Common use of Representations and Warranties of Adviser Clause in Contracts

Representations and Warranties of Adviser. The Adviser represents and warrants to the Trust as follows: (a) The Adviser is registered as an investment adviser under the Advisers Act; (b) The Adviser is a corporation duly organized, validly existing and in good standing under the laws of the State of Ohio with the power to own and possess its assets and carry on its business as it is now being conducted; (c) The execution, delivery and performance by the Adviser of this Agreement are within the Adviser's powers and have been duly authorized by all necessary action on the part of its shareholders and/or directors, and no action by or in respect of, or filing with, any governmental body, agency or official is required on the part of the Adviser for the execution, delivery and performance by the Adviser of this Agreement, and the execution, delivery and performance by the Adviser of this Agreement do not contravene or constitute a default under (i) any provision of applicable law, rule or regulation, (ii) the Adviser's governing instruments, or (iii) any agreement, judgment, injunction, order, decree or other instrument binding upon the Adviser; (d) The Form ADV of the Adviser previously provided to the Trust is a true and complete copy of the form filed with the SEC and the information contained therein is accurate and complete in all material respects and does not omit to state any material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading.

Appears in 6 contracts

Samples: Investment Advisory Agreement (Nationwide Investing Foundation Iii), Investment Advisory Agreement (Nationwide Separate Account Trust), Investment Advisory Agreement (Nationwide Investing Foundation Iii)

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Representations and Warranties of Adviser. The Adviser represents and warrants to the Trust as follows: (a) The Adviser is registered as an investment adviser under the Advisers Act; (b) The Adviser is a corporation duly organized, validly existing and in good standing under the laws of the State Commonwealth of Ohio Pennsylvania with the power to own and possess its assets and carry on its business as it is now being conducted; (c) The execution, delivery and performance by the Adviser of this Agreement are within the Adviser's powers and have been duly authorized by all necessary action on the part of its shareholders and/or directors, and no action by or in respect of, or filing with, any governmental body, agency or official is required on the part of the Adviser for the execution, delivery and performance by the Adviser of this Agreement, and the execution, delivery and performance by the Adviser of this Agreement do not contravene or constitute a default under (i) any provision of applicable law, rule or regulation, (ii) the Adviser's governing instruments, or (iii) any agreement, judgment, injunction, order, decree or other instrument binding instruments biding upon the Adviser;; and (d) The Form ADV of the Adviser previously provided to the Trust is a true and complete copy of the form filed with the SEC and the information contained therein is accurate and complete in all material respects and does not omit to state any material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading.

Appears in 3 contracts

Samples: Investment Advisory Agreement (Fort Pitt Capital Funds), Investment Advisory Agreement (Fort Pitt Capital Funds), Investment Advisory Agreement (Fort Pitt Capital Funds)

Representations and Warranties of Adviser. The Adviser represents and warrants to the Trust as follows: (a) The Adviser is registered as an investment adviser under the Advisers Act; (b) The Adviser is a corporation business trust duly organized, validly existing and in good standing under the laws of the State of Ohio Delaware with the power to own and possess its assets and carry on its business as it is now being conducted; (c) The execution, delivery and performance by the Adviser of this Agreement are within the Adviser's powers and have been duly authorized by all necessary action on the part of its shareholders and/or directors, and no action by or in respect of, or filing with, any governmental body, agency or official is required on the part of the Adviser for the execution, delivery and performance by the Adviser of this Agreement, and the execution, delivery and performance by the Adviser of this Agreement do not contravene or constitute a default under (i) any provision of applicable law, rule or regulation, (ii) the Adviser's governing instruments, or (iii) any agreement, judgment, injunction, order, decree or other instrument binding upon the Adviser; (d) The Form ADV of the Adviser previously provided to the Trust is a true and complete copy of the form filed with the SEC and the information contained therein is accurate and complete in all material respects and does not omit to state any material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading.

Appears in 2 contracts

Samples: Investment Advisory Agreement (Gartmore Variable Insurance Trust), Investment Advisory Agreement (Gartmore Mutual Funds)

Representations and Warranties of Adviser. The Adviser represents and warrants to the Trust as follows: (a) The Adviser is registered as an investment adviser under the Advisers Act; (b) The Adviser is a corporation duly organized, validly existing and in good standing under the laws of the State Commonwealth of Ohio Pennsylvania with the power to own and possess its assets and carry on its business as it is now being conducted; (c) The execution, delivery and performance by the Adviser of this Agreement are within the Adviser's ’s powers and have been duly authorized by all necessary action on the part of its shareholders and/or directors, and no action by or in respect of, or filing with, any governmental body, agency or official is required on the part of the Adviser for the execution, delivery and performance by the Adviser of this Agreement, and the execution, delivery and performance by the Adviser of this Agreement do not contravene or constitute a default under (i) any provision of applicable law, rule or regulation, (ii) the Adviser's ’s governing instruments, or (iii) any agreement, judgment, injunction, order, decree or other instrument binding instruments biding upon the Adviser;; and (d) The Form ADV of the Adviser previously provided to the Trust is a true and complete copy of the form filed with the SEC and the information contained therein is accurate and complete in all material respects and does not omit to state any material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading.

Appears in 1 contract

Samples: Investment Advisory Agreement (Fort Pitt Capital Funds)

Representations and Warranties of Adviser. The Adviser represents and warrants to the Trust as follows: (a) The Adviser is registered as an investment adviser under the Advisers Act; (b) The Adviser is a corporation duly organized, validly existing and in good standing under the laws of the State of Ohio with the power to own and possess its assets and carry on its business as it is now being conducted; (c) The execution, delivery and performance by the Adviser of this Agreement are within the Adviser's powers and have been duly authorized by all necessary action on the part of its shareholders and/or directors, and no action by or in respect of, or filing with, any governmental body, agency or official is required -required on the part of the Adviser for the execution, delivery and performance by the Adviser of this Agreement, and the execution, delivery and performance by the Adviser of this Agreement do not contravene or constitute a default under (i) any provision of applicable law, rule or regulation, (ii) the Adviser's governing instruments, or (iii) any agreement, judgment, injunction, order, decree or other instrument binding upon the Adviser; (d) The Form ADV of the Adviser previously provided to the Trust is a true and complete copy of the form filed with the SEC and the information contained therein is accurate and complete in all material respects and does not omit to state any material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading.

Appears in 1 contract

Samples: Investment Advisory Agreement (Gartmore Variable Insurance Trust)

Representations and Warranties of Adviser. The Adviser represents and warrants to the Trust as follows: (a) The Adviser is registered as an investment adviser under the Advisers Act; (b) The Adviser is a corporation business trust duly organized, validly existing and in good standing under the laws of the State of Ohio Delaware with the power to own and possess its assets and carry on its business as it is now being conducted;; 6 (c) The execution, delivery and performance by the Adviser of this Agreement are within the Adviser's powers and have been duly authorized by all necessary action on the part of its shareholders and/or directors, and no action by or in respect of, or filing with, any governmental body, agency or official is required on the part of the Adviser for the execution, delivery and performance by the Adviser of this Agreement, and the execution, delivery and performance by the Adviser of this Agreement do not contravene or constitute a default under (i) any provision of applicable law, rule or regulation, (ii) the Adviser's governing instruments, or (iii) any agreement, judgment, injunction, order, decree or other instrument binding upon the Adviser; (d) The Form ADV of the Adviser previously provided to the Trust is a true and complete copy of the form filed with the SEC and the information contained therein is accurate and complete in all material respects and does not omit to state any material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading.

Appears in 1 contract

Samples: Investment Advisory Agreement (Nationwide Separate Account Trust)

Representations and Warranties of Adviser. The Adviser represents and warrants to the Trust as follows: (a) The Adviser is registered as an investment adviser under the Advisers Act; (b) The Adviser is a corporation duly organized, validly existing and in good standing under the laws of the State of Ohio Oregon with the power to own and possess its assets and carry on its business as it is now being conducted; (c) The execution, delivery and performance by the Adviser of this Agreement are within the Adviser's powers and have been duly authorized by all necessary action on the part of its shareholders and/or directorstrustees, and no action by or in respect of, or filing with, any governmental body, agency or official is required on the part of the Adviser for the execution, delivery and performance by the Adviser of this Agreement, and the execution, delivery and performance by the Adviser of this Agreement do not contravene or constitute a default under (i) any provision of applicable law, rule or regulation, (ii) the Adviser's governing instruments, or (iii) any agreement, judgment, injunction, order, decree or other instrument binding upon the Adviser; (d) The Form ADV of the Adviser previously provided to the Trust is a true and complete copy of the form form, including that part or parts of the Form ADV filed with the SEC SEC, that part or parts maintained in the records of the Adviser, and/or that part or parts provided or offered to clients, in each case as required under the Advisers Act and rules thereunder, and the information contained therein in such Form ADV is accurate and complete in all material respects and does not omit to state any material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading.

Appears in 1 contract

Samples: Investment Advisory Agreement (Gartmore Variable Insurance Trust)

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Representations and Warranties of Adviser. The Adviser represents and warrants to the Trust Subadviser as follows: (a) The Adviser is registered as an investment adviser under the Investment Advisers Act of 1940 (the "Advisers Act"); (b) The Adviser is a corporation duly organized, organized and validly existing and in good standing under the laws of the State of Ohio Wisconsin with the power to own and possess its assets and carry on its business as it is now being conducted; (c) The execution, delivery and performance by the Adviser of this Agreement are within the and Adviser's powers and have been duly authorized by all necessary action on the part of its shareholders and/or directorsshareholders, and no action by or in respect of, or filing with, any governmental body, agency or official is required on the part of the Adviser for the execution, delivery and performance by the Adviser of this Agreement, and the execution, delivery and performance by the Adviser of this Agreement do not contravene or constitute a default under (i) any provision of applicable law, rule or regulation, (ii) the Adviser's governing instruments, or (iii) any agreement, judgment, injunction, order, decree or other instrument binding upon the Adviser; (d) The Form ADV of the Adviser previously provided to the Trust delivered is a true and complete copy of the form filed with the SEC Securities and Exchange Commission and the information contained therein is accurate and complete in all material respects and does not omit to state any material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading; (e) The Adviser acknowledges that it received a copy of the Subadviser's Form ADV at least 48 hours prior to the execution of this Agreement.

Appears in 1 contract

Samples: Sub Advisory Agreement (Catholic Funds Inc)

Representations and Warranties of Adviser. The Adviser represents and warrants to the Trust as follows: (a) The Adviser is registered as an investment adviser under the Advisers Act; (b) The Adviser is a corporation statutory trust duly organized, validly existing and in good standing under the laws of the State of Ohio Delaware with the power to own and possess its assets and carry on its business as it is now being conducted; (c) The execution, delivery and performance by the Adviser of this Agreement are within the Adviser's ’s powers and have been duly authorized by all necessary action on the part of its shareholders and/or directorstrustees, and no action by or in respect of, or filing with, any governmental body, agency or official is required on the part of the Adviser for the execution, delivery and performance by the Adviser of this Agreement, and the execution, delivery and performance by the Adviser of this Agreement do not contravene or constitute a default under (i) any provision of applicable law, rule or regulation, (ii) the Adviser's ’s governing instruments, or (iii) any agreement, judgment, injunction, order, decree or other instrument binding upon the Adviser; (d) The Form ADV of the Adviser previously provided to the Trust is a true and complete copy of the form form, including that part or parts of the Form ADV filed with the SEC SEC, that part or parts maintained in the records of the Adviser, and/or that part or parts provided or offered to clients, in each case as required under the Advisers Act and rules thereunder, and the information contained therein in such Form ADV is accurate and complete in all material respects and does not omit to state any material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading.

Appears in 1 contract

Samples: Investment Advisory Agreement (Gartmore Variable Insurance Trust)

Representations and Warranties of Adviser. The Adviser represents and warrants to the Trust as follows: (a) The Adviser is registered exempt from registration as an investment adviser under the Advisers Act; (b) The Adviser is a corporation trust company duly organized, validly existing and in good standing under the laws of the State of Ohio Oregon with the power to own and possess its assets and carry on its business as it is now being conducted; (c) The execution, delivery and performance by the Adviser of this Agreement are within the Adviser's powers and have been duly authorized by all necessary action on the part of its shareholders and/or directors, and no action by or in respect of, or filing with, any governmental body, agency or official is required on the part of the Adviser for the execution, delivery and performance by the Adviser of this Agreement, and the execution, delivery and performance by the Adviser of this Agreement do not contravene or constitute a default under (i) any provision of applicable law, rule or regulation, (ii) the Adviser's governing instruments, or (iii) any agreement, judgment, injunction, order, decree or other instrument binding upon the Adviser; (d) The Form ADV of the Adviser previously provided to the Trust is a true and complete copy of the form filed with the SEC and the information contained therein is accurate and complete in all material respects and does not omit to state any material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading.

Appears in 1 contract

Samples: Investment Advisory Agreement (Nationwide Investing Foundation Iii)

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