Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 5162 contracts
Samples: Common Stock Purchase Warrant (BioAtla, Inc.), Pre Funded Securities Agreement (Banzai International, Inc.), Placement Agent Common Stock Agreement (GAXOS.AI Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 1543 contracts
Samples: Common Stock Purchase Warrant (Wisa Technologies, Inc.), Common Stock Purchase Warrant (Know Labs, Inc.), Pre Funded Ordinary Share Purchase Warrant (Fangdd Network Group Ltd.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, or unless exercised in a cashless exercise when Rule 144 is available, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 179 contracts
Samples: Security Agreement (PishPosh, Inc.), Security Agreement (PishPosh, Inc.), Security Agreement (Soluna Holdings, Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 103 contracts
Samples: Security Agreement (Sidus Space Inc.), Security Agreement (Sidus Space Inc.), Pre Funded Common Stock Purchase Warrant (Roadzen Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares ADSs acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 81 contracts
Samples: Placement Agent Warrant (Purple Biotech Ltd.), Warrant (Belite Bio, Inc), Underwriting Agreement (Nova Minerals LTD)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and state, federal or foreign securities laws.
Appears in 77 contracts
Samples: Warrant Agreement (Cosmos Health Inc.), Security Agreement (180 Life Sciences Corp.), Pre Funded Warrant Agreement (OneMedNet Corp)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 62 contracts
Samples: Exchange Subscription Agreement (Heritage Distilling Holding Company, Inc.), Common Stock Purchase Warrant (Heritage Distilling Holding Company, Inc.), Exchange Subscription Agreement (Heritage Distilling Holding Company, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Purchase Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 59 contracts
Samples: Purchase Warrant Agreement (Mingteng International Corp Inc.), Purchase Warrant Agreement (Mingteng International Corp Inc.), Purchase Warrant Agreement (Mingteng International Corp Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares and Warrant ADSs acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 50 contracts
Samples: Placement Agent Warrant (Can-Fite BioPharma Ltd.), Security Agreement (Can-Fite BioPharma Ltd.), Warrant Agreement (Can-Fite BioPharma Ltd.)
Restrictions. The Holder acknowledges that the Warrant ADSs and the underlying Ordinary Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal or foreign securities laws.
Appears in 30 contracts
Samples: Underwriting Agreement (HW Electro Co., Ltd.), Placement Agent Agreement (Steakholder Foods Ltd.), Redeemable Warrant Agreement (Steakholder Foods Ltd.)
Restrictions. The Holder acknowledges that the Warrant Shares ADSs acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 27 contracts
Samples: Pre Funded Warrant (Xylo Technologies LTD), Pre Funded Warrant (Mobilicom LTD), Warrant Agreement (SaverOne 2014 Ltd.)
Restrictions. The Holder Each registered holder acknowledges that the Warrant Shares acquired upon the exercise of this a Warrant, if not registered, and the Holder registered holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 26 contracts
Samples: Warrant Agreement (Medlab Clinical Ltd.), Warrant Agreement (Mawson Infrastructure Group Inc.), Warrant Agreement (Gaucho Group Holdings, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal or foreign securities laws.
Appears in 22 contracts
Samples: Common Stock Purchase Warrant (Scorpius Holdings, Inc.), Pre Funded Common Stock Purchase Warrant (Alta Global Group LTD), Pre Funded Common Stock Purchase Warrant (Scorpius Holdings, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, or otherwise able to be resold or transferred without restriction pursuant to an exemption from registration under the Securities Act, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 22 contracts
Samples: Common Shares Purchase Agreement (Sidus Space Inc.), Underwriting Agreement (BriaCell Therapeutics Corp.), Common Shares Purchase Warrant (BriaCell Therapeutics Corp.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws, and in such case, the Holder, by the acceptance hereof, represents and warrants that the Holder will acquire such Warrant Shares issuable upon such exercise for its own account and not with a view to or for distributing or reselling Warrant Shares or any part thereof in violation of the Securities Act or any applicable state securities law.
Appears in 19 contracts
Samples: Pre Funded Ordinary Shares Purchase Warrant (Wearable Devices Ltd.), Ordinary Shares Purchase Warrant (Wearable Devices Ltd.), Common Stock Purchase Warrant (Inmune Bio, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will may have restrictions upon resale imposed by state and federal or foreign securities laws.
Appears in 18 contracts
Samples: Security Agreement (China Natural Resources Inc), Warrant Agreement (China Natural Resources Inc), Common Stock Purchase Warrant (EBET, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.. g)
Appears in 15 contracts
Samples: Common Stock Purchase Warrant (Greenidge Generation Holdings Inc.), Securities Purchase Agreement (Digital Media Solutions, Inc.), Warrant Agreement (Digital Media Solutions, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exerciseCashless Exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 15 contracts
Samples: Security Agreement (Vicinity Motor Corp), Security Agreement (Vicinity Motor Corp), Common Stock Purchase Warrant (Cytosorbents Corp)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state state, provincial and federal securities lawslaws in the United States and Canada.
Appears in 14 contracts
Samples: Placement Agency Agreement (Snow Lake Resources Ltd.), Underwriting Agreement (GREENPOWER MOTOR Co INC.), Placement Agency Agreement (KWESST Micro Systems Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state state, provincial and federal securities laws.
Appears in 12 contracts
Samples: Security Agreement (Aralez Pharmaceuticals Inc.), Security Agreement (Aralez Pharmaceuticals Inc.), Security Agreement (Aralez Pharmaceuticals Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered under the Securities Act or other applicable Securities Laws and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities lawsapplicable Securities Laws.
Appears in 11 contracts
Samples: Warrant Agreement (Millennium Healthcare Inc.), Security Agreement (PLC Systems Inc), Securities Agreement (PLC Systems Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired issuable upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 10 contracts
Samples: Common Stock Purchase Warrant (Nuwellis, Inc.), Pre Funded Common Stock Purchase Warrant (Nuwellis, Inc.), Common Stock Purchase Warrant (Nuwellis, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities lawslaws and may have restrictions on resale in certain instances even if the Holder does utilize cashless exercise.
Appears in 10 contracts
Samples: Security Agreement (Integrity Applications, Inc.), Security Agreement (Integrity Applications, Inc.), Security Agreement (Integrity Applications, Inc.)
Restrictions. The Holder acknowledges that the Placement Agent Warrant Shares acquired upon the exercise of this Placement Agent Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 10 contracts
Samples: Placement Agent Warrant (Qualigen Therapeutics, Inc.), Placement Agent Warrant (Qualigen Therapeutics, Inc.), Placement Agent Warrant (Qualigen Therapeutics, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws and applicable Canadian securities laws.
Appears in 9 contracts
Samples: Underwriter Common Share Purchase Warrant (ImmunoPrecise Antibodies Ltd.), Common Share Purchase Warrant (Aeterna Zentaris Inc.), Placement Agent Agreement (Aeterna Zentaris Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exerciseCashless Exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 9 contracts
Samples: Subscription Agreement (Optimus Healthcare Services, Inc.), Security Agreement (Optimus Healthcare Services, Inc.), Security Agreement (Optimus Healthcare Services, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws..
Appears in 8 contracts
Samples: Common Stock Purchase Warrant (Brainstorm Cell Therapeutics Inc.), Common Stock Purchase Warrant (Capricor Therapeutics, Inc.), Representative Warrant Agreement (Assure Holdings Corp.)
Restrictions. The Holder acknowledges that the Warrant Shares and the underlying Ordinary Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal or foreign securities laws.
Appears in 8 contracts
Samples: Security Agreement (Lion Group Holding LTD), Security Agreement (Lion Group Holding LTD), Securities Agreement (Lion Group Holding LTD)
Restrictions. The Holder acknowledges that the Warrant Shares ADSs acquired upon the exercise of this Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and state, federal or foreign securities laws.
Appears in 7 contracts
Samples: Warrant Agreement (Quoin Pharmaceuticals, Ltd.), Warrant Agreement (Quoin Pharmaceuticals, Ltd.), Securities Agreement (Akari Therapeutics PLC)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities lawslaws unless the Holder utilizes the cashless exercise provisions hereof.
Appears in 7 contracts
Samples: Warrant Agent Agreement, Warrant Agent Agreement (Palatin Technologies Inc), Warrant Agent Agreement (Mast Therapeutics, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares and Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 6 contracts
Samples: Security Agreement (G Medical Innovations Holdings Ltd.), Warrant Agreement (G Medical Innovations Holdings Ltd.), Warrant Agreement (G Medical Innovations Holdings Ltd.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws, and that the Company will have no obligation to issue any such Warrant Shares except in circumstances in which the issuance of such Warrant Shares are so registered or exempt from registration.
Appears in 6 contracts
Samples: Warrant Agency Agreement (Cazoo Group LTD), Warrant Agency Agreement (Cazoo Group LTD), Warrant Agency Agreement (Cazoo Group LTD)
Restrictions. The Holder acknowledges that if the Warrant Shares acquired upon the exercise of this Warrant, if Warrant are not registeredregistered under the Registration Statement or another effective registration statement, and the Holder does not utilize cashless exercise, the Warrant Shares will have restrictions upon resale imposed by state and federal securities laws.
Appears in 6 contracts
Samples: Pre Funded Common Stock Purchase Warrant (Applied Dna Sciences Inc), Common Stock Purchase Warrant (Applied Dna Sciences Inc), Common Stock Purchase Warrant (Bio Key International Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does will not be permitted to utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 6 contracts
Samples: Security Agreement (NLS Pharmaceutics Ltd.), Security Agreement (NLS Pharmaceutics Ltd.), Securities Agreement (NLS Pharmaceutics Ltd.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredissued in a transaction registered under the Securities Act, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 6 contracts
Samples: Representative’s Warrant Agreement (LMP Automotive Holdings, Inc.), Underwriting Agreement (LMP Automotive Holdings, Inc.), Representative’s Warrant Agreement (LMP Automotive Holdings, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder Hxxxxx does not utilize cashless exerciseexercise and Rule 144 is available, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 6 contracts
Samples: Security Agreement (DPW Holdings, Inc.), Securities Transfer Agreement (DPW Holdings, Inc.), Security Agreement (DPW Holdings, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state state, federal and federal foreign securities laws.
Appears in 5 contracts
Samples: Security Agreement (Context Therapeutics Inc.), Pre Funded Common Stock Purchase Warrant (ShiftPixy, Inc.), Pre Funded Common Stock Purchase Warrant (Alpine 4 Holdings, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares Securities acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 5 contracts
Samples: Placement Agency Agreement (Pyxis Tankers Inc.), Warrant Agreement (Pyxis Tankers Inc.), Underwriting Agreement (Fat Brands, Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws and applicable Canadian securities laws.
Appears in 5 contracts
Samples: Security Agreement (Edesa Biotech, Inc.), Securities Agreement (Aeterna Zentaris Inc.), Pre Funded Common Share Purchase Warrant (Edesa Biotech, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will may have restrictions upon resale imposed by state and federal securities laws.
Appears in 5 contracts
Samples: Security Agreement (SmartKem, Inc.), Security Agreement (SmartKem, Inc.), Security Agreement (SmartKem, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, if then permitted, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 5 contracts
Samples: Loan and Security Agreement (Elevation Oncology, Inc.), Pre Funded Common Stock Purchase Warrant (Elevation Oncology, Inc.), Common Stock Purchase Warrant (Elevation Oncology, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Purchase Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 5 contracts
Samples: Underwriting Agreement (Ispire Technology Inc.), Underwriter's Warrant (Ispire Technology Inc.), Underwriting Agreement (Ispire Technology Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder Xxxxxx does not utilize cashless exerciseexercise and Rule 144 is available, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 5 contracts
Samples: Securities Transfer Agreement (Digital Power Corp), Security Agreement (Digital Power Corp), Security Agreement (Digital Power Corp)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Samples: Purchase Warrant Agreement (J-Star Holding Co., Ltd.), Purchase Warrant Agreement (Chanson International Holding), Purchase Warrant Agreement (Chanson International Holding)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will may have restrictions upon resale imposed by state and federal securities laws.. i.
Appears in 4 contracts
Samples: Security Agreement (MFP Investors LLC), Security Agreement (MFP Investors LLC), Security Agreement (MFP Investors LLC)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exerciseexercise after the Rule 144 holding period, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Samples: Security Agreement (Oblong, Inc.), Warrant Agreement (Oblong, Inc.), Common Stock Purchase Warrant (Oblong, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by applicable state and federal securities laws.
Appears in 4 contracts
Samples: Common Stock Purchase Agreement (Plus Therapeutics, Inc.), Common Stock Purchase Agreement (Plus Therapeutics, Inc.), Warrant Agreement (Plus Therapeutics, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Series A Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Samples: Standby Equity Purchase Agreement (Aeva Technologies, Inc.), Subscription Agreement (PureCycle Technologies, Inc.), Warrant Agreement (PureCycle Technologies, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise or alternative cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Samples: Ordinary Share Purchase Warrant (Infobird Co., LTD), Common Stock Purchase Warrant (Neuraxis, INC), Common Share Purchase Warrant (OceanPal Inc.)
Restrictions. The Holder acknowledges that the Ordinary Shares underlying the Warrant Shares ADSs acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Samples: Security Agreement (CollPlant Holdings Ltd.), Security Agreement (CollPlant Holdings Ltd.), Security Agreement (CollPlant Holdings Ltd.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the registered for resale or if Holder does not utilize cashless exerciseexercise and Rule 144 is available, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Samples: Securities Agreement (Adamis Pharmaceuticals Corp), Securities Agreement (Adamis Pharmaceuticals Corp), Securities Agreement (Adamis Pharmaceuticals Corp)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if such issuance is not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Samples: Pre Funded Common Stock Purchase Warrant (Transcode Therapeutics, Inc.), Pre Funded Common Stock Purchase Warrant (Transcode Therapeutics, Inc.), Security Agreement (Biofrontera Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Samples: Security Agreement (PARETEUM Corp), Credit Agreement (Ipass Inc), Credit Agreement (Ipass Inc)
Restrictions. The Holder acknowledges that the Warrant ADSs and the underlying Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Samples: Warrant Amendment and New Warrant Issuance Agreement (Kazia Therapeutics LTD), Securities Agreement (Kazia Therapeutics LTD), Securities Agreement (Kazia Therapeutics LTD)
Restrictions. The Holder acknowledges that the Warrant Shares Units acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Samples: Warrant Agreement (Intuitive Machines, Inc.), Warrant Agreement (Intuitive Machines, Inc.), Warrant Agreement (Intuitive Machines, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by applicable state and federal securities laws.
Appears in 3 contracts
Samples: Common Stock Purchase Warrant (Pasithea Therapeutics Corp.), Warrant Agent Agreement (Heart Test Laboratories, Inc.), Common Stock Purchase Warrant (Heart Test Laboratories, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize the cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Security Agreement (Vivos Inc), Security Agreement (Vivos Inc), Security Agreement (Vivos Inc)
Restrictions. The Holder acknowledges that the Warrant Shares Securities acquired upon the exercise of this Underwriter’s Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Underwriting Agreement (Harbor Custom Development, Inc.), Underwriting Agreement (Harbor Custom Development, Inc.), Underwriting Agreement (Pyxis Tankers Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exerciseexercise at a time when the Warrant Shares may be sold pursuant to Rule 144 without the requirement for the Company to be in compliance with the current public information requirements under Rule 144 and without volume or manner-of-sale restrictions, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Security Agreement (BioSig Technologies, Inc.), Security Agreement (BioSig Technologies, Inc.), Security Agreement (BioSig Technologies, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and to the extent the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Presbia PLC), Warrant Agreement (Presbia PLC), Warrant Agreement (Presbia PLC)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.laws and in such case, the Holder, by the acceptance hereof, represents and warrants that will acquire such Warrant Shares issuable upon such exercise for its own account and not with a view to or for distributing or reselling such Warrant Shares or any part thereof in violation of the Securities Act or any applicable state securities law
Appears in 3 contracts
Samples: Common Stock Purchase Warrant (Athersys, Inc / New), Securities Purchase Agreement (Athersys, Inc / New), Common Stock Purchase Warrant (Athersys, Inc / New)
Restrictions. The Holder acknowledges that the Warrant Shares Units acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Securities Agreement (Summit Semiconductor Inc.), Securities Agreement (Summit Semiconductor Inc.), Securities Agreement (Summit Semiconductor Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will may have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Subordinate Loan and Security Agreement (S&W Seed Co), Security Agreement (S&W Seed Co), Securities Agreement (S&W Seed Co)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Warrant Agreement (Vocodia Holdings Corp), Warrant Agreement (Vocodia Holdings Corp), Warrant Agreement (Paid Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, [and the Holder does not utilize cashless exercise, ,] will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Common Stock Purchase Warrant (Hall of Fame Resort & Entertainment Co), Common Stock Purchase Warrant (Xenetic Biosciences, Inc.), Common Stock Purchase Warrant (Xenetic Biosciences, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredissued to the Holder pursuant to the Registration Statement, and the Holder does not utilize exercise via “cashless exercise, will ,” may have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Common Stock Purchase Warrant (Marina Biotech, Inc.), Common Stock Purchase Warrant (MDRNA, Inc.), Common Stock Purchase Warrant (MDRNA, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws. The Holder acknowledges that the Warrants represented by this Warrant certificate and the Warrant Shares issuable upon exercise hereof may be offered, sold or otherwise transferred only in compliance with all applicable securities laws, including Canadian securities laws.
Appears in 3 contracts
Samples: Warrant to Purchase Common Stock (Planet 13 Holdings Inc.), Warrant Agency Agreement (Planet 13 Holdings Inc.), Warrant Agency Agreement
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise or alternative cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Common Stock Purchase Warrant (Bakkt Holdings, Inc.), Common Stock Purchase Warrant (Tenon Medical, Inc.), Class C Common Stock Purchase Warrant (CONTRAFECT Corp)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered for resale, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Kiora Pharmaceuticals Inc), Common Stock Purchase Agreement (Kiora Pharmaceuticals Inc), Common Stock Purchase Warrant (Kempharm, Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by provincial, state and federal securities laws.
Appears in 3 contracts
Samples: Warrant Agreement (Niocorp Developments LTD), Warrant Agreement (Niocorp Developments LTD), Underwriting Agreement (Niocorp Developments LTD)
Restrictions. The Holder acknowledges that the Warrant Shares ADSs acquired upon the exercise of this WarrantWarrant and the Ordinary Shares represented thereby, if the Warrant Shares are not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Warrant Agent Agreement (Nova Minerals LTD), Warrant Agent Agreement (Nova Minerals LTD), Warrant Agreement (Nova Minerals LTD)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, or unless exercised in a cashless exercise when Rule 144 is available, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities lawsApplicable Securities Laws.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Western Magnesium Corp.), Securities Purchase Agreement (Western Magnesium Corp.), Securities Purchase Agreement (Western Magnesium Corp.)
Restrictions. The Holder acknowledges that the Warrant Shares or Pre-Funded Warrants acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Warrant Agreement (Achieve Life Sciences, Inc.), Securities Agreement (SmartKem, Inc.), Securities Agreement (SmartKem, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Securities Purchase Agreement (ObsEva SA), Securities Purchase Agreement (ObsEva SA), Securities Purchase Agreement (ObsEva SA)
Restrictions. The Holder acknowledges that if the acquisition of the Warrant Shares acquired upon the exercise of this Warrant, if Warrant is not registeredregistered under the Securities Act, and the Holder does not utilize cashless exercise, then the Warrant Shares will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Callable Common Stock Purchase Warrant (GeoVax Labs, Inc.), Callable Common Stock Purchase Warrant (GeoVax Labs, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exerciseexercise at a time when the conditions for sale of the Warrant Shares pursuant to Rule 144 have been satisfied, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Common Stock Purchase Warrant (Nephros Inc), Common Stock Purchase Warrant (Nephros Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by U.S. state and federal securities laws.
Appears in 2 contracts
Samples: Common Share Purchase Warrant (Rare Element Resources LTD), Common Share Purchase Warrant (Rare Element Resources LTD)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this the Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Common Stock Purchase Warrant Agreement (Nexalin Technology, Inc.), Common Stock Purchase Warrant Agreement (Nexalin Technology, Inc.)
Restrictions. The Holder acknowledges that the shares of Warrant Shares Stock acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Common Stock Purchase Warrant (ALT5 Sigma Corp), Common Stock Purchase Warrant (ALT5 Sigma Corp)
Restrictions. The Holder acknowledges that the Warrant Shares ADSs acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Underwriting Agreement (SaverOne 2014 Ltd.), Underwriting Agreement (SaverOne 2014 Ltd.)
Restrictions. The Holder acknowledges that the Warrant Shares and Exchange Warrants acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Security Agreement (Aprea Therapeutics, Inc.), Security Agreement (Aprea Therapeutics, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws, and in such case, the Holder, by the acceptance hereof, represents and warrants that the Holder will acquire such Warrant Shares issuable upon such exercise for its own account and not with a view to or for distributing or reselling such Warrant Shares or any part thereof in violation of the Securities Act or any applicable state securities law.
Appears in 2 contracts
Samples: Pre Funded Common Stock Purchase Warrant (Athersys, Inc / New), Pre Funded Common Stock Purchase Warrant (Athersys, Inc / New)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and issued to the Holder pursuant to the Registration Statement and/or the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Common Stock Purchase Warrant (Pure Bioscience), Common Stock Purchase Warrant (Pure Bioscience)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state state, provincial and federal securities laws.
Appears in 2 contracts
Samples: Warrant Agency Agreement (GREENPOWER MOTOR Co INC.), Common Stock Purchase Warrant (GREENPOWER MOTOR Co INC.)
Restrictions. The Holder acknowledges that the Warrant Shares and Exchange Warrants acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.. g)
Appears in 2 contracts
Samples: Warrant Agreement (Kiora Pharmaceuticals Inc), Warrant Agreement (Kiora Pharmaceuticals Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exerciseexercise at such time, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Security Agreement (As Seen on TV, Inc.), Security Agreement (As Seen on TV, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Underwriter’s Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Underwriting Agreement (Harbor Custom Development, Inc.), Underwriting Agreement (Harbor Custom Development, Inc.)
Restrictions. The Holder acknowledges that the Warrant Broker Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Broker Purchase Warrant (Angion Biomedica Corp.), Broker Purchase Warrant (Angion Biomedica Corp.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if the issuance thereof to the Holder is not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities lawslaws (and may bear or be subject to legends and stock transfer instructions to such effect).
Appears in 2 contracts
Samples: Common Share Purchase Warrant (Poet Technologies Inc.), Common Share Purchase Warrant (Poet Technologies Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.,
Appears in 2 contracts
Samples: Common Stock Purchase Warrant (CorMedix Inc.), Common Stock Purchase Warrant (CorMedix Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares and Warrant ADSs acquired upon the exercise of this Warrant, if the Warrant Shares are not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Warrant Agreement (Mobilicom LTD), Warrant Agreement (Mobilicom LTD)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and registered or exercised via cashless exercise by a non-Affiliate of the Holder does not utilize cashless exerciseCompany, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Security Agreement (Dynatronics Corp), Security Agreement (Dynatronics Corp)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredissued to the Holder pursuant to an effective registration statement, and the Holder does not utilize exercise via “cashless exercise, will ,” may have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Common Stock Purchase Warrant (Marina Biotech, Inc.), Common Stock Purchase Warrant (Marina Biotech, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize issued pursuant to a cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Common Stock Purchase Warrant (Fibrocell Science, Inc.), Warrant Agreement (Fibrocell Science, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, and/or if held by an Affiliate of the Company, (i) will have restrictions upon resale imposed by state and federal securities lawslaws and (ii) may not be able to be deposited with the Depositary or the Depositary’s Custodian as contemplated in Section 2(d)(i), except pursuant to an exemption from, or a transaction not subject to, the registration requirements of the Securities Act.
Appears in 2 contracts
Samples: Common Shares Purchase Warrant (XINHUA SPORTS & ENTERTAINMENT LTD), Common Shares Purchase Warrant (XINHUA SPORTS & ENTERTAINMENT LTD)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Equity Underwriting Agreement (Scynexis Inc), Common Stock Purchase Warrant (Scynexis Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Series B Warrant, if not registered, and registered or if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Warrant Agreement (PureCycle Technologies, Inc.), Warrant Agreement (PureCycle Technologies, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal or foreign securities lawslaws and in such case, the Holder, by the acceptance hereof, represents and warrants that the Holder will acquire such Warrant Shares issuable upon such exercise for its own account and not with a view to or for distributing or reselling Warrant Shares or any part thereof in violation of the Securities Act or any applicable state securities law.
Appears in 2 contracts
Samples: Warrant to Purchase Ordinary Shares (Galmed Pharmaceuticals Ltd.), Warrant to Purchase Ordinary Shares (Galmed Pharmaceuticals Ltd.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered pursuant to an effective registration statement, and the Holder does not utilize exercise via “cashless exercise”, will may have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Common Stock Purchase Warrant (Generex Biotechnology Corp), Common Stock Purchase Warrant (Generex Biotechnology Corp)
Restrictions. The Holder acknowledges that the Warrant Shares Units acquired upon the exercise of this WarrantPurchase Option, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Security Agreement (INVO Bioscience, Inc.), Security Agreement (INVO Bioscience, Inc.)
