Republic of South Africa. a. FAIS Notice 37 of 2014: If you are subject to South African securities laws we will engage in securities transactions with you only under the exemption from section 7(1) of the Financial Advisory and Intermediary Services Act, 2002 granted by FAIS Notice 37 of 2014 issued by the Financial Services Board (“FSB”).
Appears in 2 contracts
Samples: Terms of Business, Terms of Business
Republic of South Africa. a. FAIS Notice 37 of 2014: If you are subject to South African securities laws we will engage in securities transactions with you only under the exemption from section 7(1) of the Financial Advisory and Intermediary Services Act, 2002 granted by FAIS Notice 37 of 2014 issued by the Financial Services Board (“FSB”).
Appears in 1 contract
Samples: Service Agreement
Republic of South Africa. a. (a) FAIS Notice 37 of 2014: If you are subject to South African securities laws we will engage in securities transactions with you only under the exemption from section 7(1) of the Financial Advisory and Intermediary Services Act, 2002 granted by FAIS Notice 37 of 2014 issued by the Financial Services Board (“FSB”).
Appears in 1 contract
Samples: Service Agreement