Rule 158. The Fund will timely file such reports pursuant to the 1934 Act as are necessary in order to make generally available to its securityholders as soon as practicable an earnings statement for the purposes of, and to provide the benefits contemplated by, the last paragraph of Section 11(a) of the 1933 Act.
Appears in 71 contracts
Samples: Purchase Agreement (Gabelli Global Deal Fund), Underwriting Agreement (Tortoise Energy Infrastructure Corp), Underwriting Agreement (Tortoise Energy Capital Corp)
Rule 158. The Fund will timely file such reports pursuant to the 1934 Act as are necessary in order to make generally available to its securityholders security holders as soon as practicable an earnings statement for the purposes of, and to provide to the Underwriters the benefits contemplated by, the last paragraph of Section 11(a) of the 1933 Act.
Appears in 36 contracts
Samples: Underwriting Agreement (Columbia Seligman Premium Technology Growth Fund, Inc.), Underwriting Agreement (Rivernorth Opportunities Fund, Inc.), Underwriting Agreement (AllianzGI Convertible & Income 2024 Target Term Fund)
Rule 158. The Fund will timely file such reports pursuant to the 1934 Act as are necessary in order to make generally available to its securityholders as soon as practicable an earnings statement for the purposes of, and to provide to the Underwriters the benefits contemplated by, the last paragraph of Section 11(a) of the 1933 Act.
Appears in 35 contracts
Samples: Underwriting Agreement (Guggenheim Active Allocation Fund), Underwriting Agreement (Neuberger Berman Next Generation Connectivity Fund Inc.), Underwriting Agreement (Cohen & Steers Real Estate Opportunities & Income Fund)
Rule 158. The Fund will timely file such reports pursuant to the 1934 Investment Company Act as are necessary in order to make generally available to its securityholders as soon as practicable an earnings statement for the purposes of, and to provide the benefits contemplated by, the last paragraph of Section 11(a) of the 1933 Act.
Appears in 34 contracts
Samples: Purchase Agreement (Corporate High Yield Fund Iv), Purchase Agreement (Income Opportunities Fund 2006 Inc), Purchase Agreement (Muniholdings Insured Fund Ii Inc)
Rule 158. The Fund will timely file such reports pursuant to the 1934 Act or 1940 Act as are necessary in order to make generally available to its securityholders as soon as practicable an earnings statement for the purposes of, and to provide to the Underwriter the benefits contemplated by, the last paragraph of Section 11(a) of the 1933 Act.
Appears in 23 contracts
Samples: Underwriting Agreement (Gabelli Dividend & Income Trust), Underwriting Agreement (Priority Income Fund, Inc.), Underwriting Agreement (Gabelli Multimedia Trust Inc.)
Rule 158. The Fund will timely file such reports pursuant to the 1934 1933 Act as are necessary in order to make generally available to its securityholders as soon as practicable an earnings statement for the purposes of, and to provide the benefits contemplated by, the last paragraph of Section 11(a) of the 1933 Act.
Appears in 7 contracts
Samples: Purchase Agreement (Munivest Fund Inc), Purchase Agreement (Muniholdings Fund Inc), Purchase Agreement (Muniyield Arizona Fund Inc /Nj/)
Rule 158. The Fund will timely file such reports pursuant to the 1934 Act and the 1940 Act as are necessary in order to make generally available to its securityholders security holders as soon as practicable an earnings statement for the purposes of, and to provide to the Underwriters the benefits contemplated by, the last paragraph of Section 11(a) of the 1933 Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc.), Underwriting Agreement (Eaton Vance Floating-Rate 2022 Target Term Trust), Underwriting Agreement (Nuveen Preferred & Income 2022 Term Fund)
Rule 158. The Fund will timely file such reports pursuant to the 1934 Act as are necessary in order to make generally available to its securityholders as soon as practicable an earnings statement for the purposes of, and to provide to the Placement Agent the benefits contemplated by, the last paragraph of Section 11(a) of the 1933 Act.
Appears in 4 contracts
Samples: Placement Agency Agreement (Tortoise Energy Capital Corp), Placement Agency Agreement (Tortoise Energy Infrastructure Corp), Placement Agency Agreement (Tortoise Energy Capital Corp)
Rule 158. The Fund will timely file such reports pursuant to the 1934 Act as are necessary in order to make generally available to its securityholders security holders as soon as practicable an earnings statement for the purposes of, and to provide the benefits contemplated by, the last paragraph of Section 11(a) of the 1933 Act.
Appears in 3 contracts
Samples: Underwriting Agreement (RMK Strategic Income Fund Inc), Underwriting Agreement (RMK Advantage Income Fund, Inc.), Underwriting Agreement (RMK Multi-Sector High Income Fund Inc)
Rule 158. The Fund will timely file such reports pursuant to the 1934 Act as are necessary in order to make generally available to its securityholders as soon as practicable an earnings statement for the purposes of, and to provide the benefits contemplated by, the last paragraph of Section 11(a) of the 1933 Act.soon
Appears in 2 contracts
Samples: Purchase Agreement (Chartwell Dividend & Income Fund Inc), Purchase Agreement (Chartwell Dividend & Income Fund Inc)
Rule 158. The Fund will timely file such reports pursuant to the 1934 Act as are necessary in order to make generally available to its securityholders as soon as practicable an earnings statement for the purposes of, and to provide to the Dealers the benefits contemplated by, the last paragraph of Section 11(a) of the 1933 Act.
Appears in 2 contracts
Samples: Initial Offering Period Agreement (BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.), Distribution Agreement (Guggenheim Energy & Income Fund)
Rule 158. The Fund will timely file such reports pursuant to the 1934 Act or the 1940 Act as are necessary in order to make generally available to its securityholders as soon as practicable an earnings statement for the purposes of, and to provide to the Underwriters the benefits contemplated by, the last paragraph of Section 11(a) of the 1933 Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Gabelli Equity Trust Inc), Purchase Agreement (Gabelli Global Gold, Natural Resources & Income Trust)
Rule 158. The Fund will timely file such reports pursuant to the 1934 Act as are necessary in order to make generally available to its securityholders security holders as soon as practicable an earnings statement for the purposes of, and to provide to the Underwriter the benefits contemplated by, the last paragraph of Section 11(a) of the 1933 Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Cornerstone Progressive Return Fund), Underwriting Agreement (Cornerstone Progressive Return Fund)
Rule 158. The Fund will timely file such reports pursuant to the 1934 Act as are necessary in order to make generally available to its securityholders as soon as practicable an earnings statement for the purposes of, and to provide to the Underwriter the benefits contemplated by, the last paragraph of Section 11(a) of the 1933 Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Gabelli Healthcare & WellnessRx Trust), Purchase Agreement (Tortoise Energy Infrastructure Corp)
Rule 158. The Fund will timely file such reports pursuant to the 1934 Act as are necessary in order to make generally available to its securityholders security holders as soon as practicable an earnings statement covering a period of at least twelve months beginning with the first fiscal quarter of the Fund occurring after the date of this Agreement for the purposes of, and to provide to the Underwriters the benefits contemplated by, the last paragraph of Section 11(a) of the 1933 Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Eagle Growth & Income Opportunities Fund), Underwriting Agreement (THL Credit Senior Loan Fund)
Rule 158. The Fund will timely file such reports pursuant to the 1934 Act as are necessary in order to make generally available to its securityholders as soon as practicable an earnings statement statement, if applicable, for the purposes of, and to provide the benefits contemplated by, the last paragraph of Section 11(a) of the 1933 Act.
Appears in 1 contract
Rule 158. The Fund will timely file such reports pursuant to the 1934 Act and the 1940 Act as are necessary in order to make generally available to its securityholders as soon as practicable an earnings statement for the purposes of, and to provide the benefits contemplated by, the last paragraph of Section 11(a) of the 1933 Act.
Appears in 1 contract
Samples: Underwriting Agreement (Tortoise North American Energy Corp)
Rule 158. The Fund will timely file such reports pursuant to the 1934 Act as are necessary in order to make generally available to its securityholders as soon as practicable an earnings statement statement, if applicable, for the purposes of, and to provide to the Underwriters the benefits contemplated by, the last paragraph of Section 11(a) of the 1933 Act.
Appears in 1 contract
Samples: Underwriting Agreement (Legg Mason BW Global Income Opportunities Fund Inc.)
Rule 158. The Fund will timely file such reports pursuant to the 1934 Act as are necessary in order to make generally available to its securityholders as soon as reasonably practicable an earnings statement for the purposes of, and to provide to the Underwriters the benefits contemplated by, the last paragraph of Section 11(a) of the 1933 Act.
Appears in 1 contract
Samples: Underwriting Agreement (Ares Multi-Strategy Credit Fund, Inc.)
Rule 158. The Fund will timely file such reports pursuant to the 1934 Act as are necessary in order to make generally available to its securityholders as soon as reasonably practicable an earnings statement for the purposes of, and to provide the benefits contemplated by, the last paragraph of Section 11(a) of the 1933 Act.
Appears in 1 contract
Samples: Purchase Agreement (Delaware Enhanced Global Dividend & Income Fund)
Rule 158. The Fund will timely file such reports pursuant to the 1934 Act as are necessary in order to make generally available to its securityholders security holders as soon as practicable an earnings earning statement for the purposes of, and to provide to the Underwriters the benefits contemplated by, the last paragraph of Section 11(a) of the 1933 Act.
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen Multi-Currency Short-Term Government Income Fund)
Rule 158. The Fund will timely file such reports pursuant to the 1934 Act as are necessary in order to make generally available to its securityholders security holders as soon as practicable an earnings statement statement, if applicable, for the purposes of, and to provide to the Underwriters the benefits contemplated by, the last paragraph of Section 11(a) of the 1933 Act.
Appears in 1 contract
Samples: Underwriting Agreement (Flaherty & Crumrine Dynamic Preferred & Income Fund Inc)
