SEC Reports. The Company has filed all reports, schedules, forms, statements and other documents required to be filed by the Company under the Securities Act and the Exchange Act, including pursuant to Section 13(a) or 15(d) thereof, for the two years preceding the date hereof (or such shorter period as the Company was required by law or regulation to file such material) (the foregoing materials, including the exhibits thereto, documents incorporated by reference therein, being collectively referred to herein as the “SEC Reports”).
Appears in 94 contracts
Samples: Securities Purchase Agreement (HiTek Global Inc.), Securities Purchase Agreement (Nova Lifestyle, Inc.), Securities Purchase Agreement (Oriental Culture Holding LTD)
SEC Reports. The Company has filed all reports, schedules, forms, statements and other documents required to be filed by it with the Company SEC under the Securities Exchange Act and of 1934, as amended (the “Exchange Act”), including pursuant to Section 13(a) or 15(d) thereofthereof (or that it would be required to be filed by it if it were subject to the reporting requirements of such sections), for the two years preceding the date hereof (or such shorter period as since the Company was first required by law or regulation to file such material) (the foregoing materials, including the exhibits thereto, documents incorporated by reference therein, being collectively referred to herein as the “SEC Reports”).
Appears in 10 contracts
Samples: Subscription Agreement (Akoustis Technologies, Inc.), Subscription Agreement (Akoustis Technologies, Inc.), Subscription Agreement (Akoustis Technologies, Inc.)
SEC Reports. The Company has filed all reports, schedules, forms, statements and other documents required to be filed by the Company under the Securities Exchange Act and the Exchange Actof 1934, as amended, including pursuant to Section 13(a) or 15(d) thereof, for the two years preceding the date hereof (or such shorter period as the Company was required by law or regulation to file such material) (the foregoing materials, including the exhibits thereto, documents incorporated by reference therein, being collectively referred to herein as the “SEC Reports”).
Appears in 6 contracts
Samples: Subscription Agreement (Akoustis Technologies, Inc.), Subscription Agreement (Content Checked Holdings, Inc.), Subscription Agreement (Enumeral Biomedical Holdings, Inc.)
SEC Reports. The Company has filed all reports, schedules, forms, statements and other documents required to be filed by the Company under the Securities Act and the Exchange Act, including pursuant to Section 13(a) or 15(d) thereof, for the two years preceding the date hereof (or such shorter period as the Company was required by law or regulation to file such material) thereof (the foregoing materials, including the exhibits thereto, thereto and documents incorporated by reference therein, being collectively referred to herein as the “SEC Reports”)) on a timely basis or has received a valid extension of such time of filing and has filed any such SEC Reports prior to the expiration of any such extension.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Brand Engagement Network Inc.), Securities Purchase Agreement (Brand Engagement Network Inc.), Securities Purchase Agreement (Brand Engagement Network Inc.)
SEC Reports. The Company has filed all reports, schedules, forms, statements and other documents required to be filed by the Company under the Securities Exchange Act and of 1934, as amended (the “Exchange Act”), including pursuant to Section 13(a) or 15(d) thereofthereof (or that it would have been required to file by Section 15(d) of the Exchange Act if its duty to file thereunder had not been automatically suspended) (collectively, the “SEC Reports”) for the two (2) years preceding the date hereof (or such shorter period as since the Company was first required by law or regulation to file such material) (the foregoing materials, including the exhibits thereto, documents incorporated by reference therein, being collectively referred to herein as the “SEC Reports”).
Appears in 4 contracts
Samples: Series B Preferred Stock and Warrant Purchase Agreement (Viveve Medical, Inc.), Series a Preferred Stock Purchase Agreement (Avinger Inc), Series a Preferred Stock Purchase Agreement (Avinger Inc)
SEC Reports. The Company has filed all reports, schedules, forms, statements and other documents reports required to be filed by the Company it under the Securities Act and the Exchange Act, including pursuant to Section 13(a) or 15(d) thereof, for the two years year preceding the date hereof (or such shorter period as the Company was required by law or regulation to file such material) (the foregoing materials, including the exhibits and schedules thereto, documents incorporated by reference therein, being collectively referred to herein as the “"SEC Reports”").
Appears in 4 contracts
Samples: Securities Purchase Agreement (World Surveillance Group Inc.), Securities Purchase Agreement (World Surveillance Group Inc.), Securities Purchase Agreement (World Surveillance Group Inc.)
SEC Reports. The Company has filed all reports, schedules, forms, statements and other documents required to be filed by the Company under the Securities Act and the Exchange Act, including pursuant to Section 13(a) or 15(d) thereof, for the two years 12 months preceding the date hereof (or such shorter period as the Company was required by law or regulation to file such material) (on a timely basis or has received a valid extension of such time of filing and has filed any such SEC Reports prior to the foregoing materials, including the exhibits thereto, documents incorporated by reference therein, being collectively referred to herein as the “SEC Reports”)expiration of any such extension.
Appears in 4 contracts
Samples: Securities Purchase Agreement (MicroAlgo Inc.), Securities Purchase Agreement (MicroAlgo Inc.), Securities Purchase Agreement (WiMi Hologram Cloud Inc.)
SEC Reports. The Company has filed all reports, schedules, forms, statements and other documents required to be filed by the Company under the Securities Act and the Exchange Act, including pursuant to Section 13(a) or 15(d) thereof, for the two years preceding the date hereof (or such shorter period as the Company was required by law or regulation to file such material) (the foregoing materials, any such documents voluntarily filed by the Company with the Commission, including the exhibits thereto, documents incorporated by reference therein, being collectively referred to herein as the “SEC Reports”).
Appears in 4 contracts
Samples: Securities Purchase Agreement (IWEB, Inc.), Securities Purchase Agreement (IWEB, Inc.), Securities Purchase Agreement (IWEB, Inc.)
SEC Reports. The Company has filed all reports, schedules, forms, statements and other documents required to be filed by it with the Company Securities and Exchange Commission (the “SEC”) under the Securities Exchange Act and of 1934, as amended (the “Exchange Act”), including pursuant to Section 13(a) or 15(d) thereofthereof (or that it would be required to be filed by it if it were subject to the reporting requirements of such sections), for the two years preceding the date hereof (or such shorter period as since the Company was first required by law or regulation to file such material) (the foregoing materials, including the exhibits thereto, documents incorporated by reference therein, being collectively referred to herein as the “SEC Reports”).
Appears in 3 contracts
Samples: Subscription Agreement (Tapimmune Inc), Subscription Agreement (Tapimmune Inc), Subscription Agreement (Akoustis Technologies, Inc.)
SEC Reports. The Company has filed all reports, schedules, forms, statements and other documents required to be filed by the Company under the Securities Act and the Exchange Act, including pursuant to Section 13(a) or 15(d) thereof, for the two years 12 months preceding the date hereof (or such shorter period as the Company was required by law or regulation to file such material) (the foregoing materials, including the exhibits thereto, documents incorporated by reference therein, being collectively referred to herein as the “SEC Reports”).
Appears in 3 contracts
Samples: Securities Purchase Agreement (E-Home Household Service Holdings LTD), Securities Purchase Agreement (E-Home Household Service Holdings LTD), Securities Purchase Agreement (E-Home Household Service Holdings LTD)
SEC Reports. The Company has shall have filed all reports, schedules, forms, statements and other documents reports required to be filed by the Company it under the Securities Act and the Exchange Act, including pursuant to Section 13(a) or 15(d) thereof, for the two years twelve months preceding the date hereof (or such shorter period as the Company was required by law or regulation to file such material) (the foregoing materials, including the exhibits thereto, documents incorporated by reference therein, being collectively referred to herein as the “SEC Reports”reports).; and
Appears in 3 contracts
Samples: Securities Purchase Agreement (Wentworth Ii Inc), Securities Purchase Agreement (New Paradigm Productions Inc), Securities Purchase Agreement (New Paradigm Productions Inc)
SEC Reports. The Company has filed all reports, schedules, forms, statements and other documents required to be filed by the Company under the Securities Act and the Securities Exchange ActAct of 1934, as amended, including pursuant to Section 13(a) or 15(d) thereof, for the two years preceding the date hereof (or such shorter period as the Company was required by law or regulation to file such material) (the foregoing materials, including the exhibits thereto, thereto and documents incorporated by reference therein, being collectively referred to herein as the “SEC Reports”).
Appears in 2 contracts
Samples: Exchange Agreement (SRAX, Inc.), Exchange Agreement (BIGtoken, Inc.)
SEC Reports. The Company has filed all reports, schedules, forms, statements and other documents required to be filed by the Company under the Securities Act and the Exchange Act, including pursuant to Section 13(a) or 15(d) thereof, for the two years preceding the date hereof (or such shorter period as the Company was required by law or regulation to file such material) (the foregoing materials, including the exhibits thereto, documents incorporated by reference therein, being collectively referred to herein as the “SEC Reports”).
Appears in 1 contract
Samples: Promissory Note Purchase Agreement (Skillful Craftsman Education Technology LTD)
SEC Reports. The Company has filed all reports, schedules, forms, statements and other documents required to be filed by the Company it under the Securities Act and the Exchange Act, including pursuant to Section 13(a) or 15(d) thereof, for the two years twelve (12) months preceding and including the date hereof (or such shorter period as the Company was required by law or regulation to file such material) (the foregoing materials, including the exhibits thereto, thereto and documents incorporated by reference therein, being collectively referred to herein as the “"SEC Reports”").
Appears in 1 contract
Samples: Securities Purchase Agreement (Torchlight Energy Resources Inc)
SEC Reports. The Company has filed all reports, schedules, forms, statements and other documents required to be filed by the Company it under the Securities Act and the Exchange Act, including pursuant to Section 13(a) or 15(d) thereof, for the two years twelve months preceding the date hereof (or such shorter period as the Company was required by law or regulation to file such material) (the foregoing materials, including the exhibits thereto, thereto and documents incorporated by reference therein, being collectively referred to herein as the “SEC Reports”), on a timely basis or has received a valid extension of such time of filing and has filed any such SEC Reports prior to the expiration of any such extension.
Appears in 1 contract
Samples: Securities Purchase Agreement (Root9B Technologies Inc.)
SEC Reports. The Company has filed all reports, schedules, forms, statements and other documents required to be filed by the Company under the Securities Act and the Exchange Act, including pursuant to Section 13(a) or 15(d) thereof, for the two years preceding the date hereof (or such shorter period as the Company was required by law or regulation to file such material) (the foregoing materials, including the exhibits thereto, thereto and documents incorporated by reference therein, being collectively referred to herein as the “SEC Reports”).
Appears in 1 contract
SEC Reports. The Company has filed all reports, schedules, forms, statements and other documents required to be filed by the Company it under the Securities Exchange Act and of 1934 (the “Exchange Act”), including pursuant to Section 13(a) or 15(d) thereof, for the two years twelve (12) months preceding the date hereof (or such shorter period as the Company was required by law or regulation to file such material) (the foregoing materials, including the exhibits thereto, thereto and documents incorporated by reference therein, being collectively referred to herein as the “SEC Reports”), on a timely basis or has received a valid extension of such time of filing and has filed any such reports.
Appears in 1 contract
Samples: Unit Purchase Agreement (NovaBay Pharmaceuticals, Inc.)