Common use of REPRESENTATIONS BY CUSTOMER Clause in Contracts

REPRESENTATIONS BY CUSTOMER. By signing the Signature Page, you warrant that all of the information on the Account Application was provided by you or at your direction, that it is accurate and complete to the best of your knowledge and belief and that each of the following statements is accurate as to you and your Account; (a) you are of legal age to enter into contracts in the state of your domicile; (b) no one except those persons who have signed the Signature Page has any interest in the Account unless such interest is revealed in the title of the Account; and (c) unless you advise us to the contrary, in writing, and provide us with a letter of approval from your employer, where required, you represent that you are not an employee of any exchange, or of any corporation of which any exchange owns a majority of the capital stock, or a member of an exchange, or the Financial Industry Regulatory Authority (“FINRA”). You further represent that if any of the representations contained herein is or becomes materially inaccurate, you will promptly notify us in writing.

Appears in 7 contracts

Samples: Customer Agreement, Customer Agreement, Customer Agreement

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REPRESENTATIONS BY CUSTOMER. By signing the Signature Page, you warrant that all of the information on the Account Application was provided by you or at your directiondiscretion, that it is accurate and complete to the best of your knowledge and belief and that each of the following statements is accurate as to you and your Account; (a) you are of legal age to enter into contracts in the state of your domicile; (b) no one except those persons who have signed the Signature Page has any interest in the Account unless such interest is revealed in the title of the Account; and (c) unless you advise us to the contrary, in writing, and provide us with a letter of approval from your employer, where required, you represent that you are not an employee of any exchange, or of any corporation of which any exchange owns a majority of the capital stock, or a member of an exchange, or the Financial Industry Regulatory Authority (“FINRA”). You further represent that if any of the representations contained herein is or becomes materially inaccurate, you will promptly notify us in writing.

Appears in 1 contract

Samples: Customer Agreement

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