Common use of Review of Compliance Program Clause in Contracts

Review of Compliance Program. The CCO shall, with the assistance of the Fund, review and revise, where necessary, the written compliance policies and procedures (the “Compliance Program”) of the Fund, which shall address compliance with, and be reasonably designed to prevent violation of, “Federal Securities Laws.” In addition to provisions of Federal Securities Laws that apply to the Fund, the Compliance Program will be revised, where necessary, to address compliance with, and ensure that it is reasonably designed to prevent violation of, the Fund’s charter and by-laws and all exemptive orders, no-action letters and other regulatory relief received by the Fund from the Securities and Exchange Commission (the “SEC”) and Financial Industry Regulatory Association, Inc. (the “FINRA”) (all such items collectively, “Regulatory Relief”); provided, however, that the Compliance Program shall address only that Regulatory Relief afforded the Service Providers or the Fund or relevant to compliance by the Service Providers or the Fund, and shall not address the terms by which other parties may receive the benefits of any Regulatory Relief.

Review of Compliance Program. The No later than the Effective Date, the CCO shall, with the assistance of the Fund, shall review and revise, where necessary, the written compliance policies and procedures (the “Compliance Program”) of the FundTrust, which shall address compliance with, and be reasonably designed to prevent violation of, “Federal Securities Laws.” ”1 In addition to provisions of Federal Securities Laws that apply to the FundTrust, the Compliance Program will be revised, where necessary, to address compliance with, and ensure that it is reasonably designed to prevent violation of, the FundTrust’s charter Trust Instrument and by-laws and all exemptive orders, no-action letters and other regulatory relief received by the Fund Trust from the Securities and Exchange Commission (the “SEC”) and Financial Industry Regulatory Association, Inc. (the “FINRA”) (all such items collectively, “Regulatory Relief”); provided, however, that the Compliance Program shall address only that Regulatory Relief afforded the Service Providers or the Fund Trust or relevant to compliance by the Service Providers or the FundTrust, and shall not address the terms by which other parties may receive the benefits of any Regulatory Relief.

Review of Compliance Program. The No later than the effective date, the CCO shall, with the assistance of the FundTrust, review and revise, where necessary, the written compliance policies and procedures (the “Compliance Program”) of the FundTrust, which shall address compliance with, and be reasonably designed to prevent violation of, “Federal Securities Laws.” ”1 In addition to provisions of Federal Securities Laws that apply to the FundTrust, the Compliance Program will be revised, where necessary, to address compliance with, and ensure that it is reasonably designed to prevent violation of, the FundTrust’s charter and by-laws and all exemptive orders, no-action letters and other regulatory relief received by the Fund Trust from the Securities and Exchange Commission (the “SEC”) and Financial Industry Regulatory Association, Inc. (the “FINRA”) (all such items collectively, “Regulatory Relief”); provided, however, that the Compliance Program shall address only that Regulatory Relief afforded the Service Providers or the Fund Trust or relevant to compliance by the Service Providers or the FundTrust, and shall not address the terms by which other parties may receive the benefits of any Regulatory Relief.

Review of Compliance Program. The No later than the Effective Date, the CCO shall, with the assistance of the FundAdviser, review and revise, where necessary, the written compliance policies and procedures (the “Compliance Program”) of the Trust with respect to the Fund, which shall address compliance with, and be reasonably designed to prevent violation of, “Federal Securities Laws.” ”1 In addition to provisions of Federal Securities Laws that apply to the FundTrust, the Compliance Program will be revised, where necessary, to address compliance with, and ensure that it is reasonably designed to prevent violation of, the FundTrust’s charter Trust Instrument and byBy-laws Laws and all exemptive orders, no-action letters and other regulatory relief received by the Fund Trust from the U.S. Securities and Exchange Commission (the “SEC”) and Financial Industry Regulatory AssociationAuthority, Inc. (the “FINRA”) (all such items collectively, “Regulatory Relief”); provided, however, that the Compliance Program shall address only that Regulatory Relief afforded the Service Providers or the Fund Trust or relevant to compliance by the Service Providers or the FundTrust, and shall not address the terms by which other parties may receive the benefits of any Regulatory Relief.

Review of Compliance Program. The No later than the effective date, the CCO shall, with the assistance of the Fund, review and revise, where necessary, the written compliance policies and procedures (the “Compliance Program”) of the Fund, which shall address compliance with, and be reasonably designed to prevent violation of, “Federal Securities Laws.” ”1 In addition to provisions of Federal Securities Laws that apply to the Fund, the Compliance Program will be revised, where necessary, to address compliance with, and ensure that it is reasonably designed to prevent violation of, the Fund’s charter and by-laws and all exemptive orders, no-action letters and other regulatory relief received by the Fund from the Securities and Exchange Commission (the “SEC”) and Financial Industry Regulatory Association, Inc. (the “FINRA”) (all such items collectively, “Regulatory Relief”); provided, however, that the Compliance Program shall address only that Regulatory Relief afforded the Service Providers or the Fund or relevant to compliance by the Service Providers or the Fund, and shall not address the terms by which other parties may receive the benefits of any Regulatory Relief.

Review of Compliance Program. The No later than the Effective Date, the CCO shall, with the assistance of the FundAdviser, review and revise, where necessary, the written compliance policies and procedures (the “Compliance Program”) of the FundTrust, which shall address compliance with, and be reasonably designed to prevent violation of, “Federal Securities Laws.” ”1 In addition to provisions of Federal Securities Laws that apply to the FundTrust, the Compliance Program will be revised, where necessary, to address compliance with, and ensure that it is reasonably designed to prevent violation of, the FundTrust’s charter Trust Instrument and by-laws and all exemptive orders, no-action letters and other regulatory relief received by the Fund Trust from the Securities and Exchange Commission (the “SEC”) and Financial Industry Regulatory Association, Inc. (the “FINRA”) (all such items collectively, “Regulatory Relief”); provided, however, that the Compliance Program shall address only that Regulatory Relief afforded the Service Providers or the Fund Trust or relevant to compliance by the Service Providers or the FundTrust, and shall not address the terms by which other parties may receive the benefits of any Regulatory Relief.

Review of Compliance Program. The CCO shall, with the assistance of the FundTrust, review and revise, where necessary, the written compliance policies and procedures (the “Compliance Program”) of the FundTrust, which shall address compliance with, and be reasonably designed to prevent violation of, “Federal Securities Laws.” In addition to provisions of Federal Securities Laws that apply to the FundTrust, the Compliance Program will be revised, where necessary, to address compliance with, and ensure that it is reasonably designed to prevent violation of, the FundTrust’s charter and by-laws and all exemptive orders, no-action letters and other regulatory relief received by the Fund Trust from the Securities and Exchange Commission (the “SEC”) and Financial Industry Regulatory Association, Inc. (the “FINRA”) (all such items collectively, “Regulatory Relief”); provided, however, that the Compliance Program shall address only that Regulatory Relief afforded the Service Providers or the Fund Trust or relevant to compliance by the Service Providers or the FundTrust, and shall not address the terms by which other parties may receive the benefits of any Regulatory Relief.

Review of Compliance Program. The No later than the effective date, the CCO shall, with the assistance of the FundTrust, review provide and revise, where necessary, the written compliance policies and procedures (the “Compliance Program”) of the FundTrust, which shall address compliance with, and be reasonably designed to prevent violation of, “Federal Securities Laws.” ”1 In addition to provisions of Federal Securities Laws that apply to the FundTrust, the Compliance Program will be revised, where necessary, to address compliance with, and ensure that it is reasonably designed to prevent violation of, the FundTrust’s charter and by-laws and all exemptive orders, no-action letters and other regulatory relief received by applicable to the Fund Trust from the Securities and Exchange Commission (the “SEC”) SEC and Financial Industry Regulatory Association, Inc. (the “FINRA”) (all such items collectively, “Regulatory Relief”); provided, however, that the Compliance Program shall address only that Regulatory Relief afforded the Service Providers or the Fund Trust or relevant to compliance by the Service Providers or the FundTrust, and shall not address the terms by which other parties may receive the benefits of any Regulatory Relief.

Review of Compliance Program. The No later than the Effective Date, the CCO shall, with the assistance of the FundTrust, review and revise, where necessary, the written compliance policies and procedures (the “Compliance Program”) of the FundTrust, which shall address compliance with, and be reasonably designed to prevent violation of, “Federal Securities Laws.” ”1 In addition to provisions of Federal Securities Laws that apply to the FundTrust, the Compliance Program will be revised, where necessary, to address compliance with, and ensure that it is reasonably designed to prevent violation of, the FundTrust’s charter and by-laws and all exemptive orders, no-action letters and other regulatory relief received by the Fund Trust from the Securities and Exchange Commission (the “SEC”) and Financial Industry Regulatory Association, Inc. (the “FINRA”) (all such items collectively, “Regulatory Relief”); provided, however, that the Compliance Program shall address only that Regulatory Relief afforded the Service Providers or the Fund Trust or relevant to compliance by the Service Providers or the FundTrust, and shall not address the terms by which other parties may receive the benefits of any Regulatory Relief.

Review of Compliance Program. The No later than the Effective Date, the CCO shall, with the assistance of the FundTrust, review and revise, where necessary, the written compliance policies and procedures (the “Compliance Program”) of the FundTrust, which shall address compliance with, and be reasonably designed to prevent violation of, “Federal Securities Laws.” ”1 In addition to provisions of Federal Securities Laws that apply to the FundTrust, the Compliance Program will be revised, where necessary, to address compliance with, and ensure that it is reasonably designed to prevent violation of, the FundTrust’s charter Trust Instrument and by-laws and all exemptive orders, no-action letters and other regulatory relief received by the Fund Trust from the Securities and Exchange Commission (the “SEC”) and Financial Industry Regulatory Association, Inc. (the “FINRA”) (all such items collectively, “Regulatory Relief”); provided, however, that the Compliance Program shall address only that Regulatory Relief afforded the Service Providers or the Fund Trust or relevant to compliance by the Service Providers or the FundTrust, and shall not address the terms by which other parties may receive the benefits of any Regulatory Relief.

Review of Compliance Program. The No later than the effective date, the CCO shall, with the assistance of the FundTrust, review and revise, where necessary, the written compliance policies and procedures (the “Compliance Program”) of the FundTrust, which shall address compliance with, and be reasonably designed to prevent violation of, “Federal Securities Laws.” ”1 In addition to provisions of Federal Securities Laws that apply to the FundTrust, the Compliance Program will be revised, where necessary, to address compliance with, and ensure that it is reasonably designed to prevent violation of, the FundTrust’s charter and by-laws and all exemptive orders, no-action letters and other regulatory relief received by the Fund Trust from the Securities and Exchange Commission (the “SEC”) and ), the Financial Industry Regulatory Association, Inc. (the “FINRA”) and the rules of any stock exchange on which shares of the Fund are listed (all such items collectively, “Regulatory Relief”); provided, however, that the Compliance Program shall address only that Regulatory Relief afforded the Service Providers or the Fund Trust or relevant to compliance by the Service Providers or the FundTrust, and shall not address the terms by which other parties may receive the benefits of any Regulatory Relief.

Review of Compliance Program. The No later than the Effective Date, the CCO shall, with the assistance of the FundTrust, review and revise, where necessary, the written compliance policies and procedures (the “Compliance Program”) of the FundTrust, which shall address compliance with, and be reasonably designed to prevent violation of, “Federal Securities Laws.” ”1 In addition to provisions of Federal Securities Laws that apply to the FundTrust, the Compliance Program will be revised, where necessary, to address compliance with, and ensure that it is reasonably designed to prevent violation of, the FundTrust’s charter and by-laws bylaws and all exemptive orders, no-action letters and other regulatory relief received by the Fund Trust from the Securities and Exchange Commission (the “SEC”) and Financial Industry Regulatory Association, Inc. (the “FINRA”) (all such items collectively, “Regulatory Relief”’); provided, however, that the Compliance Program shall address only that Regulatory Relief afforded the Service Providers or the Fund Trust or relevant to compliance by the Service Providers or the FundTrust, and shall not address the terms by which other parties may receive the benefits of any Regulatory Relief.

Review of Compliance Program. The No later than , 2015, the CCO shall, with the assistance of the FundTrust, review and revise, where necessary, the written compliance policies and procedures (the “Compliance Program”) of the FundTrust, which shall address compliance with, and be reasonably designed to prevent violation of, “Federal Securities Laws.” ”1 In addition to provisions of Federal Securities Laws that apply to the FundTrust, the Compliance Program will be revised, where necessary, to address compliance with, and ensure that it is reasonably designed to prevent violation of, the FundTrust’s charter Trust Instrument and by-laws and all exemptive orders, no-action letters and other regulatory relief received by the Fund Trust from the Securities and Exchange Commission (the “SEC”) and Financial Industry Regulatory AssociationAuthority, Inc. (the “FINRA”) (all such items collectively, “Regulatory Relief”); provided, however, that the Compliance Program shall address only that Regulatory Relief afforded the Service Providers or the Fund Trust or relevant to compliance by the Service Providers or the FundTrust, and shall not address the terms by which other parties may receive the benefits of any Regulatory Relief.

Review of Compliance Program. The No later than the Effective Date, the CCO shall, with the assistance of the Fund, shall review and revise, where necessary, the written compliance policies and procedures (the “Compliance Program”) of the FundTrust, which shall address compliance with, and be reasonably designed to prevent violation of, “Federal Securities Laws.” ”[1] In addition to provisions of Federal Securities Laws that apply to the FundTrust, the Compliance Program will be revised, where necessary, to address compliance with, and ensure that it is reasonably designed to prevent violation of, the FundTrust’s charter Trust Instrument and by-laws and all exemptive orders, no-action letters and other regulatory relief received by the Fund Trust from the Securities and Exchange Commission (the “SEC”) and Financial Industry Regulatory Association, Inc. (the “FINRA”) (all such items collectively, “Regulatory Relief”); provided, however, that the Compliance Program shall address only that Regulatory Relief afforded the Service Providers or the Fund Trust or relevant to compliance by the Service Providers or the FundTrust, and shall not address the terms by which other parties may receive the benefits of any Regulatory Relief.

Review of Compliance Program. The No later than , 2008, the CCO shall, with the assistance of the FundTrust, review and revise, where necessary, the written compliance policies and procedures (the “Compliance Program”) of the Fund, which shall address compliance with, and be reasonably designed to prevent violation of, “Federal Securities Laws.” ” (1) In addition to provisions of Federal Securities Laws that apply to the FundTrust, the Compliance Program will be revised, where necessary, to address compliance with, and ensure that it is reasonably designed to prevent violation of, the FundTrust’s charter and by-laws and all exemptive orders, no-action letters and other regulatory relief received by the Fund Trust from the Securities and Exchange Commission (the “SEC”) and the Financial Industry Regulatory Association, Inc. Authority (the “FINRA”) (all such items collectively, “Regulatory Relief”); provided, however, that the Compliance Program shall address only that Regulatory Relief afforded the Service Providers or the Fund Trust or relevant to compliance by the Service Providers or the FundTrust, and shall not address the terms by which other parties may receive the benefits of any Regulatory Relief.

Review of Compliance Program. The No later than April 1, 2010, the CCO shall, with the assistance of the FundTrust, review and revise, where necessary, the written compliance policies and procedures (the “Compliance Program”) of the FundTrust, which shall address compliance with, and be reasonably designed to prevent violation of, “Federal Securities Laws.” ”1 In addition to provisions of Federal Securities Laws that apply to the FundTrust, the Compliance Program will be revised, where necessary, to address compliance with, and ensure that it is reasonably designed to prevent violation of, the FundTrust’s charter and by-laws and all exemptive orders, no-action letters and other regulatory relief received by the Fund Trust from the Securities and Exchange Commission (the “SEC”) and Financial Industry Regulatory AssociationAuthority, Inc. (the “FINRA”) (all such items collectively, “Regulatory Relief”); provided, however, that the Compliance Program shall address only that Regulatory Relief afforded the Service Providers or the Fund Trust or relevant to compliance by the Service Providers or the FundTrust, and shall not address the terms by which other parties may receive the benefits of any Regulatory Relief.

Review of Compliance Program. The No later than , , the CCO shall, with the assistance of the FundTrust, review and revise, where necessary, the written compliance policies and procedures (the “Compliance Program”) of the FundTrust, which shall address compliance with, and be reasonably designed to prevent violation of, “Federal Securities Laws.” In ”1In addition to provisions of Federal Securities Laws that apply to the FundTrust, the Compliance Program will be revised, where necessary, to address compliance with, and ensure that it is reasonably designed to prevent violation of, the FundTrust’s charter and by-laws and all exemptive orders, no-action letters and other regulatory relief received by the Fund Trust from the Securities and Exchange Commission (the “SEC”) and the Financial Industry Regulatory AssociationAuthority, Inc. (the “FINRA”) and the rules of any stock exchange where shares of a series fund of the Trust are listed (all such items collectively, “Regulatory Relief”); provided, however, that the Compliance Program shall address only that Regulatory Relief afforded the Service Providers or the Fund Trust or relevant to compliance by the Service Providers or the FundTrust, and shall not address the terms by which other parties may receive the benefits of any Regulatory Relief.

Review of Compliance Program. The No later than the Effective Date, the CCO shall, with the assistance of the FundTrust, review and revise, where necessary, the written compliance policies and procedures (the “Compliance Program”) of the Trust with respect to the Fund, which shall address compliance with, and be reasonably designed to prevent violation of, “Federal Securities Laws.” ”1 In addition to provisions of Federal Securities Laws that apply to the FundTrust, the Compliance Program will be revised, where necessary, to address compliance with, and ensure that it is reasonably designed to prevent violation of, the FundTrust’s charter Trust Instrument and byBy-laws Laws and all exemptive orders, no-action letters and other regulatory relief received by the Fund Trust from the U.S. Securities and Exchange Commission (the “SEC”) and Financial Industry Regulatory AssociationAuthority, Inc. (the “FINRA”) (all such items collectively, “Regulatory Relief”); provided, however, that the Compliance Program shall address only that Regulatory Relief afforded the Service Providers or the Fund Trust or relevant to compliance by the Service Providers or the FundTrust, and shall not address the terms by which other parties may receive the benefits of any Regulatory Relief.

Review of Compliance Program. The No later than May 22, 2012, the CCO shall, with the assistance of the FundTrust, review and revise, where necessary, the written compliance policies and procedures (the “Compliance Program”) of the FundTrust, which shall address compliance with, and be reasonably designed to prevent violation of, “Federal Securities Laws.” ”1 In addition to provisions of Federal Securities Laws that apply to the FundTrust, the Compliance Program will be revised, where necessary, to address compliance with, and ensure that it is reasonably designed to prevent violation of, the FundTrust’s charter and by-laws and all exemptive orders, no-action letters and other regulatory relief received by the Fund Trust from the Securities and Exchange Commission (the “SEC”) and Financial Industry Regulatory Association, Inc. (the “FINRA”) (all such items collectively, “Regulatory Relief”); provided, however, that the Compliance Program shall address only that Regulatory Relief afforded the Service Providers or the Fund Trust or relevant to compliance by the Service Providers or the FundTrust, and shall not address the terms by which other parties may receive the benefits of any Regulatory Relief.

Review of Compliance Program. The No later than , 200 , the CCO shall, with the assistance of the FundCLIENT, review and revise, where necessary, the written compliance policies and procedures (the “Compliance Program”) of the FundTrust, which shall address compliance with, and be reasonably designed to prevent violation of, “Federal Securities Laws.” ” (1) In addition to provisions of Federal Securities Laws that apply to the FundTrust, the Compliance Program will be revised, where necessary, to address compliance with, and ensure that it is reasonably designed to prevent violation of, the FundTrust’s charter and by-laws and all exemptive orders, no-action letters and other regulatory relief received by the Fund Trust from the Securities and Exchange Commission (the “SEC”) and Financial Industry Regulatory Association, Inc. (the “FINRA”) (all such items collectively, “Regulatory Relief”); provided, however, that the Compliance Program shall address only that Regulatory Relief afforded the Service Providers or the Fund Trust or relevant to compliance by the Service Providers or the FundTrust, and shall not address the terms by which other parties may receive the benefits of any Regulatory Relief.

Review of Compliance Program. The No later than December 31, 2012, the CCO shall, with the assistance of the FundClient, review and revise, where necessary, the written compliance policies and procedures (the “Compliance Program”) of the FundTrust, which shall address compliance with, and be reasonably designed to prevent violation of, “Federal Securities Laws.” ”1 In addition to provisions of Federal Securities Laws that apply to the FundTrust, the Compliance Program will be revised, where necessary, to address compliance with, and ensure that it is reasonably designed to prevent violation of, the FundTrust’s charter and by-laws and all exemptive orders, no-action letters and other regulatory relief received by the Fund Trust from the Securities and Exchange Commission (the “SEC”) and Financial Industry Regulatory Association, Inc. (the “FINRA”) (all such items collectively, “Regulatory Relief”); provided, however, that the Compliance Program shall address only that Regulatory Relief afforded the Service Providers or the Fund Trust or relevant to compliance by the Service Providers or the FundTrust, and shall not address the terms by which other parties may receive the benefits of any Regulatory Relief.

Review of Compliance Program. The No later than _________, 2010, the CCO shall, with the assistance of the FundTrust, review and revise, where necessary, the written compliance policies and procedures (the “Compliance Program”) of the FundTrust, which shall address compliance with, and be reasonably designed to prevent violation of, “Federal Securities Laws.” ”1 In addition to provisions of Federal Securities Laws that apply to the FundTrust, the Compliance Program will be revised, where necessary, to address compliance with, and ensure that it is reasonably designed to prevent violation of, the FundTrust’s charter and by-laws and all exemptive orders, no-action letters and other regulatory relief received by the Fund Trust from the Securities and Exchange Commission (the “SEC”) and Financial Industry Regulatory AssociationAuthority, Inc. (the “FINRA”) (all such items collectively, “Regulatory Relief”); provided, however, that the Compliance Program shall address only that Regulatory Relief afforded the Service Providers or the Fund Trust or relevant to compliance by the Service Providers or the FundTrust, and shall not address the terms by which other parties may receive the benefits of any Regulatory Relief.

Review of Compliance Program. The No later than November 29, 2013, the CCO shall, with the assistance of the FundTrust, review and revise, where necessary, the written compliance policies and procedures (the “Compliance Program”) of the FundTrust, which shall address compliance with, and be reasonably designed to prevent violation of, “Federal Securities Laws.” ”1 In addition to provisions of Federal Securities Laws that apply to the FundTrust, the Compliance Program will be revised, where necessary, to address compliance with, and ensure that it is reasonably designed to prevent violation of, the FundTrust’s charter and by-laws and all exemptive orders, no-action letters and other regulatory relief received by the Fund Trust from the Securities and Exchange Commission (the “SEC”) and Financial Industry Regulatory Association, Inc. (the “FINRA”) (all such items collectively, “Regulatory Relief”); provided, however, that the Compliance Program shall address only that Regulatory Relief afforded the Service Providers or the Fund Trust or relevant to compliance by the Service Providers or the FundTrust, and shall not address the terms by which other parties may receive the benefits of any Regulatory Relief.

Review of Compliance Program. The No later than the Effective Date, the CCO shall, with the assistance of the FundTrust, review and revise, where necessary, the written compliance policies and procedures (the “Compliance Program”) of the FundTrust, which shall address compliance with, and be reasonably designed to prevent violation of, “Federal Securities Laws.” ”1 In addition to provisions of Federal Securities Laws that apply to the FundTrust, the Compliance Program will be revised, where necessary, to address compliance with, and ensure that it is reasonably designed to prevent violation of, the FundTrust’s charter and by-laws and all exemptive orders, no-action letters and other regulatory relief received by the Fund Trust from the Securities and Exchange Commission (the “SEC”) SEC and Financial Industry Regulatory Association, Inc. (the “FINRA”) (all such items collectively, “Regulatory Relief”); provided, however, that the Compliance Program shall address only that Regulatory Relief afforded the Service Providers or the Fund Trust or relevant to compliance by the Service Providers or the FundTrust, and shall not address the terms by which other parties may receive the benefits of any Regulatory Relief.