Common use of Representations, Warranties and Agreements of the Underwriter Clause in Contracts

Representations, Warranties and Agreements of the Underwriter. The Underwriter represents to and agrees with the District that, as of the date hereof and as of the date of Closing: (a) The Underwriter is duly authorized to execute this Purchase Contract and the Underwriter is duly authorized to take any action under this Purchase Contract required to be taken by them. (b) The Underwriter is in compliance with MSRB Rule G-37 with respect to the District, and are not prohibited thereby from acting as an underwriter with respect to securities of the District. (c) The Underwriter has, and have had, no financial advisory relationship, as that term is defined in Government Code Section 53590(c) or MSRB Rule G-23, with the District with respect to the Bonds, and no investment firm controlling, controlled by or under common control with the Underwriter has or has had any such financial advisory relationship.

Appears in 1 contract

Samples: Purchase Contract

AutoNDA by SimpleDocs

Representations, Warranties and Agreements of the Underwriter. The Underwriter represents to and agrees with the District that, as of the date hereof and as of the date of ClosingClosing Date: (a) The Underwriter is duly authorized to execute this Purchase Contract and the Underwriter is duly authorized to take any action under this Purchase Contract required to be taken by themit. (b) The Underwriter is in compliance with MSRB Rule G-37 with respect to the District, and are is not prohibited thereby from acting as an the underwriter with respect to securities of the District. (c) The Underwriter has, and have has had, no financial advisory relationship, as that term is defined in Government Code Section 53590(c) or MSRB Rule G-23, relationship with the District with respect to the BondsCertificates, as such term is defined in MSRB Rule G-23 and Government Code Section 53590(c), and no investment firm controlling, controlled by or under common control with the Underwriter has or has had any such financial advisory relationship.

Appears in 1 contract

Samples: Purchase Contract

Representations, Warranties and Agreements of the Underwriter. The Underwriter represents represent to and agrees agree with the District that, as of the date hereof and as of the date of Closing: (a) The Underwriter is duly authorized to execute this Purchase Contract and the Underwriter is duly authorized to take any action under this Purchase Contract required to be taken by themit. (b) The Underwriter is in compliance with MSRB Rule G-37 with respect to the District, and are not prohibited thereby from acting as an underwriter Underwriter with respect to securities of the District. (c) The Underwriter has, and have has had, no financial advisory relationship, as that term is defined in Government Code Section 53590(c) or MSRB Rule G-23, with the District with respect to the Bonds, and no investment firm controlling, controlled by or under common control with the Underwriter has or has had any such financial advisory relationship.

Appears in 1 contract

Samples: Purchase Contract

Representations, Warranties and Agreements of the Underwriter. The Underwriter represents to and agrees with the District thatDistrict, as of the date hereof and as of the date of Closing: (a) The Underwriter is duly authorized to execute this Purchase Contract and the Underwriter is duly authorized to take any action under this Purchase Contract required to be taken by themit. (b) The Underwriter is in compliance with MSRB Rule G-37 with respect to the District, and are is not prohibited thereby from acting as an the underwriter with respect to securities of the District. (c) The Underwriter has, and have has had, no financial advisory relationship, relationship as that term is defined in Government Code Section 53590(c) or MSRB Rule G-23, G-23 with the District with respect to the Bonds, and no investment firm controlling, controlled by or under common control with the Underwriter has or has had any such financial advisory relationship.

Appears in 1 contract

Samples: Purchase Contract

Representations, Warranties and Agreements of the Underwriter. The Underwriter represents to and agrees with the District that, as of the date hereof and as of the date of the Closing: (a) The Underwriter is duly authorized to execute this Purchase Contract and the Underwriter is duly authorized to take any action under this the Purchase Contract required to be taken by themit. (b) The Underwriter is in compliance with MSRB Rule G-37 with respect to the District, and are is not prohibited thereby from acting as an underwriter with respect to securities of the District. (c) The Underwriter has, and have has had, no financial advisory relationship, as that term is defined in Government Code Section 53590(c) or MSRB Rule G-23, with the District with respect to the Bonds, and no investment firm controlling, controlled by or under common control with the Underwriter has or has had any such financial advisory relationship.

Appears in 1 contract

Samples: Purchase Contract

AutoNDA by SimpleDocs

Representations, Warranties and Agreements of the Underwriter. The Underwriter represents to and agrees with the District that, as of the date hereof and as of the date of the Closing: (a) The Underwriter is duly authorized to execute this Purchase Contract and the Underwriter is duly authorized to take any action under this Purchase Contract required to be taken by themit. (b) The Underwriter is in compliance with MSRB Rule G-37 with respect to the District, and are is not prohibited thereby from acting as an underwriter with respect to securities of the District. (c) The Underwriter has, and have has had, no financial advisory relationship, as that term is defined in Government Code Section 53590(c) or MSRB Rule G-23, with the District with respect to the Bonds, and no investment firm controlling, controlled by or under common control with the Underwriter has or has had any such financial advisory relationship.

Appears in 1 contract

Samples: Purchase Contract

Representations, Warranties and Agreements of the Underwriter. The Underwriter represents to and agrees with the District that, as of the date hereof and as of the date of Closing: (a) The Underwriter is duly authorized to execute this Purchase Contract and the Underwriter is duly authorized to take any action under this Purchase Contract required to be taken by themit. (b) The Underwriter is in compliance with MSRB Rule G-37 with respect to the District, and are is not prohibited thereby from acting as an the underwriter with respect to securities of the District. (c) The Underwriter has, and have has had, no financial advisory relationship, as that term is defined in Government Code Section 53590(c53590 (c) or MSRB Rule G-23, with the District with respect to the Bonds, and no investment firm controlling, controlled by or under common control with the Underwriter has or has had any such financial advisory relationship.

Appears in 1 contract

Samples: Purchase Contract

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!