Common use of Representations and Warranties of Placement Agent Clause in Contracts

Representations and Warranties of Placement Agent. The Placement Agent represents and warrants to the Company that: (i) it will comply with all applicable federal laws regarding trading in securities of the Company, (ii) it will not disclose any non-public material information of the Company without the prior written consent of the Company during the Term for a period of one (1) year from the termination date of this Agreement, and (iii) that it is a registered broker-dealer in good standing with the relevant regulatory agencies.

Appears in 10 contracts

Samples: Lead Placement Agent Agreement (ZW Data Action Technologies Inc.), Exclusive Placement Agent Agreement (CBAK Energy Technology, Inc.), Exclusive Placement Agent Agreement (Kandi Technologies Group, Inc.)

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Representations and Warranties of Placement Agent. The Placement Agent represents and warrants to the Company that: (i) it will comply with all applicable federal laws regarding trading in securities of the Company, (ii) it will not disclose any non-public material information of the Company without the prior written consent of the Company during the Term and the Non-exclusive Term and for a period of one (1) year from the termination date of this Agreement, and (iii) that it is a registered broker-dealer in good standing with the relevant regulatory agencies.

Appears in 2 contracts

Samples: Placement Agent Agreement (Kandi Technologies Group, Inc.), Placement Agent Agreement (Kandi Technologies Group, Inc.)

Representations and Warranties of Placement Agent. The Placement Agent represents and warrants to the Company that: (i) it will comply with all applicable federal laws regarding trading in securities of the Company, (ii) it will not disclose any non-public material information of the Company without the prior written consent of the Company during the Term for a period of one (1) year from the termination date of this AgreementCompany, and (iii) that it is a registered broker-dealer in good standing with the relevant regulatory agencies.

Appears in 1 contract

Samples: Exclusive Placement Agent Agreement (China Information Technology, Inc.)

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Representations and Warranties of Placement Agent. The Placement Agent represents and warrants to the Company that: (i) it will comply with all applicable federal laws regarding trading in securities of the Company, (ii) it will not disclose any non-public material information of the Company without the prior written consent of the Company during the Term for a period of one two (12) year years from the termination date of this Agreement, and (iii) that it is a registered broker-dealer in good standing with the relevant regulatory agencies.

Appears in 1 contract

Samples: Exclusive Placement Agent Agreement (Urban Tea, Inc.)

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