Common use of RISK OF TRADING NASDAQ-AMEX SECURITIES AT THE STOCK EXCHANGE Clause in Contracts

RISK OF TRADING NASDAQ-AMEX SECURITIES AT THE STOCK EXCHANGE. 在聯交所買賣納斯達克 – 美國證券交易所證券的風險 The Securities under the Nasdaq-Amex Pilot Program ("PP") at SEHK are aimed at sophisticated investors. The Client should consult a licensed or registered person and become familiarised with the PP before trading in the PP Securities. The Client should be aware that the PP Securities are not regulated as a primary or secondary listing on the Main Board or GEM of SEHK. 按照納斯達克 – 美國證券交易所試驗計劃（「試驗計劃」）掛牌買賣的證券是為熟悉投資技巧的投資者而設的。客戶在買賣該項試驗計劃的證券之前，應先諮詢持牌或註冊人的意見和熟悉該項試驗計劃。客戶應知悉，按照該項試驗計劃掛牌買賣的證券並非以聯交所的主板或創業板作第一或第二上市的證券類別加以監管。