Common use of Restrictions and Conditions on Certain Accounts Clause in Contracts

Restrictions and Conditions on Certain Accounts. Broker hereby agrees and acknowledges that it is obligated to comply with restrictions and conditions on opening and accepting certain accounts, including but not limited to, the following:

Appears in 4 contracts

Samples: Fully Disclosed Clearing Agreement (Gleacher & Company, Inc.), Fully Disclosed Clearing Agreement (Broadpoint Securities Group, Inc.), Fully Disclosed Clearing Agreement (Summit Financial Services Group Inc)

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Restrictions and Conditions on Certain Accounts. Broker hereby agrees and acknowledges that it is obligated to comply with restrictions and conditions on opening and accepting certain accounts, including but not limited to, the following:,

Appears in 1 contract

Samples: Fully Disclosed Clearing Agreement (Kbw, Inc.)

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