Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 5046 contracts
Samples: Notice of Exercise (Catheter Precision, Inc.), Common Share Purchase Warrant (Aptose Biosciences Inc.), Exchange and Settlement Agreement (American Rebel Holdings Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2416 contracts
Samples: Purchase Warrant Agreement (Treasure Global Inc), BTC Trading Contract (Next Technology Holding Inc.), Common Stock Purchase Warrant (Liqtech International Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 1530 contracts
Samples: Underwriting Agreement (GREENPOWER MOTOR Co INC.), Securities Purchase Agreement (Tevogen Bio Holdings Inc.), Common Stock Purchase Warrant (CNS Pharmaceuticals, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, or unless exercised in a cashless exercise when Rule 144 is available, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 179 contracts
Samples: Common Share Purchase Warrant (PishPosh, Inc.), Letter Agreement (PishPosh, Inc.), Letter Agreement (PishPosh, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered or if not exercised on a cashless basis when Rule 144 (or any successor law or rule) is available, and the Holder does not utilize cashless exercise, will may have restrictions upon resale imposed by state and federal securities laws.
Appears in 99 contracts
Samples: Securities Purchase Agreement (Healthy Choice Wellness Corp.), Common Stock Purchase Warrant (Healthier Choices Management Corp.), Securities Purchase Agreement (Healthier Choices Management Corp.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 95 contracts
Samples: Underwriting Agreement (Aduro Clean Technologies Inc.), Underwriting Agreement (Polar Power, Inc.), Common Stock Purchase Warrant (Aptevo Therapeutics Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares ADSs acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 80 contracts
Samples: Underwriting Agreement (Nova Minerals LTD), Underwriting Agreement (Nova Minerals LTD), Underwriting Agreement (Nova Minerals LTD)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and state, federal or foreign securities laws.
Appears in 76 contracts
Samples: Settlement Agreement and Mutual Release (iBio, Inc.), Common Stock Purchase Warrant (Genprex, Inc.), Warrant Agent Agreement (180 Life Sciences Corp.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 62 contracts
Samples: Exchange Subscription Agreement (Heritage Distilling Holding Company, Inc.), Exchange Subscription Agreement (Heritage Distilling Holding Company, Inc.), Securities Purchase Agreement (Luxurban Hotels Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Purchase Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 58 contracts
Samples: Underwriting Agreement (Mingteng International Corp Inc.), Underwriting Agreement (Mingteng International Corp Inc.), Underwriting Agreement (Mingteng International Corp Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares and Warrant ADSs acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 50 contracts
Samples: Can-Fite BioPharma Ltd., Can-Fite BioPharma Ltd., Can-Fite BioPharma Ltd.
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered or if not exercised on a cashless basis when Rule 144 is available, and the Holder does not utilize cashless exercise, will may have restrictions upon resale imposed by state and federal securities laws.
Appears in 37 contracts
Samples: Amended Securities Purchase Agreement (Recruiter.com Group, Inc.), Amended Securities Purchase Agreement (Recruiter.com Group, Inc.), Securities Purchase Agreement (Truli Technologies, Inc.)
Restrictions. The Holder acknowledges that the Warrant ADSs and the underlying Ordinary Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal or foreign securities laws.
Appears in 30 contracts
Samples: Underwriting Agreement (HW Electro Co., Ltd.), Underwriting Agreement (HW Electro Co., Ltd.), Underwriting Agreement (Yoshitsu Co., LTD)
Restrictions. The Holder Each registered holder acknowledges that the Warrant Shares acquired upon the exercise of this a Warrant, if not registered, and the Holder registered holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 26 contracts
Samples: Warrant Agreement (Medlab Clinical Ltd.), Warrant Agreement (Mawson Infrastructure Group Inc.), Warrant Agreement (Gaucho Group Holdings, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares ADSs acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 26 contracts
Samples: Underwriting Agreement (Medigus Ltd.), Underwriting Agreement (Nano Dimension Ltd.), Underwriting Agreement (Nano Dimension Ltd.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal or foreign securities laws.
Appears in 21 contracts
Samples: Common Stock Purchase Warrant (Scorpius Holdings, Inc.), Alta Global Group LTD, Scorpius Holdings, Inc.
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, or otherwise able to be resold or transferred without restriction pursuant to an exemption from registration under the Securities Act, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 19 contracts
Samples: Placement Agency Agreement (KWESST Micro Systems Inc.), Placement Agency Agreement (BriaCell Therapeutics Corp.), Underwriting Agreement (KWESST Micro Systems Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will may have restrictions upon resale imposed by state and federal or foreign securities laws.
Appears in 18 contracts
Samples: China Natural Resources Inc, China Natural Resources Inc, EBET, Inc.
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws, and in such case, the Holder, by the acceptance hereof, represents and warrants that the Holder will acquire such Warrant Shares issuable upon such exercise for its own account and not with a view to or for distributing or reselling Warrant Shares or any part thereof in violation of the Securities Act or any applicable state securities law.
Appears in 17 contracts
Samples: Common Stock Purchase Warrant (Inmune Bio, Inc.), Securities Purchase Agreement (Cibus, Inc.), Common Stock Purchase (Cibus, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.. g)
Appears in 15 contracts
Samples: Securities Purchase Agreement (Digital Media Solutions, Inc.), Agent Common Stock Purchase (Harbor Custom Development, Inc.), Common Stock Purchase Warrant (Harbor Custom Development, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exerciseCashless Exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 15 contracts
Samples: Warrant Agreement (Blue Apron Holdings, Inc.), Vicinity Motor Corp, Vicinity Motor Corp
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state state, provincial and federal securities lawslaws in the United States and Canada.
Appears in 13 contracts
Samples: Underwriting Agreement (GREENPOWER MOTOR Co INC.), Placement Agency Agreement (KWESST Micro Systems Inc.), Securities Purchase Agreement (KWESST Micro Systems Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state state, provincial and federal securities laws.
Appears in 12 contracts
Samples: Aralez Pharmaceuticals Inc., Aralez Pharmaceuticals Inc., Aralez Pharmaceuticals Inc.
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered under the Securities Act or other applicable Securities Laws and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities lawsapplicable Securities Laws.
Appears in 11 contracts
Samples: Common Stock Purchase Warrant (PLC Systems Inc), Millennium Healthcare Inc., PLC Systems Inc
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities lawslaws and may have restrictions on resale in certain instances even if the Holder does utilize cashless exercise.
Appears in 10 contracts
Samples: Integrity Applications, Inc., Integrity Applications, Inc., Integrity Applications, Inc.
Restrictions. The Holder acknowledges that the Warrant Shares acquired issuable upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 10 contracts
Samples: Warrant Agent Agreement (Nuwellis, Inc.), Warrant Agent Agreement (Nuwellis, Inc.), Warrant Agent Agreement (Nuwellis, Inc.)
Restrictions. The Holder acknowledges that the Placement Agent Warrant Shares acquired upon the exercise of this Placement Agent Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 10 contracts
Samples: Qualigen Therapeutics, Inc., Qualigen Therapeutics, Inc., Qualigen Therapeutics, Inc.
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws and applicable Canadian securities laws.
Appears in 9 contracts
Samples: ImmunoPrecise Antibodies Ltd., Aeterna Zentaris Inc., Aeterna Zentaris Inc.
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exerciseCashless Exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 9 contracts
Samples: Subscription Agreement (Optimus Healthcare Services, Inc.), Common Stock Purchase Warrant (Optimus Healthcare Services, Inc.), Common Stock Purchase Warrant (Optimus Healthcare Services, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares and the underlying Ordinary Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal or foreign securities laws.
Appears in 8 contracts
Samples: Lion Group Holding LTD, Lion Group Holding LTD, Lion Group Holding LTD
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws..
Appears in 7 contracts
Samples: Common Stock Purchase (Assure Holdings Corp.), Brainstorm Cell Therapeutics Inc., Capricor Therapeutics, Inc.
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities lawslaws unless the Holder utilizes the cashless exercise provisions hereof.
Appears in 7 contracts
Samples: Warrant Agent Agreement, Warrant Agent Agreement (Palatin Technologies Inc), Warrant Agent Agreement (Mast Therapeutics, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares ADSs acquired upon the exercise of this Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and state, federal or foreign securities laws.
Appears in 7 contracts
Samples: Quoin Pharmaceuticals, Ltd., Quoin Pharmaceuticals, Ltd., Akari Therapeutics PLC
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredissued in a transaction registered under the Securities Act, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 6 contracts
Samples: S Warrant Agreement (LMP Automotive Holdings, Inc.), Underwriting Agreement (LMP Automotive Holdings, Inc.), Underwriting Agreement (LMP Automotive Holdings, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does will not be permitted to utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 6 contracts
Samples: Common Share Purchase (NLS Pharmaceutics Ltd.), NLS Pharmaceutics Ltd., NLS Pharmaceutics Ltd.
Restrictions. The Holder acknowledges that if the Warrant Shares acquired upon the exercise of this Warrant, if Warrant are not registeredregistered under the Registration Statement or another effective registration statement, and the Holder does not utilize cashless exercise, the Warrant Shares will have restrictions upon resale imposed by state and federal securities laws.
Appears in 6 contracts
Samples: Common Stock Purchase (Bio Key International Inc), Common Share Purchase (Sphere 3D Corp), Applied Dna Sciences Inc
Restrictions. The Holder acknowledges that the Warrant Shares and Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 6 contracts
Samples: G Medical Innovations Holdings Ltd., G Medical Innovations Holdings Ltd., G Medical Innovations Holdings Ltd.
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder Hxxxxx does not utilize cashless exerciseexercise and Rule 144 is available, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 6 contracts
Samples: Common Stock Purchase Warrant (DPW Holdings, Inc.), Common Stock Purchase Warrant (DPW Holdings, Inc.), Common Stock Purchase Warrant (DPW Holdings, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws, and that the Company will have no obligation to issue any such Warrant Shares except in circumstances in which the issuance of such Warrant Shares are so registered or exempt from registration.
Appears in 6 contracts
Samples: Warrant Agency Agreement (Cazoo Group LTD), Warrant Agency Agreement (Cazoo Group LTD), Warrant Agency Agreement (Cazoo Group LTD)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, if then permitted, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 5 contracts
Samples: Loan and Security Agreement (Elevation Oncology, Inc.), Common Stock Purchase Warrant (Elevation Oncology, Inc.), Elevation Oncology, Inc.
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will may have restrictions upon resale imposed by state and federal securities laws.
Appears in 5 contracts
Samples: SmartKem, Inc., SmartKem, Inc., SmartKem, Inc.
Restrictions. The Holder acknowledges that the Warrant Shares Securities acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 5 contracts
Samples: Placement Agency Agreement (Pyxis Tankers Inc.), Underwriting Agreement (Fat Brands, Inc), Underwriting Agreement (Fat Brands, Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Purchase Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 5 contracts
Samples: Common Stock Purchase Warrant (Ispire Technology Inc.), Common Stock Purchase Warrant (Ispire Technology Inc.), Underwriting Agreement (Ispire Technology Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder Xxxxxx does not utilize cashless exerciseexercise and Rule 144 is available, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 5 contracts
Samples: Common Stock Purchase Warrant (Digital Power Corp), Common Stock Purchase Warrant (Digital Power Corp), Common Stock Purchase Warrant (Digital Power Corp)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws and applicable Canadian securities laws.
Appears in 5 contracts
Samples: Edesa Biotech, Inc., Aeterna Zentaris Inc., Edesa Biotech, Inc.
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state state, federal and federal foreign securities laws.
Appears in 5 contracts
Samples: Common Stock Purchase (Alpine 4 Holdings, Inc.), Context Therapeutics Inc., ShiftPixy, Inc.
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exerciseexercise after the Rule 144 holding period, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Samples: Common Stock Purchase (Oblong, Inc.), Oblong, Inc., Oblong, Inc.
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise or alternative cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Samples: Common Stock Purchase (Neuraxis, INC), Infobird Co., LTD, OceanPal Inc.
Restrictions. The Holder acknowledges that the Ordinary Shares underlying the Warrant Shares ADSs acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Samples: CollPlant Holdings Ltd., CollPlant Holdings Ltd., CollPlant Holdings Ltd.
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Series A Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Samples: Equity Purchase Agreement (Aeva Technologies, Inc.), Subscription Agreement (PureCycle Technologies, Inc.), PureCycle Technologies, Inc.
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by applicable state and federal securities laws.
Appears in 4 contracts
Samples: Plus Therapeutics, Inc., Plus Therapeutics, Inc., Plus Therapeutics, Inc.
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if such issuance is not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Samples: Transcode Therapeutics, Inc., Transcode Therapeutics, Inc., Biofrontera Inc.
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Samples: J-Star Holding Co., Ltd., Chanson International Holding, Chanson International Holding
Restrictions. The Holder acknowledges that the Warrant Shares Units acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Samples: Intuitive Machines, Inc., Intuitive Machines, Inc., Intuitive Machines, Inc.
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the registered for resale or if Holder does not utilize cashless exerciseexercise and Rule 144 is available, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Samples: Adamis Pharmaceuticals Corp, Adamis Pharmaceuticals Corp, Adamis Pharmaceuticals Corp
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Samples: Common Stock Purchase Warrant (PARETEUM Corp), Credit Agreement (Ipass Inc), Credit Agreement (Ipass Inc)
Restrictions. The Holder acknowledges that the Warrant ADSs and the underlying Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 4 contracts
Samples: Warrant Issuance Agreement (Kazia Therapeutics LTD), Kazia Therapeutics LTD, Kazia Therapeutics LTD
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will may have restrictions upon resale imposed by state and federal securities laws.. i.
Appears in 4 contracts
Samples: MFP Investors LLC, MFP Investors LLC, MFP Investors LLC
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exerciseexercise at a time when the Warrant Shares may be sold pursuant to Rule 144 without the requirement for the Company to be in compliance with the current public information requirements under Rule 144 and without volume or manner-of-sale restrictions, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Common Stock Purchase Warrant (BioSig Technologies, Inc.), Common Stock Purchase Warrant (BioSig Technologies, Inc.), BioSig Technologies, Inc.
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and to the extent the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Presbia PLC), Warrant (Presbia PLC), Presbia PLC
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, [and the Holder does not utilize cashless exercise, ,] will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Hall of Fame Resort & Entertainment Co, Xenetic Biosciences, Inc., Xenetic Biosciences, Inc.
Restrictions. The Holder acknowledges that the Warrant Shares Units acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Summit Semiconductor Inc., Summit Semiconductor Inc., Summit Semiconductor Inc.
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Common Stock Purchase Warrant (Vocodia Holdings Corp), Common Stock Purchase Warrant (Vocodia Holdings Corp), Common Stock Purchase (Paid Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered for resale, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Kiora Pharmaceuticals Inc, Kiora Pharmaceuticals Inc, Kempharm, Inc
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredissued to the Holder pursuant to the Registration Statement, and the Holder does not utilize exercise via “cashless exercise, will ,” may have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Common Stock Purchase Warrant (Marina Biotech, Inc.), Common Stock Purchase (MDRNA, Inc.), Common Stock Purchase (MDRNA, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws. The Holder acknowledges that the Warrants represented by this Warrant certificate and the Warrant Shares issuable upon exercise hereof may be offered, sold or otherwise transferred only in compliance with all applicable securities laws, including Canadian securities laws.
Appears in 3 contracts
Samples: Warrant Agency Agreement (Planet 13 Holdings Inc.), Warrant Agency Agreement, Planet 13 Holdings Inc.
Restrictions. The Holder acknowledges that the Warrant Shares Securities acquired upon the exercise of this Underwriter’s Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Underwriting Agreement (Harbor Custom Development, Inc.), Underwriting Agreement (Harbor Custom Development, Inc.), Underwriting Agreement (Pyxis Tankers Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, Warrant will have restrictions upon resale imposed by state and federal securities lawslaws unless (i) such Warrant Shares are registered; (ii) the Holder utilizes cashless exercise after holding the Warrant for the applicable holding period required to satisfy Rule 144; or (iii) the resale of the Warrant Shares satisfies another exemption under the Securities Act.
Appears in 3 contracts
Samples: Common Stock Purchase Warrant (Hoth Therapeutics, Inc.), Common Stock Purchase Warrant (Amesite Inc.), Common Stock Purchase Warrant (Amesite Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by applicable state and federal securities laws.
Appears in 3 contracts
Samples: Warrant Agent Agreement (Heart Test Laboratories, Inc.), Pasithea Therapeutics Corp., Heart Test Laboratories, Inc.
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize the cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by provincial, state and federal securities laws.
Appears in 3 contracts
Samples: Niocorp Developments LTD, Niocorp Developments LTD, Niocorp Developments LTD
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Securities Purchase Agreement (ObsEva SA), Securities Purchase Agreement (ObsEva SA), Securities Purchase Agreement (ObsEva SA)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exerciseexercise the Warrant in accordance with Section 2(c) hereof, it will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Underwriting Agreement (NLS Pharmaceutics Ltd.), Underwriting Agreement (NLS Pharmaceutics Ltd.), NLS Pharmaceutics Ltd.
Restrictions. The Holder acknowledges that the Warrant Shares ADSs acquired upon the exercise of this WarrantWarrant and the Ordinary Shares represented thereby, if the Warrant Shares are not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Warrant Agent Agreement (Nova Minerals LTD), Warrant Agent Agreement (Nova Minerals LTD), Nova Minerals LTD
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise or alternative cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Bakkt Holdings, Inc., Tenon Medical, Inc., CONTRAFECT Corp
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, or unless exercised in a cashless exercise when Rule 144 is available, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities lawsApplicable Securities Laws.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Western Magnesium Corp.), Securities Purchase Agreement (Western Magnesium Corp.), Securities Purchase Agreement (Western Magnesium Corp.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.laws and in such case, the Holder, by the acceptance hereof, represents and warrants that will acquire such Warrant Shares issuable upon such exercise for its own account and not with a view to or for distributing or reselling such Warrant Shares or any part thereof in violation of the Securities Act or any applicable state securities law
Appears in 3 contracts
Samples: Securities Purchase Agreement (Athersys, Inc / New), Common Stock Purchase (Athersys, Inc / New), Common Stock Purchase (Athersys, Inc / New)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will may have restrictions upon resale imposed by state and federal securities laws.
Appears in 3 contracts
Samples: Subordinate Loan and Security Agreement (S&W Seed Co), S&W Seed Co, S&W Seed Co
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Underwriter’s Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Underwriting Agreement (Harbor Custom Development, Inc.), Underwriting Agreement (Harbor Custom Development, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.. 49
Appears in 2 contracts
Samples: Underwriting Agreement (Gamer Pakistan Inc), Underwriting Agreement (Gamer Pakistan Inc)
Restrictions. The Holder acknowledges that the Warrant Shares and Warrant ADSs acquired upon the exercise of this Warrant, if the Warrant Shares are not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Mobilicom LTD, Mobilicom LTD
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registeredregistered pursuant to an effective registration statement, and the Holder does not utilize exercise via “cashless exercise”, will may have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Generex Biotechnology Corp, Generex Biotechnology Corp
Restrictions. The Holder acknowledges that the Warrant Shares and Exchange Warrants acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize issued pursuant to a cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state state, provincial and federal securities laws.
Appears in 2 contracts
Samples: Common Stock Purchase Warrant (GREENPOWER MOTOR Co INC.), Warrant Agency Agreement (GREENPOWER MOTOR Co INC.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.. (g)
Appears in 2 contracts
Samples: Kiora Pharmaceuticals Inc, Kiora Pharmaceuticals Inc
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and registered or exercised via cashless exercise by a non-Affiliate of the Holder does not utilize cashless exerciseCompany, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Dynatronics Corp, Dynatronics Corp
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exerciseexercise at such time, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: As Seen on TV, Inc., As Seen on TV, Inc.
Restrictions. The Holder acknowledges that the Warrant Broker Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Angion Biomedica Corp., Angion Biomedica Corp.
Restrictions. The Holder acknowledges that the Warrant Shares and Exchange Warrants acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.. g)
Appears in 2 contracts
Samples: Kiora Pharmaceuticals Inc, Kiora Pharmaceuticals Inc
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Common Stock Purchase (Scynexis Inc), Equity Underwriting Agreement (Scynexis Inc)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Series B Warrant, if not registered, and registered or if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: PureCycle Technologies, Inc., PureCycle Technologies, Inc.
Restrictions. The Holder acknowledges that if the acquisition of the Warrant Shares acquired upon the exercise of this Warrant, if Warrant is not registeredregistered under the Securities Act, and the Holder does not utilize cashless exercise, then the Warrant Shares will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Common Stock Purchase Warrant (GeoVax Labs, Inc.), Callable Common Stock Purchase (GeoVax Labs, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and if the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.. Execution Version
Appears in 2 contracts
Restrictions. The Holder acknowledges that the Warrant Shares ADSs acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Underwriting Agreement (SaverOne 2014 Ltd.), Underwriting Agreement (SaverOne 2014 Ltd.)
Restrictions. The Holder acknowledges that the shares of Warrant Shares Stock acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Common Stock Purchase Warrant (ALT5 Sigma Corp), Common Stock Purchase Warrant (ALT5 Sigma Corp)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if the issuance to the Holder is not registered, registered pursuant to an effective registration statement and the Holder does not utilize cashless exercise in connection with such exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Cel Sci Corp, Cel Sci Corp
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered pursuant to an effective registration statement and if the Holder does not utilize cashless exerciseexercise of this Warrant, will have restrictions upon resale imposed by state and federal securities lawslaws and may have restrictions on resale in certain instances even if the Holder does utilize cashless exercise.
Appears in 2 contracts
Samples: Investment Agreement (Veritone, Inc.), Primary Common Stock Purchase Warrant (Veritone, Inc.)
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, registered and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws, and in such case, the Holder, by the acceptance hereof, represents and warrants that the Holder will acquire such Warrant Shares issuable upon such exercise for its own account and not with a view to or for distributing or reselling such Warrant Shares or any part thereof in violation of the Securities Act or any applicable state securities law.
Appears in 2 contracts
Samples: Athersys, Inc / New, Athersys, Inc / New
Restrictions. The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, and issued to the Holder pursuant to the Registration Statement and/or the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Appears in 2 contracts
Samples: Pure Bioscience, Pure Bioscience
