Retention of Adviser. The Company hereby employs the Adviser to act as the investment adviser to the Company and to manage the investment and reinvestment of the assets of the Company, subject to the supervision of the Board of Directors of the Company (the “Board”), for the period and upon the terms herein set forth: (i) in accordance with the investment objectives, policies and restrictions that are set forth in the Company’s Registration Statement on Form N-2 (File No. 333-166636) filed with the Securities and Exchange Commission (the “SEC”), as amended from time to time (the “Registration Statement”); and (ii) during the term of this Agreement in accordance with all other applicable federal and state laws, rules and regulations, and the Company’s charter and bylaws, in each case as amended from time to time.
Appears in 1 contract
Samples: Investment Advisory and Management Services Agreement (Business Development Corp of America)
Retention of Adviser. The Company hereby employs the Adviser to act as the investment adviser to the Company and to manage the investment and reinvestment of the assets of the Company, subject to the supervision of the Board of Directors of the Company (the “Board”), for the period and upon the terms herein set forth:
(i) in accordance with the investment objectives, policies and restrictions that are set forth in the Company’s 's Registration Statement on Form N-2 (File No. 333-166636) filed with the Securities and Exchange Commission (the “SEC”), as amended from time to time (the “Registration Statement”); and
(ii) during the term of this Agreement in accordance with all other applicable federal and state laws, rules and regulations, and the Company’s 's charter and bylaws, in each case as amended from time to time.,
Appears in 1 contract
Samples: Investment Advisory and Management Services Agreement (Business Development Corp of America)
Retention of Adviser. The Company hereby employs the Adviser to act as the investment adviser to the Company and to manage the investment and reinvestment of the assets of the Company, subject to the supervision of the Board of Directors of the Company (the “Board”), for the period and upon the terms herein set forth:
(i) in accordance with the investment objectives, policies and restrictions that are set forth in the Company’s Registration Statement on Form N-2 (File No. 333-166636) filed with the Securities and Exchange Commission (the “SEC”), as amended from time to time (the “Registration Statement”); and
(ii) during the term of this Agreement in accordance with all other applicable federal and state laws, rules and regulations, and the Company’s charter and bylaws, in each case as amended from time to time.,
Appears in 1 contract
Samples: Investment Advisory and Management Services Agreement (Business Development Corp of America)
Retention of Adviser. The Company hereby employs the Adviser to act as the investment adviser to the Company and to manage the investment and reinvestment of the assets of the Company, subject to the supervision of the Board of Directors of the Company (the “Board”), for the period and upon the terms herein set forth:
(i) in In accordance with the investment objectivesobjective, policies and restrictions that are set forth in the Company’s Registration Statement on Form N-2 (File No. 333-166636) filed with the Securities and Exchange Commission (the “SEC”), on February 10, 2009, as amended or supplemented from time to time (the “Registration Statement”); and
(ii) during During the term of this Agreement in accordance with all other applicable federal and state laws, rules and regulations, and the Company’s charter articles of incorporation and bylaws, in each case as amended from time to time.time (the “Charter Documents”),
Appears in 1 contract
Samples: Investment Advisory and Administrative Services Agreement (Keating Capital Inc)
Retention of Adviser. The Company hereby employs the Adviser to act as the investment adviser to the Company and to manage the investment and reinvestment of the assets of the Company, subject to the supervision of the Board of Directors of the Company (the “Board”), for the period and upon the terms herein set forth:
(i) in In accordance with the investment objectivesobjective, policies and restrictions that are to be set forth in the Company’s Registration Statement on Form N-2 (File No. 333-166636) intended to be prepared by Company counsel and filed with the Securities and Exchange Commission (the “SEC”), as amended or supplemented from time to time (the “Registration Statement”); and
(ii) during During the term of this Agreement in accordance with all other applicable federal and state laws, rules and regulations, and the Company’s charter articles of incorporation and bylaws, in each case as amended from time to time.time (the “Charter Documents”),
Appears in 1 contract
Samples: Investment Advisory and Administrative Services Agreement (Age Reversal, Inc.)