Common use of Representations, Warranties and Covenants of the Investor Clause in Contracts

Representations, Warranties and Covenants of the Investor. A. The Investor makes to the Placement Agent all the representations and warranties it makes to the Company in the Investment Agreement and, in addition represents, warrants and covenants as follows: (i) The Investor has the necessary power to enter into this Agreement and to consummate the transactions contemplated hereby. (ii) The execution and delivery by the Investor of this Agreement and the consummation of the transactions contemplated herein will not result in any violation of, or be in conflict with, or constitute a default under, any agreement or instrument to which the Investor is a party or by which the Investor or its properties are bound, or any judgment, decree, order or, to the Investor's knowledge, any statute, rule or regulation applicable to the Investor. This Agreement when executed and delivered by the Investor, will constitute the legal, valid and binding obligations of the Investor, enforceable in accordance with their respective terms, except to the extent that (a) the enforceability hereof or thereof may be limited by bankruptcy, insolvency, reorganization, moratorium or similar laws from time to time in effect and affecting the rights of creditors generally, (b) the enforceability hereof or thereof is subject to general principles of equity, or (c) the indemnification provisions hereof or thereof may be held to be in violation of public policy. (iii) the Investor is not, and will not be, as a result of the transactions contemplated by the Offering Materials a "dealer" within the meaning of the Securities Exchange Act of 1934 and applicable federal and state securities laws and regulations. The Investor covenants that in this respect it is and will remain in compliance with the requirements of applicable "no action" rulings of the U.S. Securities Exchange Commission. (iv) The Investor will promptly forward copies of any and all due diligence questionnaires compiled by the Investor to the Placement Agent.

Appears in 20 contracts

Samples: Placement Agent Agreement (Dnaprint Genomics Inc), Placement Agent Agreement (Payment Data Systems Inc), Placement Agent Agreement (Flexxtech Corp)

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Representations, Warranties and Covenants of the Investor. A. The Investor makes to the Placement Agent all the representations and warranties it makes to the Company in the Investment Agreement and, in addition represents, warrants and covenants as follows: (i) The Investor has the necessary power to enter into this Agreement and to consummate the transactions contemplated hereby. (ii) The execution and delivery by the Investor of this Agreement and the consummation of the transactions contemplated herein will not result in any violation of, or be in conflict with, or constitute a default under, any agreement or instrument to which the Investor is a party or by which the Investor or its properties are bound, or any judgment, decree, order or, to the Investor's knowledge, any statute, rule or regulation applicable to the Investor. This Agreement when executed and delivered by the Investor, will constitute the legal, valid and binding obligations of the Investor, enforceable in accordance with their respective terms, except to the extent that (a) the enforceability hereof or thereof may be limited by bankruptcy, insolvency, reorganization, moratorium or similar laws from time to time in effect and affecting the rights of creditors generally, (b) the enforceability hereof or thereof is subject to general principles of equity, or (c) the indemnification provisions hereof or thereof may be held to be in violation of public policy. (iii) the The Investor is not, and will not be, as a result of the transactions contemplated by the Offering Materials a "dealer" within the meaning of the Securities Exchange Act of 1934 and applicable federal and state securities laws and regulations. The Investor covenants that in this respect it is and will remain in compliance with the requirements of applicable "no action" rulings of the U.S. Securities Exchange Commission. (iv) The Investor will promptly forward copies of any and all due diligence questionnaires compiled by the Investor to the Placement Agent. (v) The Investor acknowledges that the Company has agreed to pay the Placement Agent fees for its services from each advance or Put and that Company has instructed the Investor to pay this fee directly to Placement Agent at the time of disbursement of such funds; Investor agrees to notify Placement Agent at the time of each such advance or draw down by Company and to pay the fee directly to Placement Agent.

Appears in 2 contracts

Samples: Placement Agent Agreement (Walker Financial Corp), Placement Agent Agreement (Proton Laboratories Inc)

Representations, Warranties and Covenants of the Investor. A. The Investor makes to the Placement Agent all the representations and warranties it makes to the Company in the Investment Agreement and, in addition represents, warrants and covenants as follows: (i) The Investor has the necessary power to enter into this Agreement and to consummate the transactions contemplated hereby. (ii) The execution and delivery by the Investor of this Agreement and the consummation of the transactions contemplated herein will not result in any violation of, or be in conflict with, or constitute a default under, any agreement or instrument to which the Investor is a party or by which the Investor or its properties are bound, or any judgment, decree, order or, to the Investor's knowledge, any statute, rule or regulation applicable to the Investor. This Agreement when executed and delivered by the Investor, will constitute the legal, valid and binding obligations of the Investor, enforceable in accordance with their respective terms, except to the extent that (a) the enforceability hereof or thereof may be limited by bankruptcy, insolvency, reorganization, moratorium or similar laws from time to time in effect and affecting the rights of creditors generally, (b) the enforceability hereof or thereof is subject to general principles of equity, or (c) the indemnification provisions hereof or thereof may be held to be in violation of public policy. (iii) the The Investor is not, and will not be, as a result of the transactions contemplated by the Offering Materials a "dealer" within the meaning of the Securities Exchange Act of 1934 and applicable federal and state securities laws and regulations. The Investor covenants that in this respect it is and will remain in compliance with the requirements of applicable "no action" rulings of the U.S. Securities Exchange Commission. (iv) The Investor will promptly forward copies of any and all due diligence questionnaires compiled by the Investor to the Placement Agent. (v) The Investor is an Accredited Investor (as defined under the 1933 Act).

Appears in 2 contracts

Samples: Placement Agent Agreement (Nexia Holdings Inc), Placement Agent Agreement (Nexia Holdings Inc)

Representations, Warranties and Covenants of the Investor. A. The Investor makes to the Placement Agent all the representations and warranties it makes to the Company in the Investment Agreement and, in addition represents, warrants and covenants as follows: (i) The Investor has the necessary power to enter into this Agreement and to consummate the transactions contemplated hereby. (ii) The execution and delivery by the Investor of this Agreement and the consummation of the transactions contemplated herein will not result in any violation of, or be in conflict with, or constitute a default under, any agreement or instrument to which the Investor is a party or by which the Investor or its properties are bound, or any judgment, decree, order or, to the Investor's knowledge, any statute, rule or regulation applicable to the Investor. This Agreement when executed and delivered by the Investor, will constitute the legal, valid and binding obligations of the Investor, enforceable in accordance with their respective terms, except to the extent that (a) the enforceability hereof or thereof may be limited by bankruptcy, insolvency, reorganization, moratorium or similar laws from time to time in effect and affecting the rights of creditors generally, (b) the enforceability hereof or thereof is subject to general principles of equity, or (c) the indemnification provisions hereof or thereof may be held to be in violation of public policy. (iii) the The Investor is not, and will not be, as a result of the transactions contemplated by the Offering Materials a "dealer" within the meaning of the Securities Exchange Act of 1934 and applicable federal and state securities laws and regulations. The Investor covenants that in this respect it is and will remain in compliance with the requirements of applicable "no action" rulings of the U.S. Securities Exchange Commission. (iv) The Investor will promptly forward copies of any and all due diligence questionnaires compiled by the Investor to the Placement Agent.

Appears in 2 contracts

Samples: Placement Agent Agreement (Virtra Systems Inc), Placement Agent Agreement (Cal Bay International Inc)

Representations, Warranties and Covenants of the Investor. A. The Investor makes to the Placement Agent all the representations and warranties it makes to the Company in the Investment Agreement and, in addition represents, warrants and covenants as follows: (i) The Investor has the necessary power to enter into this Agreement and to consummate the transactions contemplated hereby. (ii) The execution and delivery by the Investor of this Agreement and the consummation of the transactions contemplated herein will not result in any violation of, or be in conflict withconflictwith, or constitute a default under, any agreement or instrument to which the Investor is a party or by which the Investor or its properties are bound, or any judgment, decree, order or, to the Investor's knowledge, any statute, rule or regulation applicable to the Investor. This Agreement when executed and delivered by the Investor, will constitute the legal, valid and binding obligations of the Investor, enforceable in accordance with their respective terms, except to the extent that (a) the enforceability hereof or thereof may be limited by bankruptcy, insolvency, reorganization, moratorium or similar laws from time to time in effect and affecting the rights of creditors generally, (b) the enforceability hereof or thereof is subject to general principles of equity, or (c) the indemnification provisions hereof or thereof may be held to be in violation of public policy. (iii) the Investor is not, and will not be, as a result of the transactions contemplated by the Offering Materials a "dealer" within the meaning of the Securities Exchange Act of 1934 and applicable federal and state securities laws and regulations. The Investor covenants that in this respect it is and will remain in compliance with the requirements of applicable "no action" rulings of the U.S. Securities Exchange Commission. (iv) The Investor will promptly forward copies of any and all due diligence questionnaires compiled by the Investor to the Placement Agent.

Appears in 2 contracts

Samples: Placement Agent Agreement (Egpi Firecreek, Inc.), Placement Agent Agreement (Egpi Firecreek, Inc.)

Representations, Warranties and Covenants of the Investor. A. The Investor makes to the Placement Agent all the representations and warranties it makes to the Company in the Investment Agreement and, in addition represents, warrants and covenants as follows: (ia) The Investor has the necessary power to enter into this Agreement and to consummate the transactions contemplated hereby. (iib) The execution and delivery by the Investor of this Agreement and the consummation of the transactions contemplated herein will not result in any violation of, or be in conflict with, or constitute a default under, any agreement or instrument to which the Investor is a party or by which the Investor or its properties are bound, or any judgment, decree, order or, to the Investor's knowledge, any statute, rule or regulation applicable to the Investor. This Agreement when executed and delivered by the Investor, will constitute the legal, valid and binding obligations of the Investor, enforceable in accordance with their respective terms, except to the extent that that: (ai) the enforceability hereof or thereof may be limited by bankruptcy, insolvency, reorganization, moratorium or similar laws from time to time in effect and affecting the rights of creditors generally, (bii) the enforceability hereof or thereof is subject to general principles of equity, or (ciii) the indemnification provisions hereof or thereof may be held to be in violation of public policy. (iiic) the Investor is not, and will not be, as a result of the transactions contemplated by the Offering Materials a "dealer" within the meaning of the Securities Exchange Act of 1934 and applicable federal and state securities laws and regulations. The Investor covenants that in this respect it is and will remain in compliance with the requirements of applicable "no action" rulings of the U.S. Securities Exchange Commission. (iv) The Investor will promptly forward copies of any and all due diligence questionnaires compiled by the Investor to the Placement Agent.

Appears in 2 contracts

Samples: Placement Agent Agreement (Fonefriend Inc), Placement Agent Agreement (Genethera Inc)

Representations, Warranties and Covenants of the Investor. A. The Investor makes to the Placement Agent all the representations and warranties it makes to the Company in the Investment Agreement and, in addition represents, warrants and covenants as follows: (ia) The Investor has the necessary power to enter into this Agreement and to consummate the transactions contemplated hereby. (iib) The execution and delivery by the Investor of this Agreement and the consummation of the transactions contemplated herein will not result in any violation of, or be in conflict with, or constitute a default under, any agreement or instrument to which the Investor is a party or by which the Investor or its properties are bound, or any judgment, decree, order or, to the Investor's ’s knowledge, any statute, rule or regulation applicable to the Investor. This Agreement when executed and delivered by the Investor, will constitute the legal, valid and binding obligations of the Investor, enforceable in accordance with their respective terms, except to the extent that that: (ai) the enforceability hereof or thereof may be limited by bankruptcy, insolvency, reorganization, moratorium or similar laws from time to time in effect and affecting the rights of creditors generally, (bii) the enforceability hereof or thereof is subject to general principles of equity, or (ciii) the indemnification provisions hereof or thereof may be held to be in violation of public policy. (iiic) the Investor is not, and will not be, as a result of the transactions contemplated by the Offering Materials a "dealer" within the meaning of the Securities Exchange Act of 1934 and applicable federal and state securities laws and regulations. The Investor covenants that in this respect it is and will remain in compliance with the requirements of applicable "no action" rulings of the U.S. Securities Exchange Commission. (iv) The Investor will promptly forward copies of any and all due diligence questionnaires compiled by the Investor to the Placement Agent.

Appears in 1 contract

Samples: Placement Agent Agreement (Litfunding Corp)

Representations, Warranties and Covenants of the Investor. A. The Investor makes to the Placement Agent all the representations and warranties it makes to the Company in the Investment Agreement and, in addition represents, warrants and covenants as follows: (i) The Investor has the necessary power to enter into this Agreement and to consummate the transactions contemplated hereby. (ii) The execution and delivery by the Investor of this Agreement and the consummation of the transactions contemplated herein will not result in any violation of, or be in conflict with, or constitute a default under, any agreement or instrument to which the Investor is a party or by which the Investor or its properties are bound, or any judgment, decree, order or, to the Investor's ’s knowledge, any statute, rule or regulation applicable to the Investor. This Agreement when executed and delivered by the Investor, will constitute the legal, valid and binding obligations of the Investor, enforceable in accordance with their respective terms, except to the extent that (a) the enforceability hereof or thereof may be limited by bankruptcy, insolvency, reorganization, moratorium or similar laws from time to time in effect and affecting the rights of creditors generally, (b) the enforceability hereof or thereof is subject to general principles of equity, or (c) the indemnification provisions hereof or thereof may be held to be in violation of public policy. (iii) the Investor is not, and will not be, as a result of the transactions contemplated by the Offering Materials a "dealer" within the meaning of the Securities Exchange Act of 1934 and applicable federal and state securities laws and regulations. The Investor covenants that in this respect it is and will remain in compliance with the requirements of applicable "no action" rulings of the U.S. Securities Exchange Commission. (iv) The Investor will promptly forward copies of any and all due diligence questionnaires compiled by the Investor to the Placement Agent.

Appears in 1 contract

Samples: Placement Agent Agreement (Getting Ready Corp)

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Representations, Warranties and Covenants of the Investor. A. The Investor makes to the Placement Agent all the representations and warranties it makes to the Company in the Investment Agreement and, in addition represents, warrants and covenants as follows: (ia) The Investor has the necessary power to enter into this Agreement and to consummate the transactions contemplated hereby. (iib) The execution and delivery by the Investor of this Agreement and the consummation of the transactions contemplated herein will not result in any violation of, or be in conflict with, or constitute a default under, any agreement or instrument to which the Investor is a party or by which the Investor or its properties are bound, or any judgment, decree, order or, to the Investor's ’s knowledge, any statute, rule or regulation applicable to the Investor. This Agreement when executed and delivered by the Investor, will constitute the legal, valid and binding obligations of the Investor, enforceable in accordance with their respective terms, except to the extent that that: (ai) the enforceability hereof or thereof may be limited by bankruptcy, insolvency, reorganization, moratorium or similar laws from time to time in effect and affecting the rights of creditors generally, (bii) the enforceability hereof or thereof is subject to general principles of equity, or (ciii) the indemnification provisions hereof or thereof may be held to be in violation of public policy. (iiic) the Investor is not, and will not be, as a result of the transactions contemplated by the Offering Materials a "dealer" within the meaning of the Securities Exchange Act of 1934 and applicable federal and state securities laws and regulations. The Investor covenants that in this respect it is and will remain in compliance with the requirements of applicable "no action" rulings of the U.S. Securities Exchange Commission. (iv) The Investor will promptly forward copies of any and all due diligence questionnaires compiled by the Investor to the Placement Agent.

Appears in 1 contract

Samples: Placement Agent Agreement (Litfunding Corp)

Representations, Warranties and Covenants of the Investor. A. The Investor makes to the Placement Agent all the representations and warranties it makes to the Company in the Investment Agreement and, in addition represents, warrants and covenants as follows: (i) The Investor has the necessary power to enter into this Agreement and to consummate the transactions contemplated hereby. (ii) The execution and delivery by the Investor of this Agreement and the consummation of the transactions contemplated herein will not result in any violation of, or be in conflict with, or constitute a default under, any agreement or instrument to which the Investor is a party or by which the Investor or its properties are bound, or any judgment, decree, order or, to the Investor's ’s knowledge, any statute, rule or regulation applicable to the Investor. This Agreement when executed and delivered by the Investor, will constitute the legal, valid and binding obligations of the Investor, enforceable in accordance with their respective terms, except to the extent that (a) the enforceability hereof or thereof may be limited by bankruptcy, insolvency, reorganization, moratorium or similar laws from time to time in effect and affecting the rights of creditors generally, (b) the enforceability hereof or thereof is subject to general principles of equity, or (c) the indemnification provisions hereof or thereof may be held to be in violation of public policy. (iii) the The Investor is not, and will not be, as a result of the transactions contemplated by the Offering Materials a "dealer" within the meaning of the Securities Exchange Act of 1934 and applicable federal and state securities laws and regulations. The Investor covenants that in this respect it is and will remain in compliance with the requirements of applicable "no action" rulings of the U.S. Securities Exchange Commission. (iv) The Investor will promptly forward copies of any and all due diligence questionnaires compiled by the Investor to the Placement Agent. (v) The Investor acknowledges that the Company has agreed to pay the Placement Agent fees for its services from each advance or Put and that Company has instructed the Investor to pay this fee directly to Placement Agent at the time of disbursement of such funds; Investor agrees to notify Placement Agent at the time of each such advance or draw down by Company and to pay the fee directly to Placement Agent.

Appears in 1 contract

Samples: Placement Agent Agreement (Integrated Pharmaceuticals Inc)

Representations, Warranties and Covenants of the Investor. A. The Investor makes to the Placement Agent all the representations and warranties it makes to the Company in the Investment Agreement and, in addition represents, warrants and covenants as follows: (i) The Investor has the necessary power to enter into this Agreement and to consummate the transactions contemplated hereby. (ii) The execution and delivery by the Investor of this Agreement and the consummation of the transactions contemplated herein will not result in any violation of, or be in conflict with, or constitute a default under, any agreement or instrument to which the Investor is a party or by which the Investor or its properties are bound, or any judgment, decree, order or, to the Investor's knowledge, any statute, rule or regulation applicable to the Investor. This Agreement when executed and delivered by the Investor, will constitute the legal, valid and binding obligations of the Investor, enforceable in accordance with their respective terms, except to the extent that (a) the enforceability hereof or thereof may be limited by bankruptcy, insolvency, reorganization, moratorium or similar laws from time to time in effect and affecting the rights of creditors generally, (b) the enforceability hereof or thereof is subject to general principles of equity, or (c) the indemnification provisions hereof or thereof may be held to be in violation of public policy. (iii) the The Investor is not, and will not be, as a result of the transactions contemplated by the Offering Materials a "dealer" within the meaning of the Securities Exchange Act of 1934 and applicable federal and state securities laws and regulations. The Investor covenants that in this respect it is and will remain in compliance with the requirements of applicable "no action" rulings of the U.S. Securities Exchange Commission. (iv) The Investor will promptly forward copies of any and all due diligence questionnaires compiled by the Investor to the Placement Agent.

Appears in 1 contract

Samples: Placement Agent Agreement (Newave Inc)

Representations, Warranties and Covenants of the Investor. A. The Investor makes to the Placement Agent all the representations and warranties it makes to the Company in the Investment Agreement and, in addition represents, warrants and covenants as follows: (i) The Investor has the necessary power to enter into this Agreement and to consummate the transactions contemplated hereby. (ii) The execution and delivery by the Investor of this Agreement and the consummation of the transactions contemplated herein will not result in any violation of, or be in conflict with, or constitute a default under, any agreement or instrument to which the Investor is a party or by which the Investor or its properties are bound, or any judgment, decree, order or, to the Investor's ’s knowledge, any statute, rule or regulation applicable to the Investor. This Agreement when executed and delivered by the Investor, will constitute the legal, valid and binding obligations of the Investor, enforceable in accordance with their respective terms, except to the extent that (a) the enforceability hereof or thereof may be limited by bankruptcy, insolvency, reorganization, moratorium or similar laws from time to time in effect and affecting the rights of creditors generally, (b) the enforceability hereof or thereof is subject to general principles of equity, or (c) the indemnification provisions hereof or thereof may be held to be in violation of public policy. (iii) the The Investor is not, and will not be, as a result of the transactions contemplated by the Offering Materials a "dealer" within the meaning of the Securities Exchange Act of 1934 and applicable federal and state securities laws and regulations. The Investor covenants that in this respect it is and will remain in compliance with the requirements of applicable "no action" rulings of the U.S. Securities Exchange Commission. (iv) The Investor will promptly forward copies of any and all due diligence questionnaires compiled by the Investor to the Placement Agent.

Appears in 1 contract

Samples: Placement Agent Agreement (Houseraising, Inc.)

Representations, Warranties and Covenants of the Investor. A. The Investor makes to the Placement Agent all the representations and warranties it makes to the Company in the Investment Agreement and, in addition represents, warrants and covenants as follows: (i) The Investor has the necessary power to enter into this Agreement and to consummate the transactions contemplated hereby. (ii) The execution and delivery by the Investor of this Agreement and the consummation of the transactions contemplated herein will not result in any violation of, or be in conflict withconflictwith, or constitute a default under, any agreement or instrument to which the Investor is a party or by which the Investor or its properties are bound, or any judgment, decree, order or, to the Investor's knowledge, any statute, rule or regulation applicable to the Investor. This Agreement when executed and delivered by the Investor, will constitute the legal, valid and binding obligations of the Investor, enforceable in accordance with their respective terms, except to the extent that (a) the enforceability hereof or thereof may be limited by bankruptcy, insolvency, reorganization, moratorium or similar laws from time to time in effect and affecting the rights of creditors generally, (b) the enforceability hereof or thereof is subject to general principles of equity, or (c) the indemnification provisions hereof or thereof may be held to be in violation of public policy. (iii) the Investor is not, and will not be, as a result of the transactions contemplated by the Offering Materials a "dealer" within the meaning of the Securities Exchange Act of 1934 and applicable federal and state securities laws and regulations. The Investor covenants that in this respect it is and will remain in compliance with the requirements of applicable "no action" rulings of the U.S. Securities Exchange Commission. (iv) The Investor will promptly forward copies of any and all due diligence questionnaires compiled by the Investor to the Placement Agent.

Appears in 1 contract

Samples: Placement Agent Agreement (M Wise Inc)

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