Section 16 Matters. Prior to the Effective Time, each of the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock or acquisitions of Parent Common Stock (including, in each case, derivative securities) resulting from the transactions contemplated hereby by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 12 contracts
Samples: Merger Agreement, Merger Agreement, Agreement and Plan of Merger and Reorganization (SRS Labs Inc)
Section 16 Matters. Prior to the Effective Time, each of the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) reasonably necessary to cause any dispositions of Company Common Stock or acquisitions of Parent Common Stock Shares (including, in each case, including derivative securitiessecurities with respect to Shares) resulting from the transactions contemplated hereby Transactions by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Company, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 12 contracts
Samples: Merger Agreement (Iteris, Inc.), Merger Agreement (Iteris, Inc.), Merger Agreement (Waste Management Inc)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of shares of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company or will become subject to such reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 11 contracts
Samples: Merger Agreement (Carrizo Oil & Gas Inc), Merger Agreement (Callon Petroleum Co), Merger Agreement (PNK Entertainment, Inc.)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company or will become subject to such reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 10 contracts
Samples: Merger Agreement (KLX Energy Services Holdings, Inc.), Merger Agreement (Atlas Capital Holdings, Inc.), Merger Agreement (Rri Energy Inc)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of Parent Common Stock Units (including, in each case, including derivative securitiessecurities with respect to Common Units) resulting from the transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company or will become subject to such reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 8 contracts
Samples: Agreement and Plan of Merger (Energy Transfer LP), Merger Agreement (SemGroup Corp), Merger Agreement
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock or acquisitions of Parent (including derivative securities with respect to Company Common Stock (including, in each case, derivative securitiesStock) resulting from the transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Company, to be exempt under Rule 16b-3 promulgated under the Exchange Act, to the extent permitted by applicable Law.
Appears in 6 contracts
Samples: Agreement and Plan of Merger (Chiquita Brands International Inc), Merger Agreement (Chiquita Brands International Inc), Merger Agreement (Cavendish Acquisition Corp)
Section 16 Matters. Prior to the First Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable LawLaws) to cause any dispositions of Company Common Stock or acquisitions of Parent Common Stock, restricted stock awards to acquire Parent Common Stock (includingand any Parent Options to purchase Parent Common Stock in connection with the Contemplated Transactions, in each case, derivative securities) resulting from the transactions contemplated hereby by each individual who is reasonably expected to become subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 6 contracts
Samples: Merger Agreement (Traws Pharma, Inc.), Merger Agreement (Spyre Therapeutics, Inc.), Merger Agreement (Aeglea BioTherapeutics, Inc.)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company or will become subject to such reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act, to the extent permitted by applicable Law.
Appears in 6 contracts
Samples: Merger Agreement (Health Net Inc), Merger Agreement (Centene Corp), Merger Agreement (Rockwood Holdings, Inc.)
Section 16 Matters. Prior to Before the Effective Time, each of the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock or and acquisitions of Parent Common Stock (including, in each case, derivative securities) resulting from the transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Company, or will become subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 5 contracts
Samples: Merger Agreement (First Mid Illinois Bancshares Inc), Merger Agreement (First Mid Illinois Bancshares Inc), Merger Agreement (First Mid Illinois Bancshares Inc)
Section 16 Matters. Prior to the Effective Time, each of the Company and Parent shall shall, as applicable, take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock or acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities related to such stock) resulting from the Merger and the other transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act. Upon request, the Company shall promptly furnish Parent with all requisite information for Parent to take the actions contemplated by this Section 6.12.
Appears in 4 contracts
Samples: Merger Agreement (Signature Office Reit Inc), Merger Agreement (Griffin Capital Essential Asset REIT, Inc.), Merger Agreement (Signature Office Reit Inc)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of Parent Common Stock (including, in each case, derivative securities) resulting from the transactions contemplated hereby by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Company, to be exempt under Rule 16b-3 promulgated under the Exchange Act, such steps to be taken in accordance with the interpretive guidance set forth by the SEC.
Appears in 4 contracts
Samples: Merger Agreement (Sykes Enterprises Inc), Merger Agreement (Ict Group Inc), Merger Agreement (Wyeth)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such reasonable steps as may be required (to the extent permitted under applicable Law) or appropriate to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions contemplated hereby Transactions by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company or who will become subject to such reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 4 contracts
Samples: Merger Agreement (Desktop Metal, Inc.), Merger Agreement (ExOne Co), Merger Agreement (Teledyne Technologies Inc)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of shares of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions contemplated hereby Merger by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company or will become subject to such reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 4 contracts
Samples: Merger Agreement (Ii-Vi Inc), Merger Agreement (Coherent Inc), Agreement and Plan of Merger (Lumentum Holdings Inc.)
Section 16 Matters. Prior to the Effective Time, each of the Company and Parent shall shall, as applicable, take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of Parent Common Stock (including, in each case, derivative securities) Shares resulting from the transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act. Upon request, Company shall promptly furnish Parent with all requisite information for Parent to take the actions contemplated by this Section 7.10.
Appears in 4 contracts
Samples: Merger Agreement (Retail Properties of America, Inc.), Merger Agreement (Kite Realty Group, L.P.), Merger Agreement (Inland Diversified Real Estate Trust, Inc.)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall use reasonable best efforts to take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company or will become subject to such reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 4 contracts
Samples: Merger Agreement (Fitlife Brands, Inc.), Merger Agreement (iSatori, Inc.), Merger Agreement (GenOn Energy, Inc.)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of Parent Common Stock Shares (including, in each case, including derivative securitiessecurities with respect to Parent Common Shares) resulting from the transactions contemplated hereby Transactions by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company or will become subject to such reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act, to the extent permitted by applicable Law.
Appears in 3 contracts
Samples: Agreement and Plan of Merger (QLT Inc/Bc), Agreement and Plan of Merger (Insite Vision Inc), Merger Agreement (Insite Vision Inc)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of shares of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions contemplated hereby Merger by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company or will become subject to such reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act, to the extent permitted by applicable Law.
Appears in 3 contracts
Samples: Merger Agreement (KMG Chemicals Inc), Merger Agreement (Linear Technology Corp /Ca/), Merger Agreement (Analog Devices Inc)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) reasonably necessary to cause any dispositions of Company Common Stock or acquisitions of Parent (including derivative securities with respect to Company Common Stock (including, in each case, derivative securitiesStock) resulting from the transactions contemplated hereby by this Agreement by each individual Person (including any Person who is deemed to be a “director by deputization” under applicable securities laws) who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 3 contracts
Samples: Merger Agreement (Sealy Corp), Merger Agreement (Tempur Pedic International Inc), Merger Agreement (HUGHES Telematics, Inc.)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock or acquisitions of Parent (including derivative securities with respect to Company Common Stock (including, in each case, derivative securitiesStock) resulting from the transactions contemplated hereby Transactions by each individual Person who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company (including any director designated by any such Person and including any Person to the extent deemed a director by deputization) or will become subject to such reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 3 contracts
Samples: Merger Agreement (Keypath Education International, Inc.), Merger Agreement (Trean Insurance Group, Inc.), Merger Agreement (Tivity Health, Inc.)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable LawLegal Requirements and no action letters issued by the SEC) to cause any dispositions of Company Common Stock or acquisitions acquisition of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions contemplated hereby by each individual who is or will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act. The parties will cooperate in good faith in connection with the subject matter of this Section 5.7.
Appears in 3 contracts
Samples: Merger Agreement (Alliqua BioMedical, Inc.), Merger Agreement (Twinlab Consolidated Holdings, Inc.), Merger Agreement (Wireless Ronin Technologies Inc)
Section 16 Matters. Prior to the Acquisition Merger Effective Time, each of the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock or acquisitions of Parent Common Stock (including, in each case, derivative securities) resulting from the transactions contemplated hereby by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 3 contracts
Samples: Merger Agreement (August Technology Corp), Merger Agreement (Nanometrics Inc), Merger Agreement (Nanometrics Inc)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of the Company Common Stock (including derivative securities with respect to the Company Common Stock) or acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Company, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 3 contracts
Samples: Merger Agreement (TGC Industries Inc), Merger Agreement (TGC Industries Inc), Merger Agreement (Dawson Geophysical Co)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Lawlaw) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions contemplated hereby by Article I of this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 3 contracts
Samples: Merger Agreement (Water Pik Technologies Inc), Merger Agreement (Probusiness Services Inc), Merger Agreement (Automatic Data Processing Inc)
Section 16 Matters. Prior to the Effective Time, each of the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock or Shares (including derivative securities with respect to Company Common Shares) and any acquisitions of shares of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to shares of Parent Common Stock) resulting from the transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company or Parent to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 3 contracts
Samples: Merger Agreement (Synnex Corp), Merger Agreement (Synnex Corp), Merger Agreement (Convergys Corp)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable LawLegal Requirements and no-action letters issued by the SEC) to cause any dispositions of Company Common Stock or acquisitions of Parent (including derivative securities with respect to Company Common Stock (including, Stock) in each case, derivative securities) resulting from connection with the transactions contemplated hereby Merger by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 3 contracts
Samples: Merger Agreement (Tufco Technologies Inc), Merger Agreement (Diedrich Coffee Inc), Merger Agreement (Green Mountain Coffee Roasters Inc)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions contemplated hereby Transactions by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company or will become subject to such reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 3 contracts
Samples: Merger Agreement (Firstenergy Corp), Merger Agreement (Allegheny Energy, Inc), Merger Agreement
Section 16 Matters. Prior to the Effective Time, each of the Company and Parent shall shall, as applicable, take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of Parent Common Stock (including, in each case, derivative securities) resulting from the transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act. Company agrees to promptly furnish Parent with all requisite information necessary for Parent to take the actions contemplated by this Section 7.18.
Appears in 2 contracts
Samples: Merger Agreement (Falmouth Bancorp Inc), Merger Agreement (Independent Bank Corp)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of shares of Company Common Stock (including derivative securities with respect to shares of Company Common Stock) or acquisitions of Parent Common Stock Shares (including, in each case, including derivative securitiessecurities with respect to Parent Shares) resulting from the transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company or will become subject to such reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Samples: Merger Agreement (Equitrans Midstream Corp), Merger Agreement (EQT Corp)
Section 16 Matters. Prior to the Effective Time, each of the Company and Parent shall shall, as applicable, take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock or acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities related to such stock) resulting from the Merger and the other transactions contemplated hereby by this Agreement by each individual officer or director who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act. Upon request, the Company shall promptly furnish Parent with all requisite information for Parent to take the actions contemplated by this Section 6.13.
Appears in 2 contracts
Samples: Merger Agreement (American Realty Capital Healthcare Trust Inc), Merger Agreement (Ventas Inc)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Lawlaw) to cause any dispositions disposition of Company Common Stock or acquisitions of Parent (including derivative securities with respect to Company Common Stock (including, in each case, derivative securitiesStock) resulting from the transactions contemplated hereby by Article I and Article II of this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company company to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Samples: Merger Agreement (Neon Systems Inc), Merger Agreement (Progress Software Corp /Ma)
Section 16 Matters. Prior to the Effective Time, each of the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) reasonably necessary to cause any dispositions of shares of Company Common Stock or (including derivative securities) and acquisitions of Parent Common Stock (including, in each case, including derivative securities) resulting from pursuant to the transactions contemplated hereby Merger by each individual who is subject to the reporting requirements of Section 16(a) 16 of the Exchange Act Act, or will become subject to such reporting requirements with respect to the Company Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Samples: Merger Agreement (Primus Telecommunications Group Inc), Merger Agreement (ARBINET Corp)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such reasonable steps as may be required (to the extent permitted under and are consistent with applicable Law) Law and regulations to cause any dispositions of Company Common Stock or acquisitions of Parent (including derivative securities with respect to Company Common Stock (including, Stock) in each case, derivative securities) resulting from the transactions Transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Company, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Samples: Merger Agreement (Audible Inc), Merger Agreement (Amazon Com Inc)
Section 16 Matters. Prior to the First Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of shares of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions contemplated hereby Transactions by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company or will become subject to such reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Samples: Agreement and Plan of Reorganization (Synageva Biopharma Corp), Agreement and Plan of Reorganization (Alexion Pharmaceuticals Inc)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent and permitted under applicable Law) to cause the transactions contemplated by this Agreement, including any dispositions of shares of Company Common Stock or acquisitions (including derivative securities with respect to shares of Parent Company Common Stock (including, in each case, derivative securitiesStock) resulting from the transactions contemplated hereby by each individual who is or will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Company, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Samples: Merger Agreement (Orion Power Holdings Inc), Merger Agreement (Reliant Resources Inc)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Lawlaw) to cause any dispositions of Company Common Stock Shares or acquisitions of Parent Common Stock (including, in each case, derivative securities) resulting from the transactions contemplated hereby by Article I of this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Samples: Merger Agreement (HNC Software Inc/De), Merger Agreement (Fair Isaac & Company Inc)
Section 16 Matters. Prior to the Effective Time, each of the Parent and Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions contemplated hereby by Article II or Article III of this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company or will become subject to such reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Samples: Merger Agreement (Bruker Axs Inc), Merger Agreement (Bruker Daltonics Inc)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall will take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company equity securities (including derivative securities with respect to Company Common Stock Stock) or acquisitions of Parent equity securities (including derivative securities with respect to Parent Common Stock (including, in each case, derivative securitiesStock) resulting from the transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Samples: Merger Agreement (Integrated Device Technology Inc), Merger Agreement (PLX Technology Inc)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall use commercially reasonable efforts to take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock or acquisitions of Parent (including derivative securities in respect to Company Common Stock (including, in each case, derivative securitiesStock) resulting from the transactions contemplated hereby by Article I, Article II or Section 5.06 of this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Company, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Samples: Merger Agreement (Collateral Therapeutics Inc), Merger Agreement (Collateral Therapeutics Inc)
Section 16 Matters. Prior to the Effective Time, each of the Company and the Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock or Shares (including derivative securities with respect to Common Shares) or, to the extent applicable, acquisitions of Parent Common Stock Shares (including, in each case, including derivative securitiessecurities with respect to Parent Shares) resulting from the transactions contemplated hereby Transactions by each individual who is subject to the reporting requirements of Section 16(a) of the U.S. Exchange Act with respect to the Company Company, to be exempt under Rule 16b-3 promulgated under the U.S. Exchange Act.
Appears in 2 contracts
Samples: Arrangement Agreement (Unitedhealth Group Inc), Arrangement Agreement (Catamaran Corp)
Section 16 Matters. Prior to the Effective Time, each of the Parent and Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock or acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions contemplated hereby Transactions by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Parent or will become subject to such reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Samples: Merger Agreement (Stratex Oil & Gas Holdings, Inc.), Merger Agreement (RICHFIELD OIL & GAS Co)
Section 16 Matters. Prior to the First Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) necessary or appropriate to cause any dispositions of Company Common Stock or the acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to such Parent Common Stock) resulting from the transactions contemplated hereby by this Agreement by each individual who is will become subject to the such reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Parent to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Samples: Merger Agreement (Catabasis Pharmaceuticals Inc), Merger Agreement (Novus Therapeutics, Inc.)
Section 16 Matters. Prior to the Effective Time, each of the Company and Parent shall take all such steps as may be reasonably required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock or acquisitions of Parent Common Stock (including, in each case, derivative securities) resulting from the transactions contemplated hereby by Article III of this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company and Parent to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Samples: Merger Agreement (Intac International Inc), Merger Agreement (Intac International Inc)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) necessary or appropriate to cause any dispositions of Company Common Stock or the acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to such Parent Common Stock) resulting from the transactions contemplated hereby by this Agreement by each individual who is will become subject to the such reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Parent to be exempt under Rule 16b-3 16b‑3 promulgated under the Exchange Act.
Appears in 2 contracts
Samples: Merger Agreement (Kintara Therapeutics, Inc.), Merger Agreement (Kintara Therapeutics, Inc.)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) use reasonable best efforts to cause (and the Company shall be permitted to cause) any dispositions of Company Common Stock or acquisitions of Parent (including derivative securities related to Company Common Stock (including, in each case, derivative securitiesStock) resulting from the transactions contemplated hereby by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect related to the Company or shall become subject to such reporting requirements related to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act, to the extent permitted by applicable Law.
Appears in 2 contracts
Samples: Merger Agreement (Magellan Health Inc), Merger Agreement (Centene Corp)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of shares of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions contemplated hereby Transactions by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company or will become subject to such reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Samples: Merger Agreement (TriVascular Technologies, Inc.), Merger Agreement (Endologix Inc /De/)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall use reasonable best efforts to take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock or acquisitions of Parent (including derivative securities with respect to Company Common Stock (including, in each case, derivative securitiesStock) resulting from the transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act, to the extent permitted by applicable Law.
Appears in 2 contracts
Samples: Merger Agreement (Domtar CORP), Merger Agreement (Resolute Forest Products Inc.)
Section 16 Matters. Prior to In connection with the Effective TimeOffer, each of Parent and the Company and Parent shall take all such reasonable steps as may be required (to the extent permitted under and are consistent with applicable Law) Law and regulations to cause any dispositions of Company Common Stock or acquisitions of Parent (including derivative securities with respect to Company Common Stock (including, Stock) in each case, derivative securities) resulting from the transactions Transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Company, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Samples: Merger Agreement (GCP Sunshine Acquisition, Inc. A Delaware Corp), Agreement and Plan of Merger (American Land Lease Inc)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of Parent Common Stock Ordinary Shares (including, in each case, including derivative securitiessecurities with respect to Parent Ordinary Shares) resulting from the transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company or will become subject to such reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Samples: Merger Agreement (Atwood Oceanics Inc), Merger Agreement (Ensco PLC)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as that may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions Merger and the matters contemplated hereby by Sections 5.4 and 5.5 by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act, to the extent permitted by applicable Legal Requirements.
Appears in 2 contracts
Samples: Merger Agreement (Momentive Global Inc.), Merger Agreement (Momentive Global Inc.)
Section 16 Matters. Prior to the First Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable LawLaws) to cause any dispositions of Company Common Stock or acquisitions of Parent Common Stock, restricted stock awards to acquire Parent Common Stock (includingand any Converted Options in connection with the Contemplated Transactions, in each case, derivative securities) resulting from the transactions contemplated hereby by each individual who is reasonably expected to become subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Samples: Merger Agreement (Baudax Bio, Inc.), Merger Agreement (Idera Pharmaceuticals, Inc.)
Section 16 Matters. Prior to the Effective Time, each of the Company and Parent shall take all such steps as may be required (to the extent and permitted under applicable Law) to cause the transactions contemplated by this Agreement, including any dispositions of shares of Company Common Stock or acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to such shares of Company Common Stock or Parent Common Stock) resulting from the transactions contemplated hereby by each individual who is or will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Samples: Merger Agreement (Wright Medical Group Inc), Merger Agreement (Biomimetic Therapeutics, Inc.)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of Parent Common Stock Series B Units (including, in each case, including derivative securitiessecurities with respect to Series B Units) resulting from the transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company or will become subject to such reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Samples: Merger Agreement (Energy Transfer Equity, L.P.), Merger Agreement (Southern Union Co)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under Applicable Law and in accordance with applicable LawSEC rules and regulations and interpretations of the SEC staff) to cause any dispositions of Company Common Stock or acquisitions of Parent Common Stock (including, in each case, derivative securities) resulting from the transactions contemplated hereby Transactions by each individual who is subject to the reporting requirements of Section 16(a) of the Securities Exchange Act with respect to the Company Company, or will become subject to such reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Securities Exchange Act.
Appears in 2 contracts
Samples: Merger Agreement (WillScot Mobile Mini Holdings Corp.), Merger Agreement (McGrath Rentcorp)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock or acquisitions of Parent (including derivative securities with respect to Company Common Stock (including, in each case, derivative securitiesStock) resulting from the transactions contemplated hereby Merger by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act, to the extent permitted by applicable Law.
Appears in 2 contracts
Samples: Merger Agreement, Merger Agreement (WHITEWAVE FOODS Co)
Section 16 Matters. Prior to the Effective Time, each of the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock Shares or acquisitions of Parent Common Stock (including, in each case, derivative securities) resulting from the transactions contemplated hereby by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company or any employee or director of the Company who may become an officer or director of Parent to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Samples: Merger Agreement (Turbochef Technologies Inc), Merger Agreement (Middleby Corp)
Section 16 Matters. Prior to the Effective Time, each of the Company and Parent shall shall, as applicable, take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock or acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities related to such stock) resulting from the Merger and the other transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act. Upon request, the Company shall promptly furnish Parent with all requisite information for Parent to take the actions contemplated by this Section 6.13.
Appears in 2 contracts
Samples: Merger Agreement (Cole Real Estate Investments, Inc.), Merger Agreement (American Realty Capital Properties, Inc.)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of shares of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions contemplated hereby Merger by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company or will become subject to such reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act, to the extent permitted by Applicable Law.
Appears in 2 contracts
Samples: Merger Agreement (Lumentum Holdings Inc.), Merger Agreement (Oclaro, Inc.)
Section 16 Matters. Prior to the Effective Time, each of the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Applicable Law) to cause any dispositions of Company Common Stock or acquisitions of Parent Common Stock (including, in each case, derivative securities) resulting from the transactions contemplated hereby by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Samples: Merger Agreement (Urs Corp /New/), Merger Agreement (Washington Group International Inc)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of shares of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions contemplated hereby Mergers by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company or will become subject to such reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act, to the extent permitted by applicable Law.
Appears in 2 contracts
Samples: Merger Agreement (Littelfuse Inc /De), Merger Agreement (Ixys Corp /De/)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions contemplated hereby by Article I by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Act, to be exempt under Rule 16b-3 promulgated under the Exchange Act, such steps to be taken in accordance with the guidance provided by the SEC.
Appears in 2 contracts
Samples: Merger Agreement (Wave Wireless Corp), Merger Agreement (Waverider Communications Inc)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) necessary or appropriate to cause any dispositions of Company Common Stock or the acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to such Parent Common Stock) resulting from the transactions contemplated hereby by this Agreement by each individual who is will become subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Parent to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Samples: Merger Agreement (Allovir, Inc.), Merger Agreement (Graphite Bio, Inc.)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be reasonably required (to the extent permitted under applicable Law) to cause any dispositions disposition of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions contemplated hereby by this Agreement by each individual Person who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company or will become subject to the reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Samples: Merger Agreement (Zimmer Holdings Inc), Merger Agreement (LVB Acquisition, Inc.)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions contemplated hereby Merger by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to Parent or the Company or will become subject to such reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act, to the extent permitted by applicable Law.
Appears in 2 contracts
Samples: Merger Agreement (Gannett Co., Inc.), Merger Agreement (New Media Investment Group Inc.)
Section 16 Matters. Prior to the Effective Time, each of the Company and Parent shall shall, as applicable, take all such steps as may be required (to the extent permitted under applicable Law) necessary to cause any dispositions of Company Common Stock Shares or acquisitions of Parent Common Stock Shares (includingincluding derivative securities with respect to Company Common Shares or Parent Common Shares, in each case, derivative securitiesas applicable) resulting from the Merger or the other transactions contemplated hereby by each individual Person who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange ActAct to the extent applicable.
Appears in 2 contracts
Samples: Merger Agreement (Diversified Healthcare Trust), Merger Agreement (Office Properties Income Trust)
Section 16 Matters. Prior to the Effective Time, each of the Company Company, Parent and Parent Merger Sub shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Common Stock) or acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the Merger and the other transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company immediately prior to the Effective Time or will be subject to such requirements with respect to Parent to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 2 contracts
Samples: Merger Agreement (SS&C Technologies Holdings Inc), Merger Agreement (DST Systems Inc)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions acquisitions of Company Common Stock or acquisitions shares of Parent Common Stock (including, in each case, derivative securities) resulting from the transactions contemplated hereby Merger by each individual who is will become subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Parent to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause the Merger and the transactions contemplated hereby, including any dispositions of Company Common Stock or acquisitions of Parent (including derivative securities with respect to the Company Common Stock (including, in each case, derivative securitiesStock) resulting from the transactions contemplated hereby by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act, such steps to be taken in accordance with the No-Action Letter dated January 12, 1999 issued by the SEC regarding such matters.
Appears in 1 contract
Samples: Merger Agreement (Onesource Information Services Inc)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Lawlaw) to cause any dispositions of Company Common Stock or acquisitions of Parent (including derivative securities with respect to Company Common Stock (including, in each case, derivative securitiesStock) resulting from the transactions contemplated hereby by Article I and Article II of this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 1 contract
Samples: Merger Agreement (Acxiom Corp)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to use its reasonable best efforts, including in accordance with the extent permitted under applicable Law) interpretive guidance set forth by the SEC, to cause any dispositions of Company Common Stock or acquisitions of Parent (including derivative securities with respect to Company Common Stock (including, in each case, derivative securitiesStock) resulting from the transactions contemplated hereby Transactions by each individual officer or director who is or will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Company, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent and permitted under applicable Law) to cause the transactions contemplated by this Agreement, including any dispositions of shares of Company Common Stock or acquisitions (including derivative securities with respect to shares of Parent Company Common Stock (including, in each case, derivative securitiesStock) resulting from the transactions contemplated hereby by each individual who is or will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 1 contract
Samples: Merger Agreement (Viewlocity Inc)
Section 16 Matters. Prior to the First Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable LawLaws) to cause any dispositions of Company Common Stock or acquisitions of Parent Common Stock (including, or Parent Convertible Preferred Stock in each case, derivative securities) resulting from connection with the transactions contemplated hereby Contemplated Transactions by each individual who is reasonably expected to become subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Parent to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 1 contract
Samples: Agreement and Plan of Merger (Leap Therapeutics, Inc.)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) necessary or appropriate to cause any dispositions of Company Common Stock or the acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to such Parent Common Stock) resulting from the transactions contemplated hereby by this Agreement by each individual who is will become subject to the such reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Parent to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 1 contract
Samples: Merger Agreement (CohBar, Inc.)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall will take all such steps as may be required (to the extent permitted under applicable Law) or appropriate to cause any dispositions of Company Common Stock or acquisitions of Parent (including derivative securities with respect to Company Common Stock (including, in each case, derivative securitiesStock) resulting from the transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Company, or will become subject to such reporting requirements with respect to the Surviving Corporation, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, each of the Company and Parent shall shall, as applicable, take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock Shares or acquisitions of Parent Common Stock Shares (includingincluding derivative securities with respect to Company Common Shares or Parent Common Shares, in each case, derivative securitiesas applicable) resulting from the transactions contemplated hereby Merger or the other Transactions by each individual Person who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange ActAct to the extent applicable.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as that may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions Merger and the matters contemplated hereby by Sections 5.3 and 5.4 by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act, to the extent permitted by applicable Legal Requirements.
Appears in 1 contract
Samples: Merger Agreement (Ansys Inc)
Section 16 Matters. Prior to the Effective Time, each of the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock or acquisitions of Parent Common Stock (including, in each case, derivative securities) resulting from the transactions contemplated hereby by each individual who is subject to the reporting requirements of of
Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock or acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions contemplated hereby by this Agreement by each individual who is will become subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of shares of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions contemplated hereby First Merger by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company or will become subject to such reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any acquisitions or dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company or will become subject to such reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act, to the extent permitted by applicable Law.
Appears in 1 contract
Section 16 Matters. Prior Subject to the following sentence, prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable LawLegal Requirements and no-action letters issued by the SEC) to cause any dispositions of Company Common Stock or acquisitions of Parent (including derivative securities with respect to Company Common Stock (including, in each case, derivative securitiesStock) resulting from the transactions contemplated hereby Transactions by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Company, and the acquisition of Parent Common Stock (including derivative securities with respect to be exempt under Rule 16b-3 promulgated under the Exchange Act.Parent Common Stock) by each
Appears in 1 contract
Samples: Merger Agreement (Avanex Corp)
Section 16 Matters. Prior to the Effective Time, each of the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock or acquisitions of Parent QVCA Common Stock (including, in each case, securities deliverable upon exercise, vesting or settlement of any Company Equity Awards or other derivative securities) resulting from the transactions contemplated hereby by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act.or may become subject to
Appears in 1 contract
Samples: Merger Agreement (HSN, Inc.)
Section 16 Matters. Prior to the Effective Time, each of Parent and the ------------------ Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of Parent Common Stock (including, in each case, derivative securities) resulting from the transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable LawLaws) to cause any dispositions of Company Common Stock or acquisitions of Parent Common Stock (includingin connection with the Contemplated Transactions, in each case, derivative securities) resulting from the transactions contemplated hereby by each individual who is reasonably expected to become subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 1 contract
Samples: Merger Agreement (Orgenesis Inc.)
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of Parent Common Stock (including, in each case, derivative securities) resulting from the transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock or acquisitions the acquisition of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions contemplated hereby by each individual who is who, in connection with the consummation of the Merger, will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable LawLegal Requirements) to cause any dispositions of Company Common Stock or acquisitions the acquisition of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to Parent Common Stock) resulting from the transactions contemplated hereby by each individual who is who, in connection with the consummation of the Merger, will be subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 1 contract
Section 16 Matters. Prior to the First Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) necessary or appropriate to cause any dispositions of Company Common Stock or the acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to such Parent Common Stock) resulting from the transactions contemplated hereby First Merger by each individual officer or director (including by deputization) who is will become subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company Parent to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, each of the Company and Parent shall take all such reasonable steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of shares of Company Common Stock or acquisitions (including derivative securities with respect to shares of Parent Company Common Stock (including, in each case, derivative securitiesStock) resulting from the transactions contemplated hereby by Article IV by each individual who is subject to the reporting requirements of Section 16(a) a director or officer of the Exchange Act with respect to Company, or who will upon the Company Effective Time become an officer or director of Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, each of Parent and the Company and Parent shall each take all such steps as may be required (to the extent permitted under applicable Law) to cause to be exempt under Rule 16b-3 promulgated under the Exchange Act any dispositions of Company Common Stock or acquisitions of Parent Common Stock (including, in each case, including derivative securitiessecurities with respect to such shares) resulting that are treated as acquisitions under such rule and result from the transactions contemplated hereby by this Agreement by each individual who may become or is reasonably expected to become subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to Parent immediately after the Company to be exempt under Rule 16b-3 promulgated under the Exchange ActEffective Time.
Appears in 1 contract
Samples: Merger Agreement (Tengasco Inc)
Section 16 Matters. Prior to the Effective Time, each of the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including securities deliverable upon exercise, vesting or acquisitions settlement of Parent Common Stock (including, in each case, any Company Equity Awards or other derivative securities) resulting from the transactions contemplated hereby by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 1 contract
Section 16 Matters. Prior to the Effective Time, each of the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock Units or acquisitions of Parent Common Stock (including, in each case, derivative securities) resulting from the transactions contemplated hereby Transactions by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company to be exempt under Rule 16b-3 promulgated under the Exchange Act.
Appears in 1 contract
Samples: Merger Agreement (Davita Inc)
Section 16 Matters. Prior to the First Effective Time, each of Parent and the Company and Parent shall take all such steps as may be required (to the extent permitted under applicable Law) to cause any dispositions of Company Common Stock (including derivative securities with respect to Company Common Stock) or acquisitions of Parent Common QVC Series A Stock (including, in each case, including derivative securitiessecurities with respect to Parent QVC Series A Stock) resulting from the transactions Transactions contemplated hereby by this Agreement by each individual who is subject to the reporting requirements of Section 16(a) of the Exchange Act with respect to the Company or will become subject to such reporting requirements with respect to Parent, to be exempt under Rule 16b-3 promulgated under the Exchange Act, to the extent permitted by applicable Law.
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (Zulily, Inc.)