Common use of Restrictive Legends and Stop Transfer Orders Clause in Contracts

Restrictive Legends and Stop Transfer Orders. (a) The share certificate or certificates evidencing the shares of Stock purchased hereunder shall be endorsed with any legends that may be required by state or federal securities laws. (b) The Optionee agrees that, in order to ensure compliance with the restrictions referred to herein, the Company may issue appropriate “stop transfer” instructions to its transfer agent, if any, and that, if the Company transfers its own securities, it may make appropriate notations to the same effect in its own records. (c) The Company shall not be required: (i) to transfer on its books any shares of Stock that have been sold or otherwise transferred in violation of any of the provisions of this Agreement, or (ii) to treat as owner of such shares of Stock or to accord the right to vote or pay dividends to any purchaser or other transferee to whom such shares shall have been so transferred.

Appears in 11 contracts

Samples: Stock Option Agreement (Santarus Inc), Stock Option Agreement (Orion Acquisition Corp Ii), Stock Option Agreement (Orion Acquisition Corp Ii)

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Restrictive Legends and Stop Transfer Orders. (a) The share certificate or certificates evidencing the shares of Stock purchased hereunder shall be endorsed with any legends that may be required by state or federal securities laws. (b) The Optionee Participant agrees that, in order to ensure compliance with the restrictions referred to herein, the Company may issue appropriate “stop transfer” instructions to its transfer agent, if any, and that, if the Company transfers its own securities, it may make appropriate notations to the same effect in its own records. (c) The Company shall not be required: (i) to transfer on its books any shares of Stock that have been sold or otherwise transferred in violation of any of the provisions of this Agreement, or (ii) to treat as owner of such shares of Stock or to accord the right to vote or pay dividends to any purchaser or other transferee to whom such shares shall have been so transferred.

Appears in 7 contracts

Samples: Stock Option Agreement (Calidi Biotherapeutics, Inc.), Stock Option Agreement (Calidi Biotherapeutics, Inc.), Stock Option Agreement (Farmer Brothers Co)

Restrictive Legends and Stop Transfer Orders. (a) The Any share certificate or certificates certificate(s) evidencing the shares of Stock purchased issued hereunder shall be endorsed with any legends legend(s) that may be required by applicable federal, state or federal foreign securities laws, to be placed on the certificate(s) evidencing such shares. (b) The Optionee Participant agrees that, in order to ensure compliance with the restrictions referred to herein, the Company may issue appropriate “stop transfer” instructions to its transfer agent, if any, and that, if the Company transfers its own securities, it may make appropriate notations to the same effect in its own records. (c) The Company shall not be required: (i) to transfer on its books any shares of Stock that have been sold or otherwise transferred in violation of any of the provisions of this Agreementthe Terms, or (ii) to treat as owner of such shares of Stock or to accord the right to vote or pay dividends to any purchaser or other transferee to whom such shares shall have been so transferred.

Appears in 6 contracts

Samples: Restricted Stock Unit Award Grant Agreement (Allergan Inc), Restricted Stock Unit Award Grant Agreement (Allergan Inc), Performance Based Restricted Stock Unit Award Grant Agreement (Allergan Inc)

Restrictive Legends and Stop Transfer Orders. (a) The Any share certificate or certificates certificate(s) evidencing the shares of Common Stock purchased issued hereunder shall be endorsed with any legends that may be legend required by any applicable federal and state or federal securities laws. (b) The Optionee Xxxxxx agrees that, in order to ensure compliance with the restrictions referred to herein, the Company may issue appropriate “stop transfer” instructions to its transfer agent, if any, and that, if the Company transfers its own securities, it may make appropriate notations to the same effect in its own records. (c) The Company shall not be required: (i) to transfer on its books any shares of Common Stock that have been sold or otherwise transferred in violation of any of the provisions of this Agreement, ; or (ii) to treat as owner of such shares of Common Stock or to accord the right to vote or pay dividends to any purchaser or other transferee to whom such shares shall have been so transferred.

Appears in 4 contracts

Samples: Restricted Stock Unit Award Agreement (Tegal Corp /De/), Restricted Stock Unit Award Agreement (Tegal Corp /De/), Restricted Stock Unit Award Agreement (Tegal Corp /De/)

Restrictive Legends and Stop Transfer Orders. (a) The share certificate or certificates evidencing the shares of Common Stock purchased hereunder shall be endorsed with any legends that may be required by state or federal securities laws. (b) The Optionee agrees that, in order to ensure compliance with the restrictions referred to herein, the Company may issue appropriate “stop transfer” instructions to its transfer agent, if any, and that, if the Company transfers its own securities, it may make appropriate notations to the same effect in its own records. (c) The Company shall not be required: (i) to transfer on its books any shares of Common Stock that have been sold or otherwise transferred in violation of any of the provisions of this Agreement, or (ii) to treat as owner of such shares of Common Stock or to accord the right to vote or pay dividends to any purchaser or other transferee to whom such shares shall have been so transferred.

Appears in 4 contracts

Samples: Non Qualified Stock Option Agreement (Gen Probe Inc), Incentive Award Agreement (Micrel Inc), Employee Stock Option Agreement (Gen Probe Inc)

Restrictive Legends and Stop Transfer Orders. (a1) The share certificate or certificates evidencing the shares of Stock purchased hereunder shall be endorsed with any legends that may be required by state or federal securities laws. (b2) The Optionee agrees that, in order to ensure compliance with the restrictions referred to herein, the Company may issue appropriate “stop transfer” instructions to its transfer agent, if any, and that, if the Company transfers its own securities, it may make appropriate notations to the same effect in its own records. (c3) The Company shall not be required: (i) to transfer on its books any shares of Stock that have been sold or otherwise transferred in violation of any of the provisions of this Agreement, or (ii) to treat as owner of such shares of Stock or to accord the right to vote or pay dividends to any purchaser or other transferee to whom such shares shall have been so transferred.

Appears in 3 contracts

Samples: Employment Commencement Nonstatutory Stock Option Grant Notice and Stock Option Agreement (Renovis Inc), Employment Agreement (Renovis Inc), Employment Commencement Nonstatutory Stock Option Grant Notice and Stock Option Agreement (Renovis Inc)

Restrictive Legends and Stop Transfer Orders. (a) The share certificate or certificates evidencing the shares of Common Stock purchased hereunder shall be endorsed with any legends that may be required by state or federal securities laws. (b) The Optionee Xxxxxx agrees that, in order to ensure compliance with the restrictions referred to herein, the Company may issue appropriate “stop transfer” instructions to its transfer agent, if any, and that, if the Company transfers its own securities, it may make appropriate notations to the same effect in its own records. (c) The Company shall not be required: (i) to transfer on its books any shares of Common Stock that have been sold or otherwise transferred in violation of any of the provisions of this Agreement, or (ii) to treat as owner of such shares of Common Stock or to accord the right to vote or pay dividends to any purchaser or other transferee to whom such shares shall have been so transferred.

Appears in 3 contracts

Samples: Stock Option Agreement (Leap Wireless International Inc), Stock Option Agreement (Leap Wireless International Inc), Stock Option Agreement (Leap Wireless International Inc)

Restrictive Legends and Stop Transfer Orders. (a) The share certificate or certificates evidencing the shares of Stock purchased hereunder shall be endorsed with any legends that may be required by state or federal securities laws. (b) The Optionee agrees that, in order to ensure compliance with the restrictions referred to herein, the Company may issue appropriate "stop transfer" instructions to its transfer agent, if any, and that, if the Company transfers its own securities, it may make appropriate notations to the same effect in its own records. (c) The Company shall not be required: (i) to transfer on its books any shares of Stock that have been sold or otherwise transferred in violation of any of the provisions of this Agreement, or (ii) to treat as owner of such shares of Stock or to accord the right to vote or pay dividends to any purchaser or other transferee to whom such shares shall have been so transferred.

Appears in 3 contracts

Samples: Stock Option Agreement (Cancervax Corp), Stock Option Agreement (Gentek Inc), Stock Option Agreement (Cancervax Corp)

Restrictive Legends and Stop Transfer Orders. (a) The share certificate or certificates evidencing the shares of Common Stock purchased hereunder shall be endorsed with any legends that may be required by state or federal securities laws. (b) The Optionee Hxxxxx agrees that, in order to ensure compliance with the restrictions referred to herein, the Company may issue appropriate “stop transfer” instructions to its transfer agent, if any, and that, if the Company transfers its own securities, it may make appropriate notations to the same effect in its own records. (c) The Company shall not be required: (i) to transfer on its books any shares of Common Stock that have been sold or otherwise transferred in violation of any of the provisions of this Agreement, or (ii) to treat as owner of such shares of Common Stock or to accord the right to vote or pay dividends to any purchaser or other transferee to whom such shares shall have been so transferred.

Appears in 1 contract

Samples: Stock Option Agreement (Leap Wireless International Inc)

Restrictive Legends and Stop Transfer Orders. (a) The share certificate or certificates evidencing the shares of Stock Shares purchased hereunder shall be endorsed with any legends that may be required by state or federal securities laws. (b) The Optionee Participant agrees that, in order to ensure compliance with the restrictions referred to herein, the Company may issue appropriate “stop transfer” instructions to its transfer agent, if any, and that, if the Company transfers its own securities, it may make appropriate notations to the same effect in its own records. (c) The Company shall not be required: (i) to transfer on its books any shares of Stock Shares that have been sold or otherwise transferred in violation of any of the provisions of this Agreement, or (ii) to treat as owner of such shares of Stock Shares or to accord the right to vote or pay dividends to any purchaser or other transferee to whom such shares Shares shall have been so transferred.

Appears in 1 contract

Samples: Stock Option Agreement (Young Innovations Inc)

Restrictive Legends and Stop Transfer Orders. (a) The share certificate or certificates evidencing the shares of Stock purchased hereunder shall be endorsed with any legends that may be required by state or federal securities laws. (b) The Optionee Participant agrees that, in order to ensure compliance with the restrictions referred to herein, the Company may issue appropriate “stop transfer” instructions to its transfer agent, if any, and that, if the Company transfers its own securities, it may make appropriate notations to the same effect in its own records. (c) The Company shall not be required: (i) to transfer on its books any shares of Stock that have been sold or otherwise transferred in violation of any of the provisions of this Agreement, or (ii) to treat as owner of such shares of Stock or to accord the right to vote or pay dividends to any purchaser or other transferee to whom such shares shall have been so transferred.

Appears in 1 contract

Samples: Stock Option Agreement (Texas Petrochemicals Inc.)

Restrictive Legends and Stop Transfer Orders. (a) The share certificate or certificates evidencing the shares of Common Stock purchased hereunder shall be endorsed with any legends that may be required by federal, state or federal foreign securities laws. (b) The Optionee Participant agrees that, in order to ensure compliance with the restrictions referred to herein, the Company may issue appropriate “stop transfer” instructions to its transfer agent, if any, and that, if the Company transfers its own securities, it may make appropriate notations to the same effect in its own records. (c) The Company shall not be required: (i) to transfer on its books any shares of Common Stock that have been sold or otherwise transferred in violation of any of the provisions of this Agreement, or (ii) to treat as owner of such shares of Common Stock or to accord the right to vote or pay dividends to any purchaser or other transferee to whom such shares shall have been so transferred.

Appears in 1 contract

Samples: Stock Option Agreement (Vizio, Inc.)

Restrictive Legends and Stop Transfer Orders. (a) The Any share certificate or certificates certificate(s) evidencing the shares of Common Stock purchased issued hereunder shall be endorsed with any legends that may be legend required by any applicable federal and state or federal securities laws. (b) The Optionee Holder agrees that, in order to ensure compliance with the restrictions referred restrictioxx xxxerred to herein, the Company may issue appropriate "stop transfer" instructions to its transfer agent, if any, and that, if the Company transfers its own securities, it may make appropriate notations to the same effect in its own records. (c) The Company shall not be required: (i) to transfer on its books any shares of Common Stock that have been sold or otherwise transferred in violation of any of the provisions of this Agreement, or (ii) to treat as owner of such shares of Common Stock or to accord the right to vote or pay dividends to any purchaser or other transferee to whom such shares shall have been so transferred.

Appears in 1 contract

Samples: Deferred Stock Unit Award Agreement (Leap Wireless International Inc)

Restrictive Legends and Stop Transfer Orders. (a) The Any share certificate or certificates certificate(s) evidencing the shares of Common Stock purchased issued hereunder shall be endorsed with any legends that may be legend required by any applicable federal or state or federal securities laws. (b) The Optionee Hxxxxx agrees that, in order to ensure compliance with the restrictions referred to herein, the Company may issue appropriate “stop transfer” instructions to its transfer agent, if any, and that, if the Company transfers its own securities, it may make appropriate notations to the same effect in its own records. (c) The Company shall not be required: (i) to transfer on its books any shares of Common Stock that have been sold or otherwise transferred in violation of any of the provisions of this Agreement, ; or (ii) to treat as owner of such shares of Common Stock or to accord the right to vote or pay dividends to any purchaser or other transferee to whom such shares shall have been so transferred.

Appears in 1 contract

Samples: Restricted Stock Unit Award Agreement (Vnus Medical Technologies Inc)

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Restrictive Legends and Stop Transfer Orders. (a) The share certificate or certificates evidencing the shares of Stock Shares purchased hereunder shall be endorsed with any legends that may be required by state or federal securities laws. (b) The Optionee Participant agrees that, in order to ensure compliance with the restrictions referred to herein, the Company may issue appropriate "stop transfer" instructions to its transfer agent, if any, and that, if the Company transfers its own securities, it may make appropriate notations to the same effect in its own records. (c) The Company shall not be required: (i) to transfer on its books any shares of Stock Shares that have been sold or otherwise transferred in violation of any of the provisions of this Agreement, or (ii) to treat as owner of such shares of Stock Shares or to accord the right to vote or pay dividends to any purchaser or other transferee to whom such shares Shares shall have been so transferred.

Appears in 1 contract

Samples: Stock Option Agreement (Environmental Service Professionals, Inc.)

Restrictive Legends and Stop Transfer Orders. (a) The share certificate or certificates evidencing the shares of Stock purchased hereunder shall be endorsed with any legends that may be required by state or federal securities laws. (b) The Optionee Participant agrees that, in order to ensure compliance with the restrictions referred to herein, the Company may issue appropriate “stop transfer” instructions to its transfer agent, if any, and that, if the Company transfers its own securities, it may make appropriate notations to the same effect in its own records. (c) The Company shall not be required: (i) to transfer on its books any shares of Stock that have been sold or otherwise transferred in violation of any of the provisions provision of this Agreement, or (ii) to treat as owner of such shares of Stock or to accord the right to vote or pay dividends to any purchaser or other transferee to whom such shares shall have been so transferred.

Appears in 1 contract

Samples: Stock Option Agreement (Zoned Properties, Inc.)

Restrictive Legends and Stop Transfer Orders. (a) The share certificate or certificates evidencing the shares of Stock purchased hereunder shall be endorsed with any legends that may be required by state or federal securities laws. (b) The Optionee Participant agrees that, in order to ensure compliance with the restrictions referred to herein, the Company may issue appropriate "stop transfer" instructions to its transfer agent, if any, and that, if the Company transfers its own securities, it may make appropriate notations to the same effect in its own records. (c) The Company shall not be required: (i) to transfer on its books any shares of Stock that have been sold or otherwise transferred in violation of any of the provisions of this Agreement, or (ii) to treat as owner of such shares of Stock or to accord the right to vote or pay dividends to any purchaser or other transferee to whom such shares shall have been so transferred.

Appears in 1 contract

Samples: Stock Option Agreement (Loudeye Corp)

Restrictive Legends and Stop Transfer Orders. (a) The share certificate or certificates evidencing the shares of Stock purchased hereunder shall be endorsed with any legends that may be required by state or federal securities laws. (b) The Optionee Participant agrees that, in order to ensure compliance with the restrictions referred to herein, the Company may issue appropriate “stop transfer” instructions to its transfer agent, if any, and that, if the Company transfers its own securities, it may make appropriate notations to the same effect in its own records. (c) The Company shall not be required: (i) to transfer on its books any shares of Stock that have been sold or otherwise transferred in violation of any of the provisions of this Agreement, or (ii) to treat as owner of such shares of Stock or to accord the right to vote or pay dividends to any purchaser or other transferee to whom such shares shall have been so transferred.

Appears in 1 contract

Samples: Stock Option Agreement (Ambassadors International Inc)

Restrictive Legends and Stop Transfer Orders. (a) The share certificate or certificates evidencing the shares of Common Stock purchased hereunder shall be endorsed with any legends that may be required by state or federal securities laws. (b) The Optionee agrees that, in order to ensure compliance with the restrictions referred to herein, the Company Corporation may issue appropriate “stop transfer” instructions to its transfer agent, if any, and that, if the Company Corporation transfers its own securities, it may make appropriate notations to the same effect in its own records. (c) The Company Corporation shall not be required: (i) to transfer on its books any shares of Common Stock that have been sold or otherwise transferred in violation of any of the provisions of this Agreement, or (ii) to treat as owner of such shares of Common Stock or to accord the right to vote or pay dividends to any purchaser or other transferee to whom such shares shall have been so transferred.

Appears in 1 contract

Samples: Stock Option Agreement (Strasbaugh)

Restrictive Legends and Stop Transfer Orders. (a) The share certificate or certificates evidencing the shares of Stock purchased hereunder shall be endorsed with any legends that may be required by state or federal securities laws. (b) The Optionee Associate agrees that, in order to ensure compliance with the restrictions referred to herein, the Company may issue appropriate “stop transfer” instructions to its transfer agent, if any, and that, if the Company transfers its own securities, it may make appropriate notations to the same effect in its own records. (c) The Company shall not be required: (i) to transfer on its books any shares of Stock that have been sold or otherwise transferred in violation of any of the provisions of this Agreement, or (ii) to treat as owner of such shares of Stock or to accord the right to vote or pay dividends to any purchaser or other transferee to whom such shares shall have been so transferred.

Appears in 1 contract

Samples: Stock Option Agreement (Design Within Reach Inc)

Restrictive Legends and Stop Transfer Orders. (a) The share certificate or certificates evidencing the shares of Stock purchased hereunder shall be endorsed with any legends that may be required by state or federal securities laws. (b) The Optionee Xxxxxx agrees that, in order to ensure compliance with the restrictions referred to herein, the Company may issue appropriate “stop transfer” instructions to its transfer agent, if any, and that, if the Company transfers its own securities, it may make appropriate notations to the same effect in its own records. (c) The Company shall not be required: (i) to transfer on its books any shares of Stock that have been sold or otherwise transferred in violation of any of the provisions of this Agreement, or (ii) to treat as owner of such shares of Stock or to accord the right to vote or pay dividends to any purchaser or other transferee to whom such shares shall have been so transferred.

Appears in 1 contract

Samples: Stock Option Agreement (ECC Capital CORP)

Restrictive Legends and Stop Transfer Orders. (a) The share certificate or certificates evidencing the shares of Stock purchased hereunder shall be endorsed with any legends that may be required by state or federal securities laws. (b) The Optionee agrees that, in order to ensure compliance with the restrictions referred to herein, the Company may issue appropriate “stop transfer” instructions to its transfer agent, if any, and that, if the Company transfers its own securities, it may make appropriate notations to the same effect in its own records. (c) The Company shall not be required: required (i) to transfer on its books any shares of Stock that have been sold or otherwise transferred in violation of any of the provisions of this Agreement, or (ii) to treat as owner of such shares of Stock or to accord the right to vote or pay dividends to any purchaser or other transferee to whom such shares shall have been so transferred.

Appears in 1 contract

Samples: Stock Option Agreement (Websidestory Inc)

Restrictive Legends and Stop Transfer Orders. (a) The share certificate or certificates evidencing the shares of Common Stock purchased hereunder shall be endorsed with any legends that may be required by state or federal securities laws. (b) The Optionee Xxxxxx agrees that, in order to ensure compliance with the restrictions referred to herein, the Company may issue appropriate “stop transfer” instructions to its transfer agent, if any, and that, if the Company transfers its own securities, it may make appropriate notations to the same effect in its own records. (c) The Company shall not be required: (i) to transfer on its books any shares of Common Stock that have been sold or otherwise transferred in violation of any of the provisions of this Agreement, or (ii) to treat as owner of such shares of Common Stock or to 4-Year Time Based Vesting Stock Options accord the right to vote or pay dividends to any purchaser or other transferee to whom such shares shall have been so transferred.

Appears in 1 contract

Samples: Stock Option Agreement (Leap Wireless International Inc)

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