Restrictions Generally. Until they expire in accordance with Section 3(b), the following restrictions (the “Restrictions”) shall apply to the Restricted Stock: (1) the Restricted Stock shall be subject to a risk of forfeiture as set forth in Section 3(b) (the “Risk of Forfeiture”), and (2) Employee shall not sell, transfer, assign, pledge, margin, or otherwise encumber or dispose of the Restricted Stock (except for transfers and forfeitures to the Company). Upon issuance of certificates or the transfer agent making the appropriate entry on its books representing the Restricted Stock in the name of Employee, which shall occur as promptly as practicable after the Grant Date, Employee shall be entitled to receive dividends on the Restricted Stock as provided in Section 3(e), shall be entitled to vote Restricted Stock on any matter submitted to a vote of holders of Common Stock, and shall have all other rights in connection with such Restricted Stock as would a holder of Common Stock except as otherwise expressly provided under this Section 3, and subject to the Committee’s authority (including authority to make adjustments to Awards) under the 2003 Plan.
Appears in 4 contracts
Samples: Restricted Stock Agreement (Jefferies Group Inc /De/), Restricted Stock Agreement (Jefferies Group Inc /De/), Restricted Stock Agreement (Jefferies Group Inc /De/)
Restrictions Generally. Until they expire in accordance with Section 3(b), the following restrictions (the “"Restrictions”") shall apply to the Restricted Stock: (1) the Restricted Stock shall be subject to a risk of forfeiture as set forth in Section 3(b) (the “"Risk of Forfeiture”"), and (2) Employee shall not sell, transfer, assign, pledge, margin, or otherwise encumber or dispose of the Restricted Stock (except for transfers and forfeitures to the Company). Upon issuance of certificates or the transfer agent making the appropriate entry on its books representing the Restricted Stock in the name of Employee, which shall occur as promptly as practicable after the Grant Date, Employee shall be entitled to receive dividends on the Restricted Stock as provided in Section 3(e), shall be entitled to vote Restricted Stock on any matter submitted to a vote of holders of Common Stock, and shall have all other rights in connection with such Restricted Stock as would a holder of Common Stock except as otherwise expressly provided under this Section 3, and subject to the Committee’s 's authority (including authority to make adjustments to Awards) under the 2003 Plan.
Appears in 1 contract
Samples: Restricted Stock Agreement (Jefferies Group Inc /De/)
Restrictions Generally. Until they expire lapse in accordance with Section 3(b), the following restrictions (the “Restrictions”) shall apply to the Restricted Stock: (1) the Restricted Stock shall be subject to a risk of forfeiture as set forth in Section 3(b) (the “Risk of Forfeiture”), and (2) the Employee shall not sell, transfer, assign, pledge, margin, or otherwise encumber or dispose of the Restricted Stock or any interest therein (except for transfers and forfeitures back to the Company). Upon issuance of certificates or the transfer agent making the appropriate entry on its books shares of Common Stock representing the Restricted Stock in the name of Employee, which shall occur the Employee as promptly as practicable after of the Grant Date, the Employee shall be entitled to receive dividends on and distributions in respect of the Restricted Stock as provided in Section 3(e3(d)(i), shall be entitled to vote the Restricted Stock on any matter submitted to a vote of holders of the Common StockStock as provided in Section 3(d)(ii), and shall have all other rights in connection with such the Restricted Stock as would a holder of the Common Stock Stock, except as otherwise expressly provided under this Section 3, 3 and subject to the Committee’s authority (including authority to make adjustments to Awards) under the 2003 2001 Plan.
Appears in 1 contract
Samples: Restricted Stock Agreement (United States Lime & Minerals Inc)
Restrictions Generally. Until they expire in accordance with Section 3(b)) and the 2003 Plan, the following restrictions (the “"Restrictions”") shall apply to the Restricted Stock: (1) the Restricted Stock shall be subject to a risk of forfeiture as set forth in Section 3(b) (the “"Risk of Forfeiture”"), and (2) Employee shall not sell, transfer, assign, pledge, margin, or otherwise encumber or dispose of the Restricted Stock (except for transfers and forfeitures to the Company). Upon issuance of certificates or the transfer agent making the appropriate entry on its books representing the Restricted Stock in the name of Employee, which shall occur as promptly as practicable after the Grant Date, Employee shall be entitled to receive dividends on the Restricted Restricted Stock as provided in Section 3(e), shall be entitled to vote Restricted Stock on any matter submitted to a vote of holders of Common StockShares, and shall have all other rights in connection with such Restricted Stock as would a holder of Common Stock Shares except as otherwise expressly provided under this Section 3, and subject to the Committee’s 's authority (including authority to make adjustments adjustments to Awards) under the 2003 Plan.
Appears in 1 contract
Samples: Restricted Stock Agreement (Leucadia National Corp)