Safeguarding Customer Information. The parties shall establish and maintain safeguards against the unauthorized access, destruction, loss, or alteration of Customer Information in their control which are no less rigorous than those maintained by a party for its own information of a similar nature. In the event of any improper disclosure of any Customer Information, the party responsible for the disclosure will immediately notify the other party.
Appears in 65 contracts
Samples: Managing Broker Dealer/Underwriter Agreement (Red Oak Capital Fund VII, LLC), Soliciting Dealer Agreement, Dealer Manager Agreement (Cottonwood Communities, Inc.)
Safeguarding Customer Information. The parties shall establish and maintain safeguards against the unauthorized access, destruction, loss, or alteration of Customer Information in their control control, which are no less rigorous than those maintained by a party for its own information of a similar nature. In the event of any improper disclosure of any Customer Information, the party responsible for the disclosure will immediately notify the other party.
Appears in 29 contracts
Samples: Dealer Agreement (Aberdeen Funds), Bank and Trust Company Agreement (Olstein Funds), Dealer Agreement (Olstein Funds)
Safeguarding Customer Information. The parties shall establish and maintain safeguards against the unauthorized access, destruction, loss, loss or alteration of Customer Information in their control which that are no less rigorous than those maintained by a party for its own information of a similar nature. In the event of any improper disclosure of any Customer Information, the party responsible for the disclosure will immediately notify the other party.
Appears in 11 contracts
Samples: Soliciting Dealer Agreement (Reef Oil & Gas Drilling & Income Fund, L.P.), Soliciting Dealer Agreement (Reef Oil & Gas Drilling & Income Fund, L.P.), Soliciting Dealer Agreement (Reef 2012 - 2013 Drilling Fund, L.P.)
Safeguarding Customer Information. The parties shall establish and maintain safeguards against the unauthorized access, destruction, loss, or alteration of Customer Information in their control which are no less rigorous than those maintained by a party for its own information of a similar nature. In the event of any improper disclosure of any Customer Information, the party responsible for the disclosure will shall immediately notify the other party.
Appears in 4 contracts
Samples: Registered Investment Adviser Agreement (Versity Invest, LLC), Registered Investment Adviser Agreement (Versity Invest, LLC), Managing Broker Dealer Agreement (MCI Income Fund VII, LLC)
Safeguarding Customer Information. The parties Manager, the Company and you shall establish and maintain safeguards against the unauthorized access, destruction, loss, or alteration of Customer Information in their your respective control which are no less rigorous than those maintained by a party for its own information of a similar nature. In the event of any improper disclosure of any Customer Information, the party responsible for the disclosure will immediately notify the other party.
Appears in 2 contracts
Samples: Participating Broker Dealer Agreement (Redwood Mortgage Investors IX), Participating Broker Dealer Agreement (Redwood Mortgage Investors IX)
Safeguarding Customer Information. The parties Managers, the Company and you shall establish and maintain safeguards against the unauthorized access, destruction, loss, or alteration of Customer Information in their your respective control which are no less rigorous than those maintained by a party for its own information of a similar nature. In the event of any improper disclosure of any Customer Information, the party responsible for the disclosure will immediately notify the other party.
Appears in 2 contracts
Samples: Participating Broker Dealer Agreement (Redwood Mortgage Investors IX), Participating Broker Dealer Agreement (Redwood Mortgage Investors IX)
Safeguarding Customer Information. The parties Parties shall establish and maintain safeguards against the unauthorized access, destruction, loss, or alteration of Customer Information in their control which that are no less rigorous than those maintained by a party Party for its own information of a similar nature. In the event of any improper disclosure of any Customer Information, the party Party responsible for the disclosure will immediately notify the other partyParties.
Appears in 2 contracts
Samples: Selling Agreement (Reliastar Select Life Variable Account), Broker/Dealer Agency Selling Agreement for Variable Contracts (Reliastar Life Ins Co of New York Var Life Sep Acct I)
