Common use of Responsibility of Client to Clause in Contracts

Responsibility of Client to. invest in compliance with Rules and Regulations Not only for the protection of Client, but also for the protection of Finst and the other clients of Finst, Client guarantees to utilise the services of Finst in compliance with Rules and Regulations, including but not limited to the following situations. - Client will invest with Finst with legally earned money and/or Digital Assets only. - The Instructions and transactions of Client may not solely or mainly be aimed at the avoidance of tax that Client would otherwise be obliged to pay. - Client will not act in breach of market abuse norms and rules. An example of behaviour that is not allowed, is insider dealing. Insider dealing means that you invest in Digital Assets, while having confidential information about the Digital Assets, that would have an effect on the price thereof if it would be public. Another example of behaviour that is not allowed, is manipulating the price of a Digital Asset, e.g. by entering many small Orders that give the misleading impression that there is a high demand for the Digital Asset. Many different strategies are deemed to be market abuse. Be aware of that when considering your Orders. When in doubt, then it is advisable to seek professional advice.

Responsibility of Client to. invest in compliance with Rules and Regulations Not only for the protection of Client, but also for the protection of Finst and the other clients of Finst, Client guarantees to utilise the services of Finst in compliance with Rules and Regulations, including but not limited to the following situations. - Client will invest with Finst with legally earned money and/or Digital Assets only. - The Instructions and transactions of Client may not solely or mainly be aimed at the avoidance of tax that Client would otherwise be obliged to pay. - Client will not act in breach of market abuse norms and rules. An example of behaviour that is not allowed, is insider dealing. Insider dealing means that you invest in Digital Assets, while having confidential information about the Digital Assets, that would have an effect on the price thereof if it would be public. Another example of behaviour that is not allowed, is manipulating the price of a Digital Asset, e.g. by entering many small Orders that give the misleading impression that there is a high demand for the Digital Asset. Many different strategies are deemed to be market abuse. Be aware of that when considering your Orders. When in doubt, then it is advisable to seek professional advice.