws and China Connect Rules to which it may be subject; 7.1.2 the execution of any instruction it gives to the Bank shall not result in any breach of any China Connect Laws or China Connect Rules; 7.1.3 it understands and has assessed the risks relating to China Connect and is willing to undertake such risks; 7.1.4 it is not an insider as defined or interpreted under Mainland Chinese law and it is not in possession of inside information when trading China Connect Securities or procuring others to do so; 7.1.5 it does not hold more than 5% of the shares of any Mainland China-incorporated company which is listed and traded on any stock exchange in Mainland China; and 7.1.6 in purchasing China Connect Securities, it has no intention to manipulate the market. 7.2 The Customer makes the following representations to the Bank on each date it places an order to sell China Connect Securities that: 7.2.1 it does not know of any fact that might impair the validity of such China Connect Securities and it has full authority to receive, deal with and give instructions, authorisations or declarations in respect of the same; 7.2.2 there is no adverse claim to such China Connect Securities; and 7.2.3 there is no restriction on the transfer of such China Connect Securities other than those expressly provided for under the SEHK China Connect Rules or CCASS China Connect Rules. 7.3 The Customer undertakes to the Bank to inform it immediately in writing (and in any event no later than one business day after the relevant event) of anything that may potentially render any of the representations in these China Connect Terms inaccurate or misleading.

Appears in 2 contracts

Samples: Terms and Conditions, Terms and Conditions

Representations and Undertakings. 7.1 The Customer makes the representations set out in this Clause 7.1 to the Bank on a continuing basis (including without limitation on the first day that these China Connect Terms are effective and on each date that it places an order or gives an instruction in respect of China Connect Securities) and such representations shall apply to each transaction conducted under the China Connect Terms: 7.1.1 it is aware of and shall comply with all China Connect Laws and China Connect Rules to which it may be subject; 7.1.2 the execution of any instruction it gives to the Bank shall not result in any breach of any China Connect Laws or China Connect Rules; 7.1.3 it understands and has assessed the risks relating to China Connect and is willing to undertake such risks; 7.1.4 it is not an insider as defined or interpreted under Mainland Chinese law and it is not in possession of inside information when trading China Connect Securities or procuring others to do so; 7.1.5 it does not hold more than 5% of the shares of any Mainland China-incorporated company which is listed and traded on any stock exchange in Mainland China; and 7.1.6 in purchasing China Connect Securities, it has no intention to manipulate the market. 7.2 The Customer makes the following representations to the Bank on each date it places an order to sell China Connect Securities that: 7.2.1 it does not know of any fact that might impair the validity of such China Connect Securities and it has full authority to receive, deal with and give instructions, authorisations or declarations in respect of the same; 7.2.2 there is no adverse claim to such China Connect Securities; and 7.2.3 there is no restriction on the transfer of such China Connect Securities other than those expressly provided for under the SEHK China Connect Rules or CCASS China Connect Rules. 7.3 The Customer undertakes to the Bank to inform it immediately in writing (and in any event no later than one business day after the relevant event) of anything that may potentially render any of the representations in these China Connect Terms inaccurate or misleading.

Appears in 2 contracts

Samples: Terms and Conditions, Terms and Conditions

Representations and Undertakings. 7.1 The Customer makes the representations set out in this Clause 7.1 to the Bank on a continuing basis (including without limitation on the first day that these China Connect Terms are effective and on each date that it places an order or gives an instruction in respect of China Connect Securities) and such representations shall apply to each transaction conducted under the China Connect Terms: 7.1.1 it is aware of and shall comply with all China Connect Laws and China Connect Rules to which it may be subject; 7.1.2 the execution of any instruction it gives to the Bank shall not result in any breach of any China Connect Laws or China Connect Rules; 7.1.3 it understands and has assessed the risks relating to China Connect and is willing to undertake such risks; 7.1.4 it is not an insider as defined or interpreted under Mainland Chinese law and it is not in possession of inside information when trading China Connect Securities or procuring others to do so; 7.1.5 it does not hold more than 5% of the shares of any Mainland China-incorporated company which is listed and traded on any stock exchange in Mainland China; and 7.1.6 in purchasing China Connect Securities, it has no intention to manipulate the market. 7.2 The Customer makes the following representations to the Bank on each date it places an order to sell China Connect Securities that: 7.2.1 it does not know of any fact that might impair the validity of such China Connect Securities and it has full authority to receive, deal with and give instructions, authorisations or declarations in respect of the same; 7.2.2 there is no adverse claim to such China Connect Securities; and 7.2.3 there is no restriction on the transfer of such China Connect Securities other than those expressly provided for under the SEHK China Connect Rules or CCASS China Connect Rules. 7.3 The Customer undertakes to the Bank to inform it immediately in writing (and in any event no later than one business day after the relevant event) of anything that may potentially render any of the representations in these China Connect Terms inaccurate or misleading.. DBS Bank Ltd., Singapore 83 Co. Reg. No. 196800306E

Appears in 2 contracts

Samples: Terms and Conditions, Terms and Conditions