Sales of Unregistered Securities. Except as described in the General Disclosure Package and the Prospectus (exclusive of any amendments or supplements thereto subsequent to the Applicable Time), the Company has not sold, issued or distributed any shares of Common Stock during the six-month period preceding the date hereof, including any sales pursuant to Rule 144A under, or Regulation D or S of, the Act, other than shares issued pursuant to employee benefit plans, qualified stock option plans or other employee compensation plans or pursuant to outstanding options, rights or warrants.
Appears in 2 contracts
Samples: Underwriting Agreement (Energy & Exploration Partners, Inc.), Underwriting Agreement (New Source Energy Corp)
Sales of Unregistered Securities. Except as described in the General Pricing Disclosure Package and the Prospectus (exclusive of any amendments or supplements thereto subsequent to the Applicable Time)Package, the Company has not sold, issued or distributed any of its preferred shares of Common Stock during the six-month period preceding the date hereof, including any sales pursuant to Section 4(a)(2) or Rule 144A under, or Regulation D or S of, the Securities Act, other than shares issued pursuant to employee benefit plans, qualified stock option plans or other employee compensation plans or pursuant to outstanding options, rights or warrants.
Appears in 2 contracts
Samples: Underwriting Agreement (Azul Sa), Underwriting and Placement Agreement (Azul Sa)