Rights Issuances. Where you receive any form of entitlement security from the issuer of a China Connect Security, if such entitlement security: (a) is a China Connect Security, you will be permitted to buy and sell the entitlement security through China Connect; (b) is not a China Connect Security but is a RMB denominated security listed on the relevant China Connect Market, you may be allowed to sell the entitlement security through China Connect but will not be permitted to buy such entitlement security; (c) is a security listed on the relevant China Connect Market but is not traded in RMB, you will not be allowed to buy or sell the entitlement security through China Connect; and (d) is not listed on the relevant China Connect Market, you will not be allowed to buy or sell the entitlement security on China Connect unless and until appropriate arrangements (if any) have been provided by HKSCC. It is possible that no such alternative arrangements will be provided.
Appears in 4 contracts
Samples: Client Agreement, Client Agreement, Client Agreement
