Common use of SECTION 9 OF THE 1934 ACT Clause in Contracts

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement.

Appears in 26 contracts

Samples: Investment Agreement (Gei Global Energy Corp.), Investment Agreement (Gei Global Energy Corp.), Investment Agreement (Greenkraft, Inc.)

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SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's ’s stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's ’s common stock during the term of this Agreement.

Appears in 23 contracts

Samples: Investment Agreement (Lode-Star Mining Inc.), Investment Agreement (Lode-Star Mining Inc.), Investment Agreement (Vape Holdings, Inc.)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement. (D) ACCREDITED INVESTOR. Investor is an "Accredited Investor" as that term is defined in Rule 501(a) of Regulation D of the 1933 Act.

Appears in 13 contracts

Samples: Investment Agreement (Kallo Inc.), Investment Agreement (Greenkraft, Inc.), Investment Agreement (Orgenesis Inc.)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to short sell the Company's ’s stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock Common Stock during the term of this Agreement. The Investor will only sell Company stock that it has in its possession.

Appears in 12 contracts

Samples: Investment Agreement (Forza Innovations Inc), Investment Agreement (STWC. Holdings, Inc.), Investment Agreement (Smoke Cartel, Inc.)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's ’s stock shortshort or otherwise engage in hedging transactions regarding the stock, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock advisors during the term of this Agreement.

Appears in 7 contracts

Samples: Investment Agreement (Arista Financial Corp.), Investment Agreement (NCM Financial), Investment Agreement (Rich Pharmaceuticals, Inc.)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's ’s stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement.

Appears in 7 contracts

Samples: Investment Agreement (Xfit Brands, Inc.), Equity Purchase Agreement (Jubilant Flame International, LTD), Equity Purchase Agreement (Monster Arts Inc.)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's ’s stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's ’s common stock during the term of this Agreement. 3.4 ACCREDITED INVESTOR. Investor is an “Accredited Investor” as that term is defined in Rule 501(a) of Regulation D of the 1933 Act.

Appears in 5 contracts

Samples: Investment Agreement (Dominovas Energy Corp), Investment Agreement (Aristocrat Group Corp.), Investment Agreement (Aristocrat Group Corp.)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common StockShares. The Investor agrees not to short sell or hedge the Company's ’s stock short, either directly or indirectly through its affiliates, parent or subsidiary companies, principals or advisors, the Company's common stock Common Shares during the term of this Agreement. The Investor will only sell Company stock that it has in its possession.

Appears in 4 contracts

Samples: Investment Agreement (Sharing Economy International Inc.), Investment Agreement (New Momentum Corp.), Investment Agreement (ParcelPal Technology Inc.)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's ’s stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's ’s common stock during the term of this Agreement. (D) ACCREDITED INVESTOR. Investor is an “Accredited Investor” as that term is defined in Rule 501(a) of Regulation D of the 1933 Act.

Appears in 3 contracts

Samples: Investment Agreement (Kallo Inc.), Investment Agreement (Pgi Energy Fund I Series-2010,inc), Investment Agreement (Pgi Energy Fund I Series-2010,inc)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's ’s stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock advisors during the term of this Agreement.

Appears in 3 contracts

Samples: Equity Financing Agreement (Propanc Health Group Corp), Equity Financing Agreement (POSITIVEID Corp), Investment Agreement (Vaccinogen Inc)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to short sell the Company's stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock Common Stock during the term of this Agreement. The Investor will only sell Company stock that it has in its possession.

Appears in 3 contracts

Samples: Investment Agreement (Advantego Corp), Investment Agreement (Grow Condos, Inc.), Investment Agreement (HDS International Corp.)

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SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement.

Appears in 2 contracts

Samples: Equity Purchase Agreement (Seen on Screen Tv Inc.), Investment Agreement (China Sun Group High-Tech Co)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell engage in any Short Sale of the Company's stock shortShares, either directly or indirectly through its affiliates, principals principals, advisors or advisors, the Company's common stock other parties during the term of this Agreement.

Appears in 1 contract

Samples: Equity Purchase Agreement (Graphite Corp)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's stock shortshort or otherwise engage in hedging transactions regarding the stock, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock advisors during the term of this Agreement.

Appears in 1 contract

Samples: Investment Agreement (Rich Pharmaceuticals, Inc.)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's ’s common stock during the term of this Agreement.

Appears in 1 contract

Samples: Investment Agreement (Next Inc/Tn)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunderthere under, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's ’s stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's ’s common stock during the term of this Agreement.

Appears in 1 contract

Samples: Investment Agreement (Wild Craze, Inc.)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common StockShares. The Investor agrees not to short sell or hedge the Company's stock short, either directly or indirectly through its affiliates, parent or subsidiary companies, principals or advisors, the Company's common stock Common Shares during the term of this Agreement. The Investor will only sell Company stock that it has in its possession.

Appears in 1 contract

Samples: Investment Agreement (Luduson G Inc.)

SECTION 9 OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell participate in any short sales of the Company's stock short’s Common Stock, either directly or indirectly through its affiliates, principals or advisors, or recommend a short position in the Company's common stock during the term of this Agreement.

Appears in 1 contract

Samples: Investment Agreement (Medical Billing Assistance, Inc.)

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