Common use of RISK OF TRADING NASDAQ-AMEX SECURITIES AT THE SEHK Clause in Contracts

RISK OF TRADING NASDAQ-AMEX SECURITIES AT THE SEHK. The securities under the NASDAQ-Amex Pilot Program (“PP”) are aimed at sophisticated investors. You should consult SHKOS and become familiarised with the PP before trading in the PP securities. You should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the Growth Enterprise Market of the SEHK. You should only consider participating in the PP if you have sufficient means and resources to acquire and understand the relevant product and market information regarding the PP which is published on or distributed via the internet in English.

Appears in 2 contracts

Samples: Client Agreement, Client Agreement

AutoNDA by SimpleDocs

RISK OF TRADING NASDAQ-AMEX SECURITIES AT THE SEHK. The securities under the NASDAQ-Amex Pilot Program (“PP”) are aimed at sophisticated investors. You should consult SHKOS SHKIS and become familiarised with the PP before trading in the PP securities. You should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the Growth Enterprise Market of the SEHK. You should only consider participating in the PP if you have sufficient means and resources to acquire and understand the relevant product and market information regarding the PP which is published on or distributed via the internet in English.

Appears in 2 contracts

Samples: Client Agreement, Client Agreement

RISK OF TRADING NASDAQ-AMEX SECURITIES AT THE SEHK. The securities under the NASDAQ-Amex Pilot Program (“PP”) are aimed at sophisticated investors. You should consult SHKOS Broker and become familiarised familiarized with the PP before trading in the PP securities. You should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the Growth Enterprise Market of the SEHK. You should only consider participating in the PP if you have sufficient means and resources to acquire and understand the relevant product and market information regarding the PP which is published on or distributed via the internet in English.

Appears in 1 contract

Samples: Cash Account (Securities Trading) Client Agreement

AutoNDA by SimpleDocs

RISK OF TRADING NASDAQ-AMEX SECURITIES AT THE SEHK. The securities under the NASDAQ-Amex Pilot Program (“PP”) are aimed at sophisticated investors. You should consult SHKOS GIHKL and become familiarised familiarized with the PP before trading in the PP securities. You should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the Growth Enterprise Market of the SEHK. You should only consider participating in the PP if you have sufficient means and resources to acquire and understand the relevant product and market information regarding the PP which is published on or distributed via the internet in English.

Appears in 1 contract

Samples: Client Agreement

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!