Required Actions. The Company, subject to the filing of the Prospectus under Rule 497, has taken all required actions under the 1933 Act, the 1933 Act Regulations and the Investment Company Act to make the public offering and consummate the sale of the Securities as contemplated by this Agreement.
Appears in 6 contracts
Samples: Underwriting Agreement (THL Credit, Inc.), Debt Underwriting Agreement (THL Credit, Inc.), Debt Underwriting Agreement (THL Credit, Inc.)
Required Actions. The Company, subject to the filing of the Prospectus under Rule 497, has taken all required actions under the 1933 Act, the 1933 Act Regulations Regulations, the 1939 Act and the Investment Company 1940 Act to make the public offering and consummate the sale of the Securities Notes as contemplated by this Agreement.
Appears in 3 contracts
Samples: Underwriting Agreement (THL Credit, Inc.), Underwriting Agreement (THL Credit, Inc.), Underwriting Agreement (THL Credit, Inc.)
Required Actions. The Company, subject to the filing of the Prospectus under Rule 497, has taken all required actions under the 1933 Act, the 1933 Act Regulations and the Investment Company 1940 Act to make the public offering and consummate the sale of the Securities as contemplated by this Agreement.
Appears in 2 contracts
Samples: Underwriting Agreement (THL Credit, Inc.), Purchase Agreement (THL Credit, Inc.)
Required Actions. The Company, subject to the filing of the Prospectus under Rule 497, has taken all required actions under the 1933 Act, the 1933 Act Regulations and the Investment Company Act to make the public offering and consummate the sale of the IPO Securities as contemplated by this Agreement and the BDC Holdings Subscription Agreement, as applicable.
Appears in 2 contracts
Samples: Purchase Agreement (THL Credit, Inc.), Purchase Agreement (THL Credit, Inc.)