Schedule II. For each Loan purchased by the Portfolio acquired after the execution of this Loan Servicing Agreement:
Schedule II. The Escrow Agent is authorized to accept instructions signed or believed by the Escrow Agent to be signed by any one of the following on behalf of the Company and Placement Agent. LILIS ENERGY, INC. Name True Signature Xxxxxxx Xxxxxx /s/ Xxxxxxx Xxxxxx X.X. XXXXXXX & COMPANY, LLC Name True Signature Xxxxx Xxxx /s/ Xxxxx Xxxx
Schedule II. Schedule II shall be deleted in its entirety and replaced with the Schedule annexed hereto.
Schedule II. The Escrow Agent is authorized to accept instructions signed or believed by the Escrow Agent to be signed by any one of the following on behalf of the Company and Placement Agent. BIOLIFE SOLUTIONS, INC. Name True Signature Xxxxxxx Xxxx Xxxxxx Xxxxxx LADENBURG XXXXXXXX & CO. INC. Name True Signature Exhibit A FORM OF ESCROW RELEASE NOTICE Date: _____________, 2014 Signature Bank 000 Xxxxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000 Attention: Xxxxx Xxxxxx, Group Director and Senior Vice President Fax: (000) 000-0000 Dear Xx. Xxxxxx: In accordance with the terms of paragraph 2(b) of the Escrow Deposit Agreement, dated as of _______ ___, 2014 by and between BioLife Solutions, Inc. (the "Company"), Signature Bank (the "Escrow Agent") and Ladenburg Xxxxxxxx & Co. Inc. ("Placement Agent"), the Company and Placement Agent hereby notify the Escrow Agent that the closing will be held on ______ ___, 2014 for gross proceeds of $__________________. PLEASE DISTRIBUTE FUNDS BY WIRE TRANSFER AS FOLLOWS (wire instructions attached): __________________________: $ __________________________: $ Ellenoff Xxxxxxxx & Schole LLP: $ Signature Bank (Escrow Fee): $4,000 Very truly yours, BIOLIFE SOLUTIONS, INC. By: _____________ Name: __________ Title: ____________ LADENBURG XXXXXXXX & CO. INC. By: _____________ Name: ___________ Title: ____________
Schedule II. The Escrow Agent is authorized to accept instructions signed or believed by the Escrow Agent to be signed by any one of the following on behalf of the Company and Placement Agent. GUARDIAN TECHNOLOGIES INTERNATIONAL, INC. Name True Signature ______________ _____________________ ______________ ______________________ MIDTOWN PARTNERS & CO., LLC Name True Signature _________________ _____________________ _________________ _____________________ Exhibit A
Schedule II. Schedule II is hereby deleted in its entirety and replaced with the Schedule II attached to this Amendment.
Schedule II. The Deposit Account Agent is authorized to accept instructions signed or believed by the Deposit Account Agent to be signed by any one of the following on behalf of the Company and Representative. Aptorum Group Limited Name True Signature Boustead Securities, LLC Name True Signature Exhibit A EXTENSION NOTICE Date: Fintech Clearing, LLC [address of financial center] ______________ Attention: [name & title of Group Director] Dear _________: In accordance with the terms of Section 2(b) of an Offering Deposit Account Agency Agreement dated ___ _______, by and among [insert Company’s full legal name] (the “Company”), [insert Representative’s full legal name] (“Representative”), and Fintech Clearing, LLC (the “Deposit Account Agent”), the Company and Representative hereby notifies the Deposit Account Agent that the Termination Date has been extended to __________ __, 20__. Very truly yours, [insert Company’s full legal name] By: Name: Title: [insert Representative’s full legal name] By: Name: Title: Exhibit B FORM OF ESCROW RELEASE NOTICE Date: Fintech Clearing, LLC [address of financial center] ______________ Attention: [name & title of Group Director] Dear _________: In accordance with the terms of Section 2(d) of an Offering Deposit Account Agency Agreement dated as of ________ __, 20__ (the “Deposit Account Agreement”), by and between ____________ (the “Company”), Fintech Clearing, LLC (the “Deposit Account Agent”) and __________. (“Representative”), the Company and Representative hereby notify the Deposit Account Agent that the ________ closing will be held on ___________ for gross proceeds of $_________. PLEASE DISTRIBUTE FUNDS BY WIRE TRANSFER AS FOLLOWS (wire instructions attached): ________________________: $ ________________________: $ ________________________: $ Very truly yours, [insert Company’s full legal name] By: Name: Title: [insert Representative’s full legal name] By: Name: Title:
Schedule II. The Escrow Agent is authorized to accept instructions signed or believed by the Escrow Agent to be signed by any one of the following on behalf of the General Partner. SQN AIF V GP, LLC Name True Signature Exhibit A
Schedule II. To Soliciting Dealer Agreement NAME OF ISSUER: COTTONWOOD COMMUNITIES, INC. NAME OF SELLING GROUP MEMBER: SCHEDULE TO AGREEMENT DATED: Selling Group Member hereby authorizes the Dealer Manager or its agent to deposit selling commissions, dealer manager fees, distribution fees, and other payments due to it pursuant to the Soliciting Dealer Agreement to its bank account specified below. This authority will remain in force until Selling Group Member notifies the Dealer Manager in writing to cancel it. In the event that the Dealer Manager deposits funds erroneously into Selling Group Member’s account, the Dealer Manager is authorized to debit the account with no prior notice to Selling Group Member for an amount not to exceed the amount of the erroneous deposit. Bank Name: Bank Address: Bank Routing Number: Account Number: “SELLING GROUP MEMBER” (Print Name of Selling Group Member) By: Name: Title: Date: Schedule III To Soliciting Dealer Agreement , 20 [name of soliciting dealer] [address] [address] Re: Cottonwood Communities, Inc. Ladies and Gentlemen: Reference is made to the Soliciting Dealer Agreement (the “Soliciting Dealer Agreement”) as of [insert date] among [name of soliciting dealer] (“you”) and Orchard Securities, LLC (the “Dealer Manager”), relating to your participation in the distribution of shares of Cottonwood Communities, Inc. (the “Company”). All capitalized terms used but not otherwise defined herein shall have the meanings given them in the Soliciting Dealer Agreement. You have indicated that you may wish to utilize electronic delivery with respect to the delivering of the Prospectus, Subscription Agreements and Authorized Sales Materials and electronic signature with respect to a subscriber’s execution of a Subscription Agreement. In consideration of the mutual covenants hereinafter contained, the parties agree as follows:
Schedule II. The Deposit Account Agent is authorized to accept instructions signed or believed by the Deposit Account Agent to be signed by any one of the following on behalf of the Company and Underwriter. Asia Times Holdings Ltd. Name True Signature Xxxxx Xxxx, Chairman Boustead Securities, LLC Name True Signature Xxxxx Xxxxx, CEO Xxx XxXxxxx, Managing Director Schedule III Fee Schedule Service Fee Cash Management Fee [●] CIP/AML check (applied to each subscriber) $2.00 Wire Transfers – Incoming (Domestic or Foreign) $5.00 Wire Transfers – Outgoing (Domestic) $10.00 Wire Transfers – Outgoing (Foreign) $25.00 NACHA Upload per file $5.00 ACH per transaction (incoming or outgoing) $0.50 ACH Exceptions (incoming or outgoing) $2.00 Check Processing (incoming or outgoing) $10.00 Exhibit A
