Rule 144A Securities. The Participant represents and warrants to the Distributor and the Trust that immediately after each acquisition of a Rule 144A Security by the Participant pursuant to this Agreement, it or any Beneficial Owner of the Rule 144A Security will be a “qualified institutional buyer” as defined in Rule 144A under the 1933 Act.
Appears in 6 contracts
Samples: Agency Services Agreement (J.P. Morgan Exchange-Traded Fund Trust), Authorized Participant Agreement (LocalShares Investment Trust), Authorized Participant Agreement (Cambria ETF Trust)
Rule 144A Securities. The Participant represents and warrants to the Distributor and the Trust that that, immediately after each acquisition of a Rule 144A Security by the Participant pursuant to this Agreement, it the Participant or any Beneficial Owner of the Rule 144A Security will shall be a “qualified institutional buyer,” as that term is defined in Rule 144A under the 1933 Act.
Appears in 5 contracts
Samples: Authorized Participant Agreement (Quaker Investment Trust), Authorized Participant Agreement (SEI Exchange Traded Funds), Authorized Participant Agreement (Advisors' Inner Circle Fund)
Rule 144A Securities. The Participant represents and warrants to the Distributor and the Trust Company that immediately after each acquisition of a Rule 144A Security by the Participant pursuant to this Agreement, it or any Beneficial Owner of the Rule 144A Security will be a “qualified institutional buyer” as defined in Rule 144A under the 1933 Act.
Appears in 2 contracts
Samples: Authorized Participant Agreement (Impact Shares Trust I), Authorized Participant Agreement (Causeway ETMF Trust)
