Common use of RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS Clause in Contracts

RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS. 2.1 GEM Board stocks involve a high investment risk. In particular, companies may list on GEM Board with neither a track record of profitability nor any obligation to forecast future profitability. GEM Board stocks may be very volatile and illiquid. 2.2 The Client should make the decision to invest only after due and careful consideration. The greater risk profile and other characteristics of GEM Board mean that it is a market more suited to professional and other sophisticated investors. 2.3 Current information on GEM Board stocks may only be found on the internet website operated by the Exchange. GEM Board Companies are usually not required to issue paid announcements in gazetted newspapers. 2.4 The Client should seek independent professional advice if the Client is uncertain of or has not understood any aspect of this Risk Disclosure Statement or the nature and risks involved in trading GEM Board stocks.

Appears in 5 contracts

Samples: Cash/Custodian Client’s Agreement, Cash/Custodian Client’s Agreement, Cash/Custodian Client’s Agreement

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RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS. 2.1 GEM Board stocks involve a high investment risk. In particular, companies may list on GEM Board with neither a track record of profitability nor any obligation to forecast future profitability. GEM Board stocks may be very volatile and illiquid. 2.2 The Client should make the decision to invest only after due and careful consideration. The greater risk profile and other characteristics of GEM Board mean that it is a market more suited to professional and other sophisticated investors. 2.3 Current information on GEM Board stocks may only be found on the internet website operated by the Exchange. GEM Board Companies are usually not required to issue paid announcements in gazetted newspapers. 2.4 The Client should seek independent professional advice if the Client is uncertain of or has not understood any aspect of this Risk Disclosure Statement or the nature and risks involved in trading GEM Board stocks.

Appears in 1 contract

Samples: Cash/Custodian Client's Agreement

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RISK OF TRADING GROWTH ENTERPRISE MARKET STOCKS. 2.1 GEM Board stocks involve a high investment risk. In particular, companies may list on GEM Board with neither a track record of profitability nor any obligation to forecast future profitability. GEM Board stocks may be very volatile and illiquid. 2.2 The Client Customer should make the decision to invest only after due and careful consideration. The greater risk profile and other characteristics of GEM Board mean that it is a market more suited to professional and other sophisticated investors. 2.3 Current information on GEM Board stocks may only be found on the internet website operated by the Exchange. GEM Board Companies are usually not required to issue paid announcements in gazetted newspapers. 2.4 The Client Customer should seek independent professional advice if the Client Customer is uncertain of or has not understood any aspect of this Risk Disclosure Statement or the nature and risks involved in trading GEM Board stocks.

Appears in 1 contract

Samples: Account Opening Master Agreement

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