Pooling of Securities. Any securities deposited with you may, at your absolute discretion, either be treated as fungible and pooled like with like with the other securities held by your clients or specially allocated to the Securities Account. I/We will only be entitled to be returned and shall accept delivery of securities of the same company, class and denomination (or in the event of any change in class or denomination, securities of such equivalent class or denomination) as the securities originally deposited.
Pooling of Securities. You agree that any Securities or other Investments deposited with us by you or purchased by us for your Account(s) may, at our absolute discretion, either be treated as fungible and pooled with the other like investments held by our other customers or specially allocated to your Account. You agree that in the event of any dividends or other distributions or benefits accruing, or any losses however arising (including losses resulting from a reduction in the number or amount of Securities or other deliverables available for delivery) being suffered, in connection with any given Securities or other Investments held like with like, your Account shall be credited for such dividends or other distributions or benefits payment made to you or, as the case may be, your Account shall be debited with the proportion of such loss equal to the proportion of the total number or amount of relative Securities or such other Investments which shall comprise Securities or Investments forming part of your Account.
Pooling of Securities. You agree that any Securities deposited with us by you or purchased by us for your Account may, at our discretion, either be treated as fungible and pooled like with the other investments held by our customers or specially allocated to your Account. You agree that in the event of any dividends or other distributions or benefits accruing, or any losses however arising (including losses resulting from a reduction in the number or amount of Securities available for delivery) being suffered, in connection with any given Securities held, your Account shall be, credited for payment made to you or, as the case may be, your Account shall be debited with the proportion of such loss equal to the proportion of the total number or amount of relative Securities which shall comprise Securities forming part of your Account.
Pooling of Securities. (a) You agree that we may, at our discretion, treat any Securities deposited with us by you or purchased by us for your Account as fungible and pooled like with the other investments held by us or by the Hafoo or specially allocated to your Account.
(b) If, in connection with any given Securities held by us, any dividends or other distributions or benefits accrue, you agree that your Account shall be credited for payment made to you.
(c) If, in connection with any given Securities held by us, any losses however arises (including losses as a result of a reduction in the number or amount of Securities available for delivery) being suffered, you agree that, as the case may be, your Account shall be debited with the proportion of such loss equal to the proportion of the total number or amount of relative Securities which shall comprise Securities forming part of your Account.
Pooling of Securities. You agree that any Securities deposited with us by you or purchased by us for your Account may, at our discretion, either be treated as fungible and pooled like with the other investments held by our customers or specially allocated to your Account. You agree that in the event of any dividends or other distributions or benefits accruing, or any losses however arising (including losses resulting from a reduction in the number or amount of Securities available for delivery) being suffered, in connection with any given Securities held, your Account shall be credited for payment made to you or, as the case may be, your Account shall be debited with the proportion of such loss equal to the proportion of the total number or amount of relative Securities which shall comprise Securities forming part of your Account. 在一般情况下,客户的金融工具可能保管在金融工具市场指令,法规或相关监管的第三方或类似的金融相关公司:
(a) 客户资产可能被第三方保管,虽然金融工具市场指令没有批准持有客户资金(因为它们 不是分类为中央银行,授权的商业银行,或合格的货币市场基金),但它们是受金融工具市场指令中订定的相关客户资产保管规则所约束。
(b) 三甲金融策略有限公司与这些第三方就客户资金/工具保管之前,已对这些缔约方进行了 调查,并证实他们符合金融工具市场指令中作为保管的要求。 (c) 即使客户资金存放于没有被金融工具市场指令批准之持有客户资金的第三方内,它们是存放在金融工具市场指令批准的人士之独立客户账户中。