Common use of Restrictions on Transfer Registration Rights Clause in Contracts

Restrictions on Transfer Registration Rights. (a) The Warrantholder agrees that prior to making any disposition of the Warrants or the Shares, including without limitation, to persons or entities identified in clauses (i) through (iv), inclusive, of Section 1.3 hereof, other than pursuant to a registration statement or other notification or post- effective amendment thereto (hereinafter collectively a "Registration Statement") filed by the Company with, and declared effective, by, the Securities and Exchange Commission (the "Commission"), the Warrantholder shall give written notice to the Company describing briefly the manner in which any such proposed disposition is to be made and shall provide such other information as may reasonably be required by the Company and counsel familiar with securities matters to conclude that no Registration Statement under the Act is required with respect to such disposition, and no such disposition shall be made if the Company has notified the Warrantholder that in the opinion of counsel reasonably satisfactory to the Company a Registration Statement under the Act is required with respect to such disposition, and no such Registration Statement has been filed by the Company with, and if necessary, declared effective, by the Commission.

Appears in 2 contracts

Samples: Warrant Agreement (Creative Master International Inc), S Warrant Agreement (Creative Master International Inc)

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Restrictions on Transfer Registration Rights. (a) 11.1 The Warrantholder agrees that prior to making any disposition of the Warrants or the Shares, including without limitation, to persons or entities identified in clauses (i) through (iv), inclusive, of Section 1.3 hereof, other than pursuant to a registration statement or other notification or post- post-effective amendment thereto (hereinafter collectively a "Registration Statement") filed by the Company with, and declared effective, by, the Securities and Exchange Commission (the "Commission"), the Warrantholder shall give written notice to the Company describing briefly the manner in which any such proposed disposition is to be made and shall provide such other information as may reasonably be required by the Company and counsel familiar with securities matters matter to conclude that no Registration Statement under the Act is required with respect to such disposition, and no such disposition shall be made if the Company has notified the Warrantholder that in the opinion of counsel reasonably satisfactory to the Company Warrantholder a Registration Statement under the Act is required with respect to such disposition, disposition and no such Registration Statement has been filed by the Company with, and declared effective, if necessary, declared effectiveby, by the Commission.

Appears in 2 contracts

Samples: Warrant Agreement (Trident Rowan Group Inc), Warrant Agreement (Trident Rowan Group Inc)

Restrictions on Transfer Registration Rights. (a) The Warrantholder agrees that prior to making any disposition of the Warrants or the Shares, including without limitation, to persons or entities identified in clauses (i) through (iv), inclusive, of Section 1.3 hereof, other than pursuant to a registration statement or other notification or post- post-effective amendment thereto (hereinafter collectively a "Registration Statement") filed by the Company with, and declared effective, by, the Securities and Exchange Commission (the "Commission"), the Warrantholder shall give written notice to the Company describing briefly the manner in which any such proposed disposition is to be made and shall provide such other information as may reasonably be required by the Company and counsel familiar with securities matters matter to conclude that no Registration Statement under the Act is required with respect to such disposition, and no such disposition shall be made if the Company has notified the Warrantholder that in the opinion of counsel reasonably satisfactory to the Company Warrantholder a Registration Statement under the Act is required with respect to such disposition, disposition and no such Registration Statement has been filed by the Company with, and declared effective, if necessary, declared effectiveby, by the Commission.

Appears in 1 contract

Samples: Warrant Agreement (Trident Rowan Group Inc)

Restrictions on Transfer Registration Rights. (a) The Warrantholder agrees that prior to making any disposition of the Warrants or the Shares, including without limitation, to persons or entities identified in clauses (i) through (ivvi), inclusive, of Section 1.3 hereof, other than pursuant to a registration statement or other notification or post- post-effective amendment thereto (hereinafter collectively a "Registration Statement") filed by the Company with, and declared effective, by, the Securities and Exchange Commission (the "Commission"), the Warrantholder shall give written notice to the Company describing briefly the manner in which any such proposed disposition is to be made and shall provide such other information as may reasonably be required by the Company and counsel familiar with securities matters matter to conclude that no Registration Statement under the Act is required with respect to such disposition, and no such disposition shall be made if the Company has notified the Warrantholder that in the opinion of counsel reasonably satisfactory to the Company Warrantholder a Registration Statement under the Act is required with respect to such disposition, disposition and no such Registration Statement has been filed by the Company with, and declared effective, if necessary, declared effectiveby, by the Commission.

Appears in 1 contract

Samples: Warrant Agreement (Hawker Pacific Aerospace)

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Restrictions on Transfer Registration Rights. (a) The Warrantholder agrees that prior to making any disposition of the Warrants or the Shares, including without limitation, to persons or entities identified in clauses (i) through (ivvi), inclusive, of Section 1.3 hereof, other than pursuant to a registration statement or other notification or post- post-effective amendment thereto (hereinafter collectively a "Registration Statement") filed by the Company with, and declared effective, by, the Securities and Exchange Commission (the "Commission"), ) the Warrantholder shall give written notice to the Company describing briefly the manner in which any such proposed disposition is to be made and shall provide such other information as may reasonably be required by the Company and counsel familiar with securities matters matter to conclude that no Registration Statement under the Act is required with respect to such disposition, and no such disposition shall be made if the Company has notified the Warrantholder that in the opinion of counsel reasonably satisfactory to the Company Warrantholder a Registration Statement under the Act is required with respect to such disposition, disposition and no such Registration Statement has been filed by the Company with, and declared effective, if necessary, declared effectiveby, by the Commission.

Appears in 1 contract

Samples: Warrant Agreement (Jaco Electronics Inc)

Restrictions on Transfer Registration Rights. (a) 11.1 The Warrantholder agrees that prior to making any disposition of the Warrants or the Shares, including without limitation, to persons or entities identified in clauses (i) through (iv), inclusive, of Section 1.3 hereof, other than pursuant to a registration statement or other notification or post- post-effective amendment thereto (hereinafter collectively a "Registration Statement") filed by the Company with, and declared effective, by, the Securities and Exchange Commission (the "Commission"), including the Registration Statement referred to in Section 11.2 below, the Warrantholder shall give written notice to the Company describing briefly the manner in which any such proposed disposition is to be made and shall provide such other information as may reasonably be required by the Company and counsel familiar with securities matters matter to conclude that no Registration Statement under the Act is required with respect to such disposition, and no such disposition shall be made if the Company has notified the Warrantholder that in the opinion of counsel reasonably satisfactory to the Company Warrantholder a Registration Statement under the Act is required with respect to such disposition, disposition and no such Registration Statement has been filed by the Company with, and declared effective, if necessary, declared effectiveby, by the Commission.

Appears in 1 contract

Samples: Warrant Agreement (Trident Rowan Group Inc)

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