Sale In Certain Jurisdictions. Sales of Units by the Placement Agent will be made only in such jurisdictions in which (i) the Placement Agent is a registered broker-dealer or where an applicable exemption from such registration exists and (ii) the Offering and sale of Units is registered under, or is exempt from, applicable registration requirements.
Appears in 3 contracts
Samples: Agency Agreement (Globalink Inc), Agency Agreement (Milestone Scientific Inc/Nj), Agency Agreement (Globalink Inc)
Sale In Certain Jurisdictions. Sales of Units by the Placement Agent or Selected Dealer will be made only in such jurisdictions in which (i) the Placement Agent or its Selected Dealer is a registered broker-dealer or where an applicable exemption from such registration exists and (ii) the Offering offering and sale of the Units is registered under, or is exempt from, applicable registration requirements.
Appears in 3 contracts
Samples: Agency Agreement (Queryobject Systems Corp), Agency Agreement (Imagenetix Inc /Nv/), Agency Agreement (Video Network Communications Inc)
Sale In Certain Jurisdictions. Sales of Units by the such Placement Agent or Selected Dealer will be made only in such jurisdictions in which (i) the Placement Agent or Selected Dealer is a registered broker-dealer or where an applicable exemption from such registration exists and (ii) the Offering and sale of the Units is registered under, or is exempt from, applicable registration requirements.
Appears in 1 contract
Sale In Certain Jurisdictions. Sales of Units by the Placement Agent will be made only in such jurisdictions in which Which (i) the Placement Agent is a registered broker-dealer or where an applicable exemption from such registration exists and (ii) the Offering and sale of Units is registered under, or is exempt from, applicable registration requirements.
Appears in 1 contract
Samples: Corporation Agency Agreement (Dental Medical Diagnostic Systems Inc)
Sale In Certain Jurisdictions. Sales of the Units by the Placement Agent or Selected Dealer will be made only in such jurisdictions in which (i) the Placement Agent or Selected Dealer is a registered broker-dealer or where an applicable exemption from such registration exists and (ii) the Offering offering and sale of Units is registered under, or is exempt from, applicable registration requirements. Units will be sold only in those jurisdictions indicated in the Blue Sky survey prepared by Grauxxxx Xxxlxx & Xillxx ("XM&M") and in accordance with the limitations set forth therein.
Appears in 1 contract
