Representations of UMBFS. UMBFS represents and warrants to the Trust that: A. It is a corporation duly organized and existing under the laws of the State of Wisconsin; it is empowered under applicable law and by its Articles of Incorporation and By-laws to enter into and perform this Agreement; and all requisite proceedings have been taken to authorize it to enter into and perform this Agreement. B. It is duly registered as a transfer agent under Section 17A of the 1934 Act to the extent required. C. It has received a copy of each Fund’s Prospectus which describes how sales and redemptions of Shares shall be made.
Appears in 11 contracts
Samples: Transfer Agency Agreement (Fpa Funds Trust), Transfer Agency Agreement (Commonwealth International Series Trust), Transfer Agency Agreement (Driehaus Mutual Funds)
Representations of UMBFS. UMBFS represents and warrants to the Trust that:
A. It is a corporation duly organized and existing under the laws of the State of Wisconsin; it is empowered under applicable law and by its Articles of Incorporation and By-laws to enter into and perform this Agreement; and all requisite proceedings have been taken to authorize it to enter into and perform this Agreement.
B. It is duly registered as a transfer agent under Section 17A of the 1934 Act to the extent required.
C. It has received a copy of each Fund’s 's Prospectus which describes how sales and redemptions of Shares shall be made.
Appears in 7 contracts
Samples: Transfer Agency Agreement (Sparx Funds Trust), Transfer Agency Agreement (Cheswold Lane Funds), Transfer Agency Agreement (Lotsoff Capital Management Equity Trust)
Representations of UMBFS. UMBFS represents and warrants to the Trust Company that:
A. It is a corporation duly organized and existing under the laws of the State of Wisconsin; it is empowered under applicable law and by its Articles of Incorporation and By-laws to enter into and perform this Agreement; and all requisite proceedings have been taken to authorize it to enter into and perform this Agreement.
B. It is duly registered as a transfer agent under Section 17A of the 1934 Act to the extent required.
C. It has received a copy of each Fund’s Prospectus which describes how sales and redemptions of Shares shall be made.
Appears in 4 contracts
Samples: Transfer Agency Agreement (Fpa Paramount Fund Inc), Transfer Agency Agreement (Fpa New Income Inc), Transfer Agency Agreement (Fpa Capital Fund Inc)
Representations of UMBFS. UMBFS represents and warrants to the Trust that:
A. It is a corporation duly organized and existing under the laws of the State of Wisconsin; it is empowered under applicable law and by its Articles of Incorporation and By-laws to enter into and perform this Agreement; and all requisite proceedings have been taken to authorize it to enter into and perform this Agreement.
B. It is duly registered as a transfer agent under Section 17A of the 1934 Exchange Act to the extent required.
C. It has received a copy of each Fund’s Prospectus which describes how sales and redemptions of Shares shall be made.
Appears in 4 contracts
Samples: Transfer Agency Agreement (Wasatch Funds Trust), Transfer Agency Agreement (Wasatch Funds Trust), Transfer Agency Agreement (Investment Managers Series Trust)
Representations of UMBFS. UMBFS represents and warrants to the Trust that:
A. It is a corporation duly organized and existing under the laws of the State of Wisconsin; it , is empowered under applicable law and by its Articles of Incorporation and By-laws to enter into and perform this Agreement; , and all requisite proceedings have been taken to authorize it to enter into and perform this Agreement.
B. It is duly registered as a transfer agent under Section 17A of the 1934 Act to the extent required.
C. It has received a copy of each Fund’s the Prospectus which describes describing how sales and redemptions of Shares shall be made.
Appears in 2 contracts
Samples: Transfer Agency Agreement (Vericimetry Funds), Transfer Agency Agreement (Vericimetry Funds)
Representations of UMBFS. UMBFS represents and warrants to the Trust Company that:
A. It is a corporation duly organized and existing under the laws of the State of Wisconsin; it is empowered under applicable law and by its Articles of Incorporation and By-laws to enter into and perform this Agreement; and all requisite proceedings have been taken to authorize it to enter into and perform this Agreement.
B. It is duly registered as a transfer agent under Section 17A of the 1934 Act to the extent required.
C. It has received a copy of each Fund’s 's Prospectus which describes how sales and redemptions of Shares shall be made.
Appears in 2 contracts
Samples: Transfer Agency Agreement (Lifetime Achievement Fund Inc), Transfer Agency Agreement (Wasatch Funds Inc)
Representations of UMBFS. UMBFS represents and warrants to the Trust that:
A. It is a corporation duly organized and existing under the laws of the State of Wisconsin; it is empowered under applicable law and by its Articles of Incorporation and By-laws to enter into and perform this Agreement; and all requisite proceedings have been taken to authorize it to enter into and perform this Agreement.
B. It is duly registered as a transfer agent under Section 17A of the 1934 Act to the extent required.
C. It has received a copy of each Fund’s Prospectus which describes how sales and redemptions of Shares shall be made.
D. It has and will continue to have access to the necessary facilities, equipment and personnel to perform its duties and obligations under this Agreement.
Appears in 2 contracts
Samples: Transfer Agency Agreement (Tamarack Funds Trust), Transfer Agency Agreement (Tamarack Funds Trust)
Representations of UMBFS. UMBFS represents and warrants to the Trust Corporation that:
A. It is a corporation duly organized and existing under the laws of the State of Wisconsin; it is empowered under applicable law and by its Articles of Incorporation and By-laws to enter into and perform this Agreement; and all requisite proceedings have been taken to authorize it to enter into and perform this Agreement.
B. It is duly registered as a transfer agent under Section 17A of the 1934 Act to the extent required.
C. It has received a copy of each Fund’s 's Prospectus which describes how sales and redemptions of Shares shall be made.
Appears in 2 contracts
Samples: Transfer Agency Agreement (Columbus Funds Inc), Transfer Agency Agreement (Columbus Funds Inc)
Representations of UMBFS. UMBFS represents and warrants to the Trust that:
A. It is a corporation duly organized and existing under the laws of the State of Wisconsin; it is empowered under applicable law and by its Articles of Incorporation and By-laws to enter into and perform this Agreement; and all requisite proceedings have been taken to authorize it to enter into and perform this Agreement.
B. It is duly registered as a transfer agent under Section 17A of the 1934 Act to the extent required.
C. It has received a copy of each Fund’s Prospectus which describes how sales and redemptions of Shares shall be made.
D. It is aware of no existing or pending action by any regulatory body of competent jurisdiction related to the Services contemplated under this Agreement or that could impair or otherwise limit the ability of UMBFS to provide such Services, except as disclosed in writing and dated as of the date of this Agreement to the Trust.
Appears in 1 contract
Representations of UMBFS. UMBFS represents and warrants to the Trust Fund that:
A. It is a corporation duly organized and existing under the laws of the State of Wisconsin; it is empowered under applicable law and by its Articles of Incorporation and By-laws to enter into and perform this Agreement; and all requisite proceedings have been taken to authorize it to enter into and perform this Agreement.
B. It is duly registered as a transfer agent under Section 17A of the 1934 Act to the extent required.
C. It has received a copy of each the Fund’s Prospectus which describes how sales and redemptions of Shares shall be made.
Appears in 1 contract
Samples: Transfer Agency Agreement (Access Capital Strategies Community Investment Fund Inc/Ma)