Common use of RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS Clause in Contracts

RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS. 3.1 Growth Enterprise Market (GEM) stocks involve a high investment risk. In particular, companies may list on GEM with neither a track record of profitability nor any obligation to forecast future profitability. GEM stocks may be very volatile and illiquid. 3.2 The Client should make the decision to invest only after due and careful consideration. The greater risk profile and other characteristics of GEM mean that it is a market more suited to professional and other sophisticated investors.Current information on GEM stocks may only be found on the internet website operated by the Stock Exchange of Hong Kong Limited. GEM companies are usually not required to issue paid announcements gazetted newspapers. 3.3 The Client should seek independent professional advice if it is uncertain of or has not understood any aspect of this risk disclosure statement or the nature and risks involved in trading of GEM stocks.

RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS. 3.1 Growth Enterprise Market (GEM) stocks involve a high investment risk. In particular, companies may list on GEM with neither a track record of profitability nor any obligation to forecast future profitability. GEM stocks may be very volatile and illiquid. 3.2 The . Client should make the decision to invest only after due and careful consideration. The greater risk profile and other characteristics of GEM mean that it is a market more suited to professional and other sophisticated investors.. Current information on GEM stocks may only be found on the internet website operated by the The Stock Exchange of Hong Kong Limited. GEM companies are usually not required to issue paid announcements in gazetted newspapers. 3.3 The . Client should seek independent professional advice if it he/she is uncertain of or has does not understood understand any aspect of this risk disclosure statement or the nature and risks involved in trading of GEM stocks.

RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS. 3.1 Growth Enterprise Market (“GEM”) stocks involve a high investment risk. In particular, companies may list on GEM with neither a track record of profitability nor any obligation to forecast future profitability. GEM stocks may be very volatile and illiquid. 3.2 . The Client should make the decision to invest only after due and careful consideration. The greater risk profile and other characteristics of GEM mean that it is a market more suited to professional and other sophisticated investors.. Current information on GEM stocks may only be found on the internet website operated by the Stock The stock Exchange of Hong Kong Limited. GEM companies Companies are usually not required to issue paid announcements in gazetted newspapers. 3.3 . The Client should seek independent professional advice if it he is uncertain of or has not understood any aspect of this risk disclosure statement or the nature and risks involved in trading of GEM stocksStock.

RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS. 3.1 Growth Enterprise Market (“GEM”) stocks involve a high investment risk. In particular, companies may list on GEM with neither a track record of profitability nor any obligation to forecast future profitability. GEM stocks may be very volatile and illiquid. 3.2 The Client . You should make the decision to invest only after due and careful consideration. The greater risk profile and other characteristics of GEM mean that it is a market more suited to professional and other sophisticated investors.. Current information on GEM stocks may only be found on the internet website operated by the The Stock Exchange of Hong Kong Limited. Limited GEM companies Companies are usually not required to issue paid announcements gazetted in gazette newspapers. 3.3 The Client . You should seek independent professional advice if it is you are uncertain of or has have not understood any aspect of this risk disclosure statement or the nature and risks involved in trading of GEM stocksStock.

RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS. 3.1 Growth Enterprise Market (GEM) stocks involve a high investment risk. In particular, companies may list on GEM with neither a track record of profitability nor any obligation to forecast future profitability. GEM stocks may be very volatile and illiquid. 3.2 The Client . You should make the decision to invest only after due and careful consideration. The greater risk profile and other characteristics of GEM mean that it is a market more suited to professional and other sophisticated investors.. Current information on GEM stocks may only be found on the internet website operated by the The Stock Exchange of Hong Kong Limited. GEM companies are usually not required to issue paid announcements in gazetted newspapers. 3.3 The Client . You should seek independent professional advice if it is you are uncertain of or has do not understood understand any aspect of this risk disclosure statement or the nature and risks involved in trading of GEM stocks.

RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS. 3.1 Growth Enterprise Market (“GEM”) stocks involve a high investment risk. In particular, companies may list on GEM with neither a track record of profitability nor any obligation to forecast future profitability. GEM stocks may be very volatile and illiquid. 3.2 The Client . You should make the decision to invest only after due and careful consideration. The greater risk profile and other characteristics of GEM mean that it is a market more suited to professional and other sophisticated investors.. Current information on GEM stocks may only be found on the internet website operated by the The Stock Exchange of Hong Kong LimitedLimited (“SEHK”). GEM companies are usually not required to issue paid announcements in gazetted newspapers. 3.3 The Client . You should seek independent professional advice if it is you are uncertain of or has have not understood any aspect of this risk disclosure statement or the nature and risks involved in trading of GEM stocks.

RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS. 3.1 Growth Enterprise Market (GEM) stocks involve a high investment risk. In particular, companies may list on GEM with neither a track record of profitability nor any obligation to forecast future profitability. GEM stocks may be very volatile and illiquid. 3.2 The Client . You should make the decision to invest only after due and careful consideration. The greater risk profile and other characteristics of GEM mean that it is a market more suited to professional and other sophisticated investors.. Current information on GEM stocks may only be found on the internet website operated by the The Stock Exchange of Hong Kong Limited. GEM companies are usually not required to issue paid announcements in gazetted newspapers. 3.3 The Client newspaper s. You should seek independent professional advice if it is you are uncertain of or has do not understood understand any aspect of this risk disclosure statement or the nature and risks involved in trading of GEM stocks.

RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS. 3.1 8.1 Growth Enterprise Market (GEM) stocks involve a high investment risk. In particular, companies may list on GEM with neither a track record of profitability nor any obligation to forecast future profitability. GEM stocks may be very volatile and illiquid. 3.2 The Client . You should make the decision to invest only after due and careful consideration. The greater risk profile and other characteristics of GEM mean that it is a market more suited to professional and other sophisticated investors.. Current information on GEM stocks may only be found on the internet website operated by the The Stock Exchange of Hong Kong Limited. GEM companies Companies are usually not required to issue paid announcements in gazetted newspapers. 3.3 The Client . You should seek independent professional advice if it is you are uncertain of or has have not understood any aspect of this risk disclosure statement or the nature and risks involved in trading of GEM stocks.