Reuters. (1) a “144A — 3c7” notation included in the security name field at the top of the Reuters Instrument Code screen; (2) a “144A3c7Disclaimer” indicator appearing on the right side of the Reuters Instrument Code screen; and (3) a link from such “144A3c7Disclaimer” indicator to a disclaimer screen containing the following language: “These Notes may be sold or transferred only to Persons who are both (i) Qualified Institutional Buyers, as defined in Rule 144A under the Securities Act, and (ii) Qualified Purchasers, as defined under Section 3(c)(7) of the Investment Company Act.”
Appears in 3 contracts
Samples: Indenture (Theravance Biopharma, Inc.), Indenture (Innoviva, Inc.), Indenture (Theravance Inc)
Reuters. (1A) a “144A — – 3c7” notation included in the security name field at the top of the Reuters Instrument Code screen;
(2B) a “144A3c7Disclaimer144A3c7 Disclaimer” indicator appearing on the right side of the Reuters Instrument Code screen; and
(3C) a link from such “144A3c7Disclaimer144A3c7 Disclaimer” indicator to a disclaimer screen containing the following language: “These Notes may be sold or transferred only to Persons who are both (i) Qualified Institutional Buyers, as defined in Rule 144A under the Securities Act, and (ii) Qualified Purchasers, as defined under Section 3(c)(7) of under the U.S. Investment Company ActAct of 1940.”
Appears in 1 contract
Samples: Indenture (TICC Capital Corp.)
Reuters. (1A) a “144A — 3c7144A-3c7” notation included in the security name field at the top of the Reuters Instrument Code screen;
(2B) a “144A3c7Disclaimer” <144A3c7 Disclaimer> indicator appearing on the right side of the Reuters Instrument Code screen; and
(3C) a link from such “144A3c7Disclaimer” <144A3c7 Disclaimer> indicator to a disclaimer screen containing the following language: “"These Notes may be sold or transferred only to Persons who are both (i) Qualified Institutional Buyers, as defined in Rule 144A under the Securities Act, and (ii) Qualified Purchasers, as defined under Section 3(c)(7) of under the U.S. Investment Company ActAct of 1940.”"
Appears in 1 contract
Samples: Indenture (Garrison Capital Inc.)
Reuters. (1) a “144A — – 3c7” notation included in the security name field at the top of the Reuters Instrument Code screen;
(2) a “144A3c7Disclaimer” indicator appearing on the right side of the Reuters Instrument Code screen; and
(3) a link from such “144A3c7Disclaimer” indicator to a disclaimer screen containing the following language: “These Notes may be sold or transferred only to Persons who are both (i) Qualified Institutional Buyers, as defined in Rule 144A under the Securities Act, and (ii) Qualified Purchasers, as defined under Section 3(c)(7) of the Investment Company Act.”
Appears in 1 contract