Common use of RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS Clause in Contracts

RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS. Growth Enterprise Market (GEM) stocks involve a high investment risk. In particular, companies may list on GEM with neither a track record of profitability nor any obligation to forecast future profitability. GEM stocks may be very volatile and illiquid.

Appears in 8 contracts

Samples: Securities Account Agreement, Securities Account Agreement, Client Securities Account Agreement

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RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS. Growth Enterprise Market (GEM) 2.1 GEM Board stocks involve a high investment risk. In particular, companies may list on GEM Board with neither a track record of profitability nor any obligation to forecast future profitability. GEM Board stocks may be very volatile and illiquid.

Appears in 4 contracts

Samples: Cash/Custodian Client’s Agreement, Cash/Custodian Client’s Agreement, Cash/Custodian Client’s Agreement

RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS. Growth Enterprise Market (GEM) stocks involve a high investment risk. In particular, companies may list on GEM with neither a track record of profitability nor any obligation to forecast future profitability. GEM stocks may be very volatile and illiquid.

Appears in 2 contracts

Samples: Securities Trading Agreement, Client Agreement

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RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS. Growth Enterprise Market (GEM) stocks listed on The Stock Exchange of Hong Kong Limited (SEHK) involve a high investment risk. In particular, companies may list on GEM with neither a track record of profitability nor any obligation to forecast future profitability. GEM stocks may be very volatile and illiquid.

Appears in 2 contracts

Samples: General Trading Agreement, General Trading Agreement

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